Santa Cruz County Grand Jury

2007-2008

29 reports

From the annual report
The consolidated year-end volume. The individual investigations it contains are listed separately below.
📑 Year-End Report
The full consolidated volume; individual reports are listed below.
Individual reports (29)
Findings & Recommendations 93 findings
F1: Conclusions 2. Since the most pressing concern today is from where the money will come to maintain Medicare and Medicaid services for those who qualify under today’s system, extending it to include low-income families is not being discussed. 3. Santa Cruz County public, non-profit, and for-profit medical resources have worked together to make health care more accessible to low-income families. Commendation 1. The Human Services Department and the Health Services Agency are to be commended for ongoing focus on the delivery of adequate health care services to Santa Cruz County residents. Health Insurance Coverage 2000-2001 Grand Jury Recommendation 3: The Healthy Families Program should include parents in its coverage. Premiums should be set at more affordable levels in order to accelerate enrollment of families without insurance. Coverage should be maintained during short periods of seasonal unemployment. The Central Coast Alliance for Health should approach local employers to continue premium payments for families during short periods of seasonal unemployment to keep insurance coverage from lapsing. It should continue to expand the participation of specialists in its programs. County Response: This recommendation has been implemented. 2007-2008 Grand Jury Findings 12. The Healthy Families Program does not include parents in its coverage. Healthy Families insurance premiums vary depending on the health plan selected. Families receive a discounted premium if they select the local Community Provider Plan, which is the Central Coast Alliance for Health (the Alliance) in Santa Cruz County. The Alliance’s maximum monthly premium for a family with three or more children is $36 (or $108 per quarter). 13. Recent local funding contributions to the Healthy Kids program, which came primarily from Sutter Santa Cruz and Dominican Hospital, will allow the Alliance to move 295 children off the waiting list and into enrollment. 14. Seasonal unemployment only affects the eligibility of adults in a family receiving Medi-Cal. The Alliance reports that their Medi-Cal membership fluctuates by about five percent each year according to the growing season and migration of Medi-Cal recipients out of the area. Typically, a seasonal employee becomes eligible for Medi- Cal when the work season ends or slows down because the worker’s income A Promise Kept 29 decreases. When an individual’s work hours increase again, Medi-Cal eligibility could be lost due to the corresponding increase in income. Thus, an individual may qualify during periods of little work or unemployment but no longer qualify for Medi- Cal when working full-time. 15. Medi-Cal has no provision for continued eligibility if an adult no longer meets the criteria. However, children can maintain Medi-Cal eligibility for 12 months even if the adults in the family are terminated due to an increase in income or assets. 16. Although families pay no premiums for the Medi-Cal program, there are premiums associated with the Healthy Families and Healthy Kids programs. However, regardless of changes in family income, once a child is deemed eligible for Healthy Families or Healthy Kids, that child remains eligible for 12 months unless he or she becomes eligible for no-cost Medi-Cal, is covered by other health insurance, or turns 19. Children also lose Healthy Kids eligibility and coverage when they move out of Santa Cruz County. 17. In 2000, the Santa Cruz County population was 255,602. In 2007, the population increased slightly to an estimated 264,125 (3.3 percent). But the supply of health care specialists for Alliance programs has increased by almost 30 percent since that year. In 2000, the Alliance had an average of 499 specialists available to serve Santa Cruz County residents. As of March 2008, 697 specialists are available. 18. The Alliance collaborates with over 60 community coalitions and organizations to promote its programs, including the Santa Cruz County Human Services Department. It also promotes health care resources to the public at events, such as farmers’ markets, health fairs, community block parties, and other festivals. In addition, the Alliance publishes a provider bulletin in which providers are urged to encourage their Healthy Families and Healthy Kids patients to stay enrolled and thereby continue their health care coverage. 19. In March 2008, at California’s annual Medi-Cal Quality Conference, Central Coast Alliance for Health tied for first place with Health Plan of San Francisco, winning the Gold Award for the highest rate of preventive care services among all 39 Medi-Cal health plans in California. The Alliance also won a second place Silver Award for member satisfaction. Conclusions 4. Because Healthy Families is a state and federally funded health plan, Santa Cruz County cannot change the eligibility requirements for the program. 5. The 2000-2001 report recommended, “Coverage should be maintained during short periods of seasonal unemployment.” But, in fact, qualifying seasonal workers are covered while unemployed. They risk losing coverage when employed because their income may exceed guidelines. That issue has not been addressed by Medi-Cal or any county agency. 6. A public/private partnership exists in the county to provide affordable access to health care for low-income individuals and families. A Promise Kept
F2: County code violations do not always result in enforcement action. • The Planning Department documents some violations but does not enforce them, for example, violations of residential property fence height limits. Response from the County: PARTIALLY AGREES. In certain, limited situations such as side or rear yard fences that are slightly over the maximum height, no enforcement action is taken due to workload/caseload issues. Enforcement action for other minor violations may be limited to the issuance of a Notice of Violation (Red-tag) and recordation of the Notice of Violation on the property title. The Notice of Violation must be addressed when the property is sold or refinanced or when a permit is required for something else. • Some enforcement decisions are based upon Board of Supervisors’ policy, such as the 2002 board policy specifying that structures built pre-1980 without permit will not be subject to enforcement. Response from the County: PARTIALLY AGREES. This policy directive is followed, but pertains solely to non-habitable structures. • “No enforcement” is one complaint classification category in HANSEN®. Between March 29, 2007, and February 7, 2008, 11 percent of “no enforcement” decisions were based on policy adopted by the board; the remaining 89 percent were decided within the Planning Department without clear policy guidelines. Response from the County: DISAGREES. A portion of these “no enforcement” designations were open Service Requests (complaints) that had not yet been resolved. The Code Compliance staff initially selected “no enforcement” in the Hansen system for complaints that did not immediately result in the issuance of a Notice of Violation. It is common for a Code Compliance Investigator to conduct a site inspection and need to perform additional review of office records before determining whether, in fact, a violation exists. The remainder of the Service Requests referred to were actually resolved, with no further action, using the “no enforcement” designation. During the deliberations that ultimately led to adoption of the policy regarding structures built without permits prior to 1980, the Planning Department informed the Board that there is a category of violations that are so minor that no enforcement action on the part of the County is warranted. Planning Department management staff is involved in the decision-making process for each of the Service Requests that result in resolution using the “no enforcement action” coding. Examples of these determinations include side or rear yard fences that are a few inches over height, or a minor setback encroachment of a deck that would not otherwise require a Building Permit. Code Compliance Enforcement 3
F3: There is no formal policy requiring county building inspectors or code compliance investigators to report code violations they might chance upon. • The City of Watsonville requires home maintenance compliance, and its inspectors report violations they happen to see. • The City of Santa Cruz expects its staff to report obvious violations it encounters as a matter of policy. Response from the County: DISAGREES. The Planning Department Procedures Manual contains a Section related to the reporting of code violations by staff. That procedure, established in 2006, requires that certain types of violations be reported to the Code Compliance Section if encountered by any departmental employee during the course of their work. These include obvious and serious health and/or safety violations, significant environmental violations, and construction in-progress. The procedure contains specific definitions to provide further guidance to staff related to filing a code compliance complaint.
F4: After a party files a complaint and receives an initial acknowledgement letter, the complainant is responsible for future contact with the Planning Department to determine the status of the violation.
F5: It appears to be technically feasible to access the public information contained in the code violation database and there is a plan to implement public online INCOMING COMPLAINTS (by type) access before the end of 2009. 50.0% Currently, members of the public wishing to learn the status of a code violation must telephone or visit the 40.0% Planning Department. Response from the County: AGREES. 30.0%
F6: The code compliance staff fields roughly 750 incoming complaints 20.0% annually. About 300 of the complaints require continuing 10.0% extensive investigation and action. These represent approximately 40 percent of the total; the other 60 0.0% BUILDING ZONING VIOLATIONS ENVIRONMENTAL REFERRALS percent are either found to be invalid VIOLATIONS VIOLATIONS or are referred to another agency for appropriate action.
F7: Each of the four full-time and one half-time code compliance investigators averages 66 new complaint investigations per year (not including those classified as “no violation,” “no enforcement action,” or “referred to other agency”), or fewer than two each week.
F8: The code compliance group has positions for one typist/clerk, one planning technician, five code compliance investigators, and a principal planner. Additional assistance may also be provided by county financial and legal staff. Code Compliance Enforcement
F9: Earlier this year one investigator worked half time assisting the Planning Department’s understaffed fiscal section.
F10: One additional investigator position has been funded but will not be filled during 2008; funding for this position for 2009 is not guaranteed.
F11: Staff responsible for data entry works part time performing Planning Department receptionist duties.
F12: To help reduce the overall workload, follow-up with complainants is generally limited to a single written acknowledgment that the complaint has been received. Also the Planning Department does not take any enforcement action against some low-priority violations or investigate anonymous complaints. Response from the County: PARTIALLY AGREES. In addition to the written acknowledgment of the complaint, code enforcement staff frequently answer questions from complainants about the status of a case throughout the enforcement process. In addition, our Compliance-by-Mail Program requires the original complainant to verify that a violation has been in fact been resolved following receipt of a declaration from the property owner stating that the violation has been corrected. Planning staff makes contact with the complainant to verify resolution. Staff is also investigating whether it will be possible, within the Hansen system, to allow complainants to access the status of their code complaints on-line.
F13: Compliance-by-mail form letters are sent to violators asking for voluntary cooperation in correcting some low-priority violations. Violators comply by returning a signed Declaration and Affidavit of Correction. Investigators may subsequently perform an inspection to confirm compliance. Violations currently handled this way include illegally inhabited mobile homes or campers, or people keeping too many cats or dogs. Compliance-by-mail was used in two percent of the complaints reviewed by the Grand Jury.
F14: Despite two requests, the Grand Jury was not provided with precise data describing the size of the backlog of unresolved code compliance complaints or the rate at which this backlog is growing. One estimate provided was that for every 100 complaints entering the system 80 were being resolved, leaving 20 to accrue to the existing backlog. Based on this estimate and the annual number of complaints, the backlog of unresolved complaints would grow by about 150 a year. Response from the County: DISAGREES. We believe that the Department has now provided all information requested by the Grand Jury related to their investigation. There was an initial misunderstanding as to whether such a request was related to code compliance cases that reside in the older, ALUS system or in Hansen. Information on this topic of the backlog does exist for both systems and has since been provided to the Grand Jury. There has been a dramatic reduction in the number of unresolved cases since the beginning of 2008 due, in large part, to the audit of the department’s records related to the transition to the Hansen system. In addition, the department has implemented a systematic strategy for addressing the backlog and is confident that further reductions will occur. Code Compliance Enforcement 5
F15: There are many rules built into the current code violation resolution system that allow violators to delay complying with code requirements. Examples: • It may take six weeks or more to get on the calendar for a protest hearing. • Once the hearing is scheduled, the violator has the right to delay the hearing once. • During the hearing, a violator may request a continuance, which the judge will usually grant.
F16: In 2003, the Planning Department committed to the Board of Supervisors to develop written procedures for using the HANSEN® system. The code compliance group has established process mileposts and created a detailed flow chart, but there is no employee procedures manual for handling complaints. Response from the County: DISAGREES. The Grand Jury was provided with a high level summary page that represents the milestone flow within the Code Violation case type. This summary page was excerpted from a detailed user’s manual that guides users through each milestone of a code case, from intake to completion. This manual, over 120 pages in length, was developed in July of 2007 and was distributed to each of the Code Compliance staff to assist them in their transition to using the Hansen system.
F17: Except for a single summary report, the HANSEN® system was not generating data management reports as of March 1, 2008.
F18: The Planning Department has requested at least 12 data management reports. As of April 11, 2008, only six of the reports originally requested the previous December were completed. Response from the County: PARTIALLY AGREES. Initially, the development of management and other system reports was a joint undertaking by the Planning Department and the County Information Services Department. However, after several months, it became clear that the development of these reports required a stronger technical background, and the Information Services Department took the lead in getting these reports into production. This resulted in some delays, but that has since changed. The Planning Department has been working closely with the Information Services Department on the development of numerous reports utilizing the information contained within the Hansen system. These reports fall into three categories: letters and forms generated by the system, information related to Service Requests, and information related to Cases. To date, seventeen of these reports have been developed and are in use. Of these, nine fall into the category of “data management reports.” The remaining reports will be completed by Fall of 2008. In addition to these programmed reports, a great deal of management information can be generated on- demand using Hansen’s search and reporting function that are built into the software.
F19: The Planning Department has not asked for a routinely-generated report listing unresolved cases chronologically, with the oldest first. Code Compliance Enforcement Response from the County: DISAGREES. It is true that the department does not get a listing of unresolved cases by the age of the case, because that is not how the caseload is managed: the oldest cases are not necessarily the most important. The department does track cases to ensure that appropriate actions are taken at the various stages of the enforcement process. The Planning Department receives reports for various milestones within the Hansen system to ensure that cases are moving forward according to their established business practices. The department receives reports listing unresolved Service Requests to ensure that new complaints do not remain open ended. The department has requested a report listing cases where a red tag has been issued and the Notice of Violation has not been recorded on the property title within 35 days of the mailing of that Notice. Similarly, the department has requested a notification report when 60 days have elapsed since recordation of the Notice of Violation and that, if the violation has not been corrected, a stipulation must be developed and sent to the property owner specifying required compliance periods and penalties. Finally, the department has requested a report indicating the current milestone of all cases and number of days spent in that milestone. The report will be able to be sorted in any number of ways, including chronologically.
F20: The Grand Jury reviewed 100 consecutively numbered complaints (spanning entry dates between August 10 and September 27, 2007) and found the following: • Almost 30 percent of them were incorrectly coded. • Nearly 18 percent of the complaints had activity dates earlier than the entry date. These differences mean that work was performed on the complaints before their entry into the HANSEN® system. The largest discrepancy between entry date and the activity date was more than two months. • The Planning Department received more code violations than it resolved. After six months, unresolved complaints outnumbered resolved complaints by 50 percent.
F21: In April and May of 2008, the Planning Department presented several code change proposals to the Board of Supervisors. Some were approved and others were tabled for further study and discussion. While major focus of the changes was on rules for building second units, among the approved changes were several that are intended to reduce the burden on code enforcement by eliminating requirements judged unnecessary. For example, the County now intends to • exclude most demolition from requiring Coastal Commission approval. • allow installation of solar energy systems in the coastal zone without a discretionary permit. Conclusions
F22: Although with careful scrutiny the whistleblower program link can eventually be located, many people have difficulty finding it on the county’s website. Typing “whistleblower hotline” into the search box results in “no matches.”
F23: The budget for fiscal year was $403,000. First 5 funded $300,000, and the Coalition hopes to receive the additional $103,000 from Medi-Cal Administrative Activities.
F24: The County works as a middleman for both sources of Coalition funding. Medi-Cal Administrative Activities
F25: During the month of September, the Coalition completes a “time survey” to establish the annual cost of outreach activities in excess of what First 5 already pays. The federal government agency Medi-Cal Administrative Activities is billed that excess cost. The turnaround for payment is generally about three years.
F26: The County supports various organizations associated with the Coalition throughout the year and receives the money from Medi-Cal Administrative Activities. Many 32 A Promise Kept variables determine what work is being done and how it is being claimed. On average, the Coalition received approximately 75 percent of what they predicted in their budget from Medi-Cal Administrative Activities. The County then funds the remaining budget. First 5 California
F27: The State of California retains 20 percent of the money First 5 receives, and 80 percent is distributed to the 58 counties throughout California based on the number of children born in the county. Santa Cruz receives approximately $2,700,000 annually.
F28: makes no distinction between Regional Occupational Program classes and Watsonville Adult Education classes. They are operated by two distinct entities. Watsonville Adult Education is a Pajaro Valley Unified School District function and the Regional Occupational Program is a County Office of Education function. ROP can offer only Career Technical Education courses under California Education Code. By law, ROP does not offer skill-building classes. All classes at Rountree, with the exception of Auto Body and Computer Applications are under the jurisdiction of Watsonville Adult Education. Of the two ROP instructors at the facility, the Auto Body instructor is a native Spanish- speaker. The Computer Applications instructor is semi-fluent in speaking and fully fluent in understanding Spanish. All ROP teachers are trained in Sheltered Instruction under the requirements of the State of California as part of their credential process. ROP does not employ teachers’ aides. ROP will, of course, make every effort to provide instruction in dual languages. 29. Minimum security inmates can walk away from the facility, and it happens about four times a year. Those who walk away are generally rearrested within 24 hours. They are then likely to be held at the Main Jail for the remainder of their sentences, and new charges can result. 30. Due to the lack of fencing around the facility, Rountree has had problems with unauthorized persons entering the grounds. This has enabled contraband to be dropped off in the parking lot area which can be picked up by inmates working in the area and brought into the facility. The Grand Jury has been informed the Sheriff’s office has secured $72,000 to install fencing around the front of the facility. The automatic gates into the facility would be controlled from the control Rountree 71 room located in the medium security section of Rountree. The Sheriff’s Office is waiting for the General Services Department (GSD) to put this project out to bid. Response from the County: AGREES. 31. Exercise and recreational options are adequate and include basketball, weight lifting, horseshoes, volleyball, baseball, soccer and ping pong. 32. The County has provided $48,000 in funding to repair and replace the shower posts, flooring and support walls at the Jail Farm. This was reported to be a problem in the Environmental Health Report. Funding has been secured for this project. Rountree staff is still awaiting GSD to put the project out to bid. Conclusions 1. Correctional officers and civilian workers at Rountree Detention Center appear to be respectful of inmate rights, experienced in dealing with inmates, and well trained in security procedures. 2. Inmate visits in both facilities are well managed and beneficial to both the inmates and their families. 3. The maintenance and cleanliness of all areas of both facilities is good. 4. There are a commendable variety of constructive activities and skill building classes for inmates although few are conducted by Spanish-speaking teachers. 5. Because the Rountree jail inmate populations are consistently under capacity, the facilities could be better utilized to relieve the overcrowding at the Main Jail. 6. The staffing of the facilities is inadequate to properly oversee, protect, and transport the inmate population. 7. Onsite medical care is currently available 40 hours a week. The newly approved nursing weekend hours are needed to assure that medical problems are properly assessed and expeditiously treated. This weekend coverage will allow qualified inmates who need mental health maintenance medications to be transferred from the Main Jail to Rountree. 8. The video surveillance system has been noted to be inadequate in earlier Grand Jury reports, but it has still not been improved. 9. Installation of fencing around the facility would prohibit the public from entering the facility without permission and would deter contraband from entering the facility. 10. The Grand Jury agrees with the Environmental Health Report that the shower posts, flooring and support walls at the Jail Farm are in need of repair and replacement.
F29: First 5 reimburses the County for payments made to community agencies for contracted services.
F30: In the fall of 2008, First 5 will create a new three-year strategic plan. This may or may not result in continued funds for the Coalition for Health Care Outreach. Conclusion
F31: While there are no outside windows in the inmate housing units, the front of each has windows facing a central area where the correctional officers are located. The central command area has dimmed red lighting so the officers can see into each of the well- lighted housing units. Food trays and medicine are dispensed from this central area through openings in the main door of each unit. This type of detention facility in which no correctional officers are located within the inmate housing areas is called a “podular design” system. Such a configuration contrasts with a direct supervision detention facility in which the correctional officers are located directly in the inmate housing areas.
F32: In 2005, a computerized program was established to monitor inmate classification, housing movements and disciplinary actions. The Sheriff’s Office Detention Bureau hopes to replace that system with a comprehensive jail management system in the next two years that will integrate the current classification system with medical, commissary, food, and inmate records management (currently located across the street in the county building). To date no funding has been secured for this project.
F33: Department 11 of the Santa Cruz Superior Court handles the drug cases and is now located at the Main Jail. Fifty to 100 inmates are taken from their cells to court each week in shackles and chains. Having drug court located at the Main Jail has eliminated the need for transport to the county court house on Ocean Street and has facilitated a more efficient handling of drug cases.
F34: Policies and procedures are in place to ensure the facility’s security, but it is an ongoing concern for the staff. Last year, two inmates attempted unsuccessfully to escape. Main Jail Inmate Services
F35: Inmates may see visitors in one of the five visiting rooms during visiting hours. All visits are audio recorded. Inmates and visitors are separated by a wire and plexiglass barrier. Inmates must complete a visitor request form before any visits will be allowed. Staff must pre-approve all visitors before they are scheduled. The inmate’s visitor lists can be updated only once every 30 days from the date the original list was completed.
F36: Professional interview rooms are available 24 hours a day for the inmates and their attorneys or the clergy. To preserve client confidentiality, no recordings are made in these rooms.
F37: Each of the housing units has a secure outdoor area for basketball, handball and exercise. Board games, cards and puzzles are also available. Newly released movies are rented from Swank distribution for monthly movie viewing.
F38: Other services available include television (both Spanish and English from 7 a.m. to 11 p.m.) and a limited selection of paperback books. Inmates may purchase any book or periodical accepted for distribution by the U.S. Post Office. A law library is available to provide legal research assistance for inmates and UCSC Women’s Center Inside-Out offers writing workshops.
F39: Inmates are served three meals per day (at 6:00 a.m., 11:30 a.m. and 5:00 p.m.). A maximum of 30 minutes is allowed for consumption and/or disposal of a meal. The county nutritionist plans the meals according to the standards set forth in the California Code of Regulations. The inmates receive a total of 2,600 calories a day according to Title 15 standards. The kitchen area was originally built to serve 90 inmates. The kitchen passed the 2007 State Standards review even though it is outdated and extremely small for the current jail population.
F40: Once a week, inmates have access to a commissary. They may purchase from a pre- approved list of items, such as snacks, canvas shoes, nail clippers, cosmetic items. Inmates must use money placed in their individual accounts to purchase commissary items. Upon their request, inmates with less than $3 in their accounts may be given the following items once each week: six sheets of paper, two stamped envelopes, two shampoo packets, a pencil, a toothbrush, toothpaste, and a comb.
F41: Friends Outside, a program provided by Volunteer Center of Santa Cruz County, helps maintain outside contacts, and assists inmates in conducting basic and necessary transactions, such as banking and paying bills. They also provide reading glasses.
F42: The jail chaplain provides religious services while several local churches of numerous denominations provide Bible studies, communion services and prayer groups.
F43: Drug counseling is provided by Alto and Janus of Santa Cruz. Programs are also offered by Alcoholic Anonymous (AA) and Narcotics Anonymous (NA), Dual Diagnosis Group, and Criminal Gangs Anonymous.
F44: The Mental Health and Substance Abuse Services (Division), a division of the Santa Cruz County Health Services Agency, works with and through many groups to offer a wide range of mental health care services including emergency shelter, transitional housing, supported housing, dual diagnosis treatment, crisis intervention, case management, and peer support. Other services available to clients are assessment, counseling, medication support, and referrals. Spanish translation is offered, as is an Appeal Resolution Process for anyone who is denied assistance. The following is a partial list of these resources. Adult residential treatment is offered at • Transition House, 10 beds • Paloma House, 12 beds • Pioneer House, eight beds • Opal Cliffs, 15 beds • El Dorado Center, 16 beds • Darwin House, 15 beds 38 A Promise Kept • Front St., Inc., 11 beds • River Street Shelter, 20 beds reserved for people referred by County Mental Health Outpatient treatment and/or social rehabilitation are available at • North County Mental Health Center • South County Clinic • Community Support Services • Dominican Hospital Behavioral Health • Pioneer House Dual Diagnosis Day Program • Community Connection Academy • Front Street Day Rehabilitation Program Self help resources include • Mental Health Client Action Network • Mariposa Activity Center • Community Connection Mental Health Resource Center and Career Services • Community Support Services Community Organizers Program Ongoing services for the protection of low-income mentally ill residents include • Advocacy, Inc. (Patient Rights) • Public Guardian’s Office
F45: It is hard to retain staff; therefore, continual training programs are necessary. Many new employees come from the Cabrillo College Health Science/Community Health programs.
F46: Various federal, state, county and private agencies fund mental health treatment in our county. Mental health has made effective use of these grants and programs. Some of these sources (known as funding streams) are designated for specific and limited uses. Clients often present with a variety of issues and staff sometimes has difficulty matching funds to the specific needs of the client. Services offered to individuals and families will be further restricted by potential state and county budget cuts in the coming year.
F47: Training in cultural sensitivity is emphasized and employees are trained within their department as well as by outside resources.
F48: Some families have difficulty acknowledging the existence of a mental health problem. This can be a cultural issue or a matter of pride. Successful mental health outreach and education programs have worked as a part of the network of general health services.
F49: Access to services is difficult for South County residents because most service sites are located in Santa Cruz. Public transit offers only a few routes and limited hours of operation. The Division is attempting to expand county services and to create more partnerships with community agencies in South County.
F50: The Division works with Senior Network Services but does not yet have an early intervention program for seniors. A Promise Kept 39
F51: Among the ongoing concerns of the Division is the ever-present worry of patients exhibiting unexpected antisocial behavior. Conclusions
F52: The Main Jail now has a full-time medical director. This position was recently changed from 16 hours per week to full-time. The doctor is also available on call as needed. Every inmate admitted to the jail for 14 days or longer is examined by the staff doctor.
F53: Title 15 requires a minimum number of medical staff to be on duty for each shift. Substitute nurses fill in when full-time staff take vacation. It has been difficult to recruit substitutes because they receive lower wages and no benefits. Nurses lose accrued vacation time because of substitute shortages.
F54: Currently the Main Jail employs three registered nurses during the day, two in the evening and one at night. A nurse practitioner works 20 hours per week and is on call when off duty. All these positions are currently filled. Gynecological services are provided 2 to 3 hours once a week. Main Jail
F55: Every morning, the Crisis Intervention Team meets to review risk management problems and any new admits in the last 24 hours. The team consists of medical and mental health staff, lieutenants, sergeants, and booking staff.
F56: Currently the medical staff provides services for HIV, hepatitis, prenatal care, lacerations, pain management, gynecological and internal medicine. If an injury is minor, the medical staff can provide the necessary care. Inmates with serious injuries are transported to Dominican Hospital. The jail has no X-ray services; inmates are sent to outside medical facilities for MRI/CT scans and procedures requiring specialists. Tuberculosis testing of all inmates is mandatory and must be completed within three days of admittance.
F57: The Main Jail has two automated external defibrillators (AEDs), and correctional officers and medical personnel are trained in their use. They are also trained to administer CPR.
F58: Ill or injured inmates must fill out medical request forms (blue slip). The medical staff receives approximately 200 blue slips per month. Nurses pick up these slips twice daily when they distribute medicine. The nurse on duty reviews each complaint and determines if it can be handled by a nurse or if the inmate needs to be put on the sick call list. The list is given to the nurse practitioner, who reviews and triages the needs. Some action must be taken on each blue slip within 24 hours. In case of emergency correctional officers contact medical personnel.
F59: A blue slip must be completed for every medical problem, creating a backlog of slips. Many inmates reported having to wait up to three weeks to be seen. Requests range from simple medical needs, such as antibacterial ointment, to more serious medical services. Inmates said the medical treatment is very good once they receive it.
F60: Currently Santa Cruz County uses eight nearby counties in salary surveys: Monterey, Santa Clara, Alameda, Napa, Sonoma, Marin, Solano and San Mateo. For the most part, these are more similar to Santa Cruz than the nine counties formerly used in that they are not strictly agricultural and have living costs comparable to Santa Cruz.
F61: Recruiting and retaining physicians and other medical professionals is uniquely difficult in Santa Cruz County because it is labeled by Medicare as a rural county. The Medicare reimbursement rate is the same as Butte, Imperial and other counties with a much lower cost of living.
F62: The county health programs must compete with Dominican and Sutter for physicians and other medical professionals. Hospitals are in a unique position to pay higher salaries as their Medicare reimbursements are based on actual costs. A national Medicare study released in 2007 shows hospitals in Santa Cruz County have the highest labor costs in the country, which local health officials say means higher medical costs and insurance premiums for patients. This situation creates a difficult challenge when it comes to recruiting medical professionals.
F63: Salaries and working conditions for physicians and other medical professionals employed by the County are negotiated with the respective unions. Conclusions
F64: The O Unit is the medical observation unit that includes individual rooms where physically or mentally ill inmates are monitored by medical staff and by a video monitoring system. Seven rooms have video monitoring. In addition, a “padded room” houses inmates who are a danger to themselves or others. This room also has video surveillance and physically inspected every 15 minutes. New linoleum has recently been installed over the concrete floors throughout the O Unit This new flooring can be more effectively cleaned and sanitized.
F65: A 5150 hold is a provision of the state’s Welfare and Institutions Code whereby people can be held for 72 hours if, as result of mental disorder, they pose a danger to themselves or others or are gravely disabled. Dominican Hospital is the only facility in the county licensed to care for 5150 patients. Those on 5150 hold and suspected of committing felonies are not accepted in Dominican’s Behavioral Health Unit and instead are booked into the Main Jail. Those with psychiatric problems need to be separated from the rest of the inmate population. If after the 72-hour hold, an inmate is still incapacitated and no licensed outside placement can be located, he or she remains in isolation in the medical unit. The jail does not have the resources to provide adequate psychiatric services, nor is it licensed to provide ongoing support services to these inmates. Response from the County: PARTIALLY AGREES. The Main Jail at 259 Water does not have cooling in the inmate housing area. The heating system was designed with an occupancy load for a much lower population. To meet the current air changes for the increased population, more outside air needs to be introduced to the facility that will in turn create a higher heating load for the building. The existing equipment was not designed to maintain the increased load which results in heating inconsistencies in the building. As for the response time, the work order data base shows that General Services responded either the same day or the next working day to reported problems.
F66: The jail provides on-site dental work two half days per month and serves about 18 inmates per month. The dental staff pulls teeth but does not provide fillings or more extensive dental work. Inmates must turn in a blue slip to request dental services. The jail dentist receives about 25 blue slip requests per month. Many inmates cancel their requests prior to their dental appointment. Recent legislation provides for more extensive dental work to be performed off-site if necessary and if approved by the correctional officers. This service is not extended to inmates sentenced to six months or less. Minimum security inmates are eligible to go to their own outside dentist. Medium and maximum security inmates are eligible to see an outside dentist if approved by the correctional officers. Anyone under administrative segregation for disciplinary reasons is not eligible to see an outside dentist. No provisions are being considered to address the dental needs of inmates incarcerated for longer than one 60 Main Jail year (about five percent of the population) and who also are not approved to see an outside dentist.
F67: The medical records of all present and past inmates are kept in paper files. The 2006 - 2007 Grand Jury found inmate records stored in the medical corridor, in violation of Health Insurance Portability and Accountability Act (HIPAA) security and privacy requirements. The medical unit has recently installed a $25,000 mechanized file sorter, which provides complete security for each inmate’s medical folder and resolves previous security and confidentiality concerns.
F68: Inmates sleep on two-inch thick, fireproof, foam mattresses placed on concrete blocks. Due to limited supply, each inmate is issued only a single mattress. The State fire marshal and Bureau of Home Furnishings and Thermal Insulation mandate the mattress’s overall length and width but not the thickness. To receive an additional mattress, an inmate must be housed in the Medical Observation Unit and the request approved by a doctor.
F69: The current medical budget is $3 million per year. Outside emergency medical visits for inmates account for $400,000 of that. Because Medi-Cal and most other insurance providers will not cover a person who is incarcerated, the jail is billed full hospital fees for inmate treatment at Dominican Hospital. The County is not offered a reduced rate. Overcrowding
F70: The average daily population (ADP) of the Main Jail continues to exceed the State- rated capacity of 311. The ADP for the first six months of 2007 was 358 (318 men and 40 women). The 2007 state inspection report identified overcrowding as a significant area of non-compliance.
F71: Triple bunks and/or boats (boat-shaped plastic beds that sit directly on the floor) are sometimes situated in the dayrooms, reducing space for daytime activities. The bunks and boats allow the jail to accommodate 422 beds even though its rated capacity is only 311.
F72: When a housing module becomes too crowded the inmates in that module can be traded to a larger module holding a smaller group of inmates.
F73: The maximum sentence a person can receive for a misdemeanor is one year, which can be shortened with time off for good behavior. However, if a person is convicted of several misdemeanors, the judge can order sentences to be served consecutively. In that case, an inmate could end up serving several years in the Mail Jail, adding to the total inmate population.
F74: Inmates doing “soft time” contribute to the overcrowded conditions. At any given time, the jail has 16 to 24 inmates charged with very serious crimes who are doing soft time awaiting appeal of their cases.
F75: The Sheriff’s Office offers a work release program for eligible inmates, which helps reduce overcrowding. The inmate pays a fee and does community work in lieu of serving time. Main Jail 61
F76: A representative from the Sheriff’s Office chairs the Jail Overcrowding Committee, which consists of representatives from each of the following groups: law enforcement, the judiciary, prosecutors, probation, public defenders, county supervisors, county administrative office, health services and community service providers. It meets quarterly to examine methods of reducing overcrowding without jeopardizing public safety.
F77: The overcrowding committee has developed a set of strategies to reduce jail crowding, primarily at the Main Jail. The results of these efforts have been significant. The average monthly population in 2004 was 408. The 2007 average population was 347. The current average monthly population is down 15 percent compared to 2004.
F78: The overcrowding committee continues its efforts on a number of fronts that include • dedicating sufficient personnel to classifying inmates. • exploring options for expanding the use of the Rountree and Blaine Street facilities. • securing funding through the Mentally Ill Offender Crime Reduction Grant Program in conjunction with the Probation Department and the Health Services Agency. This grant provides for an out-of-custody program from a Community Corrections Center to be located on Water Street.
F79: A jail population control officer was appointed to monitor overcrowding at the Main Jail until a new classification system was completed. This position was discontinued at the beginning of fiscal year 2007 - 2008 and rolled into a classification supervisor position. The new position, along with the new classification system, allows more appropriate distribution of the county inmate population, which should then reduce the Main Jail population.
F80: The Board of Supervisors approved a medical staffing increase, which began in March of 2008 at the Rountree facility. As a result, an additional five to seven inmates a day may be transferred from the Main Jail to the Rountree facility.
F81: The Probation Department has implemented a number of alternative programs and added personnel to address jail crowding. These include • expanded pretrial services, such as release on one’s own recognizance with or without conditions. • a supervised release, which includes phone checks, field supervision, with conditions such as drug and alcohol testing. • intensive supervision, which includes field supervision, electronic monitoring and individualized conditions. These supervised and intensely supervised programs account for an average jail population reduction of 30 jail beds per day.
F82: The Community Action Board, a local nonprofit agency, also provides a community service alternative to jail with its Community Restoration Program. This program provides supervised work crews in county parks and, together with Habitat for Humanity, builds low income housing. This alternative to jail served 54 individuals and saved an estimated 1,785 bed days in 2007. Main Jail
F83: In Partnership with Community Action Board’s Gemma program the Probation Department is reducing the recidivism of females who typically are incarcerated for nonviolent offenses related to substance abuse. The women’s jail sentences are reduced contingent on participation in the residential component of the program. The program offers day treatment and skill-building classes for women.
F84: The Warrant Reduction Advocacy Program (WRAP) is designed to avert the issuance of probation bench warrants for individuals who have not maintained contact with their probation officers. Friends Outside provides a three-quarter time warrant reduction specialist to make contact with probationers and reconnect them to their probation officers. This program saves an estimated 40 jail bed days for each warrant averted.
F85: While all the jail reduction strategies are working as planned and the population has declined since 2005, the Main Jail is still above rated capacity. The daily jail population is the result of two variables: the number of individuals placed in jail and how long the inmates stay in jail. Had the recent measures not been put into place, the projected Main Jail population would have been 416 rather than the actual average population for 2007, which was 347. Classification and Discipline
F86: The jail uses the National Council of Crime and Delinquency (NCCD) classification system to determine an inmate’s housing assignment. This system considers ten different factors that either increase or decrease points for an inmate. Within 24 hours, the inmate is classified as minimum, medium or maximum security depending on total points. Gang affiliation, medical needs, escape risk, level of violence, crimes committed, charges pending, and behavior while in custody are all factors used in the classification system.
F87: Inmates are classified by a formal process. The booking supervisor is the first person to consider an inmate’s classification within the facility. There are two classification correctional officers (working alternate shifts) who interview every new inmate, review the booking supervisor’s preclassification, and ultimately determine the inmate’s classification and housing placement within the facility. These two officers are supervised by the classification supervisor, a position added at the beginning of fiscal year 2007-2008.
F88: Inmates requiring disciplinary measures are monitored by two disciplinary correctional officers working alternating shifts. The disciplinary officers report to the classification supervisor.
F89: For safety reasons there are times when groups of inmates in a given housing module cannot get along with one another. In an effort to quell potential problems these groups of inmates can be “racked” (allowed out of their cells and into the dayrooms for a minimum of four hours per day).
F90: Privileges can be withheld if an inmate breaks the rules. According to Title 15, the degree of punitive actions taken by the disciplinary officer needs to be directly related to the severity of the rule infraction. The Main Jail has a four-point discipline system. A minor infraction could result in a verbal warning. A second minor infraction could Main Jail 63 result in a loss of visiting or commissary privileges or confinement to a cell for four hours. A maximum infraction, such as injury to someone, could result in administrative segregation (ad seg) lasting from ten to 60 days.
F91: Inmates unable to get along with others for any reason, such as gang affiliation, race hatred, or antisocial behavior, are assigned to ad seg, defined by Title 15 as separated from the general population. Inmates may request ad seg if they fear for their own safety. They can request a reclassification and/or change in housing assignment every 30 days.
F92: Some ad seg inmates are held in disciplinary isolation (lock-down), and confined to cells 23 hours a day with only one hour outside to eat, shower, exercise, watch TV, make phone calls, and talk with others. While locked down, they have no access to any type of religious services or addiction therapy support groups. They can turn in a green slip to talk with the chaplain or a blue slip to see medical personnel. They can also receive books from the book cart. Title 15 states no inmate can be in lock-down beyond 30 consecutive days without review by the facility manager. The jail complies with this Title 15 requirement.
F93: Title 15 states food is not to be used as a disciplinary measure. In the ad seg unit, food (mostly snacks) may be withheld as an incentive to improve behavior. Inmates always receive at least the state-required calories. After major violations of institution rules, inmates may be subjected to a disciplinary isolation diet in accordance with Title 15. Every 72 hours, the facility manager must approve the continuation of this diet. Reportedly the isolation diet has only been implemented on rare occasions. Conclusions
Additional Recommendations 42

Not linked to specific findings.

R1: The Planning Department should • remove responsibilities other than code enforcement from existing code compliance staff. Response from the County: HAS BEEN IMPLEMENTED. The temporary reassignment of one of our Code Investigators to assist in the training of a new fiscal person was the result of unprecedented turnover in our fiscal division and the need to train incoming accounting personnel to support the Code program. This training has been completed and the individual has returned full time to Code Investigations. In addition, all of the Planning Technicians in the Department, including the two staff presently assigned to our Code Program, assist in staffing the General Information Desk that is an integral part of our public counter operation. This time commitment ranges from 2-10 hours a week. While this assignment does divert a few hours away from the Code Program, it also ensures that Code staff are kept aware of all of the ongoing changes at our building and zoning counters, and also places them in a position to suggest operational changes that improve the interactions between code staff, counter staff, and property owners trying to resolve their violation(s). This arrangement will remain in place for the foreseeable future. • recruit and train volunteers to assist the code compliance group. Response from the County: WILL NOT BE IMPLEMENTED. With the reassignment of an additional Planning Technician to the Code Compliance Section, sufficient staff resources are in place to assist the existing Investigators with caseload management. Two Planning Technicians assist the Investigators with in-office research and preparation of draft stipulated agreements and case hearing packets. It would not be appropriate to use volunteers to act as Code Investigators due to the technical training and expertise that is required to perform the job. • consider expanding the compliance-by-mail program to include additional low- priority violations. Response from the County: REQUIRES FURTHER ANALYSIS. The compliance-by-mail program is used for violations that do not require issuance of a permit or a field investigation to verify the existence of a violation. In addition, correction of the violation must be able to be verified by the complainant. Initially, the Program was limited to illegal occupation of trailers and RV’s. In the last year, it was expanded to include certain animal keeping violations. We are currently evaluating whether this approach to code enforcement can be further expanded and will implement this expansion, if deemed appropriate, no later that the end of the 2008 calendar year. Code Compliance Enforcement • create a list of code violations not currently being enforced and determine if any of the most commonly received complaints represent violations that can be added to the list. Response from the County: REQUIRES FURTHER ANALYSIS. Certain minor code violations may not warrant enforcement action. Quite often, factors specific to the particular situation are taken into account when making a determination as to whether or not enforcement action will be taken. The Department will evaluate the range of minor violations that it encounters to determine whether, regardless of other factors, any of them qualify for such treatment. This evaluation will be completed in early
R2: The Civil Service Commission should periodically review individual provisional appointments to ensure the system is not being abused. Response from the County: HAS BEEN IMPLEMENTED. Response from the Civil Service Commission: HAS BEEN IMPLEMENTED. The first provisional appointment report was initiated by the Commission and received at their July 2008 quarterly meeting. The Commission directed staff to provide provisional appointment reports at each quarterly meeting. The first report on provisional appointments was issued to the Commission at its July 17, 2008 quarterly meeting. The Commission will now receive these reports quarterly. Nepotism and Favoritism
R3: To create consistency among code compliance staff, Planning Department management should provide a detailed, written procedures manual, including targets for the amount of time allowed for each step in the complaint resolution process. Response from the County: HAS BEEN IMPLEMENTED.
R4: The Civil Service Commission should permanently create a standing committee consisting of two commissioners to hear and investigate personnel and hiring practice complaints. Upon conclusion of each of its investigations, this committee should report its findings and recommendations to the full commission. Response from both the County and from the Civil Service Commission: WILL NOT BE IMPLEMENTED. In 2007 the Civil Service Commission created a temporary ad hoc committee, consisting of two commissioners, to hear complaints from SEIU members. Handpicked for the Job? 17 The Brown Act (Government Code Section 54952), County Code (2.46.060), and Civil Service rules (Section 130 I. 1. A.) restrict the Civil Service Commission’s ability to create a standing committee and still maintain a confidential forum for county employee complaints. The meetings of a standing committee composed of less than a quorum of the commission would be subject to the notice, agenda, and public participation requirements of the Ralph M. Brown Act. It is not possible under the Brown Act to set up a permanent standing committee that could accomplish a confidential forum for complaints of County employees. Whistleblower Program
R5: If First 5 no longer supports it, the Coalition for Health Care Outreach should be supported in the budget of the Health Services Agency. Response from the County: WILL NOT BE IMPLEMENTED. Although the Coalition for Health Care Outreach is very important, unless funding is identified to replace the $300,000 First Five contribution, such support cannot be guaranteed due to other competing high priority needs. Clinic Hours 2000-2001 Grand Jury Recommendation 6: Additional sessions in the evening and through the lunch hour would be a great advantage for family members who now must lose time at work to attend the clinics. Response from the County: This recommendation requires further analysis. 2007-2008 Grand Jury Findings 31. Three community clinics were visited in 2000, Salud Para La Gente in Watsonville, Santa Cruz Women’s Health Center, and Dientes Community Dental Clinic in Santa A Promise Kept 33 Cruz. The current Grand Jury has confirmed the following hours with employees at each clinic. All three clinics are closed Sundays and specified holidays. • Salud Para La Gente: • Monday through Friday, 9:00 a.m. to 7:00 p.m. • Saturday, 8:00 a.m. to 4:30 p.m. • Santa Cruz Women’s Health Center: • Monday, 8:30 a.m. to 5:00 p.m. • Tuesdays and Thursdays, 8:20 a.m. to 8:00 p.m. • Wednesday, 12:20 to 5:00 p.m. • Friday, 8:20 a.m. to 5:00 p.m. • Saturday, 8:00 a.m. to noon • Dientes Community Dental Care: • Monday though Thursday, 8:30 a.m. to 5:00 p.m. (closed 12:30 to 1:30 p.m.) • Friday, 7:30 a.m. to noon, and 1:00 to 4:00 p.m. (closed noon to 1:00 p.m.) • Saturday, 8:30 a.m. to 2:30 p.m. 32. Some discrepancies exist between the clinic hours posted on websites and the hours provided in email and telephone communication.
R6: The Health Services Agency should encourage community clinics to accurately communicate clinic hours to the public. Response from the County: HAS BEEN IMPLEMENTED and will continue to be coordinated with the Safety Net Clinic Coalition. Dental Health Programs 2000-2001 Grand Jury Recommendation 7: Full-service dental health programs should be launched in county and community clinics. County Response: This recommendation has been and will continue to be implemented through the county’s community partners.
R7: Preliminary results of whistleblower investigations should be required within 60 days of the original complaint. Response from the County: HAS BEEN IMPLEMENTED. This requirement is in effect for reports received after August 15, 2008. Response from the Santa Cruz County Auditor-Controller: HAS BEEN IMPLEMENTED.
R8: The Board of Supervisors is encouraged to create a body independent of county government to serve as the first point of contact for all whistleblower complaints; from there they can be forwarded to the appropriate entity for investigation and resolution. Response from the County: REQUIRES FURTHER ANALYSIS. The Auditor-Controller will review suggestions for modifying the Whistleblower Hotline and will make appropriate recommendations to the Board. Handpicked for the Job?
R9: Clinic operations are no longer confined to daytime hours. The three clinics each offer some lunchtime and/or evening hours. All offer Saturday appointments as well.
R10: The inconsistencies of the posted clinic hours confuse and possibly inconvenience patients. Recommendation
R11: The Grand Jury recommends that the Health Services Agency continue to build the network of mental health services countywide. Response from the County: HAS BEEN IMPLEMENTED.
R12: Staff development, including improved training and new methods for reviewing program results, would increase the effectiveness of the Health Services Agency. Response from the County: HAS BEEN IMPLEMENTED. HSA will further expand staff development as additional funding becomes available.
R13: The Grand Jury recommends that the Board of Supervisors support coordination of the various funding streams by the Health Services Agency so that available funds can be used to match the diverse needs of the clients. A Promise Kept Response from the County: HAS BEEN IMPLEMENTED. HSA will continue efforts to coordinate and increase various funding streams to meet the needs of our clients.
R14: The Board of Supervisors should ensure adequate funding for patients’ employment services, which play an important part in mental health treatment. Response from the County: HAS BEEN IMPLEMENTED. The Board of Supervisors restored $50,000 for employment services in the 2008-09 budget.
R15: It would be beneficial for the Health Services Agency to continue developing mental health outreach and education programs to provide even more community social support for recovering patients, so they can feel welcome in their communities. Support resources can include churches and neighborhood organizations. Response from the County: HAS BEEN IMPLEMENTED. HSA will continue developing outreach and educational programs as funding becomes available. Commendation
R16: The Grand Jury urges the Health Services Agency to continue to seek grants and other alternative sources for funds to pay competitive salaries to health professionals. Response from the County: HAS BEEN IMPLEMENTED and will continue to be a high priority for the Health Services Department.
R17: The Grand Jury recommends that library management consult with the City of Watsonville to establish a location for a drive-up book drop at the Main Library. Response from Watsonville Library Director: WILL NOT BE IMPLEMENTED. During the building phase of the library and the Civic Center Plaza, all possible locations for a drive-up book deposit were explored. There are no viable locations which can be used for this service.
R20: Since Medi-Cal and Healthy Families reimbursement rates are set by state and federal government agencies, the County of Santa Cruz has no authority to revise them.
R21: Congressman Sam Farr, the California Medical Association (CMA), and others have called the reimbursement fee schedules for county doctors inequitable and continue to work to require that the U.S. Department of Health and Human Services fix a system viewed as unfair to local qualified participants. Conclusion
R22: In June of 2001 the Packard Foundation grant expired. In 2007-2008, funding for the Coalition for Health Care Outreach (Coalition) came from two sources, First 5 California (First 5) and Medi-Cal Administrative Activities.
R23: The budget for fiscal year was $403,000. First 5 funded $300,000, and the Coalition hopes to receive the additional $103,000 from Medi-Cal Administrative Activities.
R24: The County works as a middleman for both sources of Coalition funding. Medi-Cal Administrative Activities
R25: During the month of September, the Coalition completes a “time survey” to establish the annual cost of outreach activities in excess of what First 5 already pays. The federal government agency Medi-Cal Administrative Activities is billed that excess cost. The turnaround for payment is generally about three years.
R26: The County supports various organizations associated with the Coalition throughout the year and receives the money from Medi-Cal Administrative Activities. Many 32 A Promise Kept variables determine what work is being done and how it is being claimed. On average, the Coalition received approximately 75 percent of what they predicted in their budget from Medi-Cal Administrative Activities. The County then funds the remaining budget. First 5 California
R27: The State of California retains 20 percent of the money First 5 receives, and 80 percent is distributed to the 58 counties throughout California based on the number of children born in the county. Santa Cruz receives approximately $2,700,000 annually.
R28: First 5 has three established goals: healthy children, children learning and ready for school, and healthy families. Allowing for local decision-making, the First 5 Santa Cruz County Commission determines how to distribute funds based on a three-year strategic plan and annual contracts. Money provided to the Coalition by First Five has been designated as outreach funds.
R29: First 5 reimburses the County for payments made to community agencies for contracted services.
R30: In the fall of 2008, First 5 will create a new three-year strategic plan. This may or may not result in continued funds for the Coalition for Health Care Outreach. Conclusion
R31: Three community clinics were visited in 2000, Salud Para La Gente in Watsonville, Santa Cruz Women’s Health Center, and Dientes Community Dental Clinic in Santa A Promise Kept 33 Cruz. The current Grand Jury has confirmed the following hours with employees at each clinic. All three clinics are closed Sundays and specified holidays. • Salud Para La Gente: • Monday through Friday, 9:00 a.m. to 7:00 p.m. • Saturday, 8:00 a.m. to 4:30 p.m. • Santa Cruz Women’s Health Center: • Monday, 8:30 a.m. to 5:00 p.m. • Tuesdays and Thursdays, 8:20 a.m. to 8:00 p.m. • Wednesday, 12:20 to 5:00 p.m. • Friday, 8:20 a.m. to 5:00 p.m. • Saturday, 8:00 a.m. to noon • Dientes Community Dental Care: • Monday though Thursday, 8:30 a.m. to 5:00 p.m. (closed 12:30 to 1:30 p.m.) • Friday, 7:30 a.m. to noon, and 1:00 to 4:00 p.m. (closed noon to 1:00 p.m.) • Saturday, 8:30 a.m. to 2:30 p.m.
R32: Some discrepancies exist between the clinic hours posted on websites and the hours provided in email and telephone communication. Conclusions
R52: In the County of Santa Cruz, “safety net clinics,” (i.e., county or nonprofit clinics), take patients that are uninsured regardless of their ability to pay.
R53: Current public and non-profit clinics, as a whole, have not been reconfigured to family-oriented and preventative care, but rather each clinic has an area or multiple areas of concentration which are listed below. Santa Cruz Clinics A Promise Kept 41 Santa Cruz Women’s Health • Primary Care for Women and Children • Family Planning • Health Benefits Advocacy • Illness Prevention and Health Promotion • Gynecology and Prenatal Care • Pediatrics • Acupuncture, Chiropractic, Naturopathy Westside Health Center (Planned Parenthood) • Primary Care Services • Family Planning • Health Benefits Advocacy • Illness Prevention and Health Promotion • Obstetrics and Gynecology • Pediatrics • Abortion Services Emeline Clinic • Primary Care Services • Walk-in Immunizations • Health Benefits Advocacy • Pediatrics • Child Health and Disability Prevention • Orthopedics • Family Planning • Laboratory, Radiology, and Pharmacy Coral Street Clinic • Urgent Care and Primary Care • Integrated Case Management • Mental Health and Substance Abuse • Health Benefits Advocacy • Counseling Beach Flats Clinic • Primary Care Services • Women’s Health • Pediatrics • Family Planning • Dental Care • HIV Testing • Obstetrics and Gynecology Dientes Community Dental Care • Emergency Dental Care • Full Range of Dental Services 42 A Promise Kept • Oral Health Advocacy Dominican Pediatric Clinic • Pediatric Services Elderday Adult Day Health (Salud Para La Gente) • Adult Day Health Watsonville Clinics Salud Para La Gente • Primary Care Services • Family Planning • Dental Care • Eye Clinic / Optometry • Health Prevention and Promotion • Health Benefits Agency • Pediatrics • Obstetrics and Gynecology Diabetes Health Center • Diabetes Self-Management • Medical Nutrition Therapy • Group Classes • Insulin Training • Glucometer Training Clinica del Valle Del Pajaro • Primary Care Services • Dental Care • Family Planning • Women’s Health • Pediatrics • Child Health and Disability Prevention • Obstetrics and Gynecology South County Clinic • Primary Care Services • Immunizations • Health Benefits Advocacy • Pediatrics • Child Health and Disability Prevention • HIV Prevention • Laboratory • Radiology • Breast Cancer Early Detection Programs • Family Planning A Promise Kept 43 Clinic Mariposa (Planned Parenthood Mar Monte) • Primary Care Services • Family Planning • Health Benefits Advocacy • Pediatrics • Obstetrics and Gynecology • Illness Prevention and Health Promotion Children’s Resource Center • Pediatrics • Child Health and Disability Prevention • Dental Care Green Valley Clinic • Obstetrics and Gynecology • Women’s Health
R54: Santa Cruz Women’s Health and Planned Parenthood specialize in women’s health, family care, and reproductive health.
R55: Specialists are available when necessary, usually through Sutter Maternity & Surgery Center, which provides some free services to the community.
R56: The County of Santa Cruz currently employs 20 full-time doctors: five primary care physicians (including two pediatricians), and 15 psychiatrists, four of which are bilingual.
R57: The recruitment of allied health practitioners and full-time county physicians is often a challenge. Response from the County: AGREES. The Health Services Agency and the Personnel Department have developed a number of successful initiatives to increase the County’s ability to recruit for various classes of health practitioners and physicians.
R58: The high cost of housing in Santa Cruz County makes recruiting primary care physicians difficult.
R59: Psychiatry has only one vacant position, and nurse practitioner positions are filled through a “feeder program” from San Jose State University. Conclusions
R60: Currently Santa Cruz County uses eight nearby counties in salary surveys: Monterey, Santa Clara, Alameda, Napa, Sonoma, Marin, Solano and San Mateo. For the most part, these are more similar to Santa Cruz than the nine counties formerly used in that they are not strictly agricultural and have living costs comparable to Santa Cruz.
R61: Recruiting and retaining physicians and other medical professionals is uniquely difficult in Santa Cruz County because it is labeled by Medicare as a rural county. The Medicare reimbursement rate is the same as Butte, Imperial and other counties with a much lower cost of living.
R62: The county health programs must compete with Dominican and Sutter for physicians and other medical professionals. Hospitals are in a unique position to pay higher salaries as their Medicare reimbursements are based on actual costs. A national Medicare study released in 2007 shows hospitals in Santa Cruz County have the highest labor costs in the country, which local health officials say means higher medical costs and insurance premiums for patients. This situation creates a difficult challenge when it comes to recruiting medical professionals.
R63: Salaries and working conditions for physicians and other medical professionals employed by the County are negotiated with the respective unions. Conclusions
Findings & Recommendations 93 findings
F1: Conclusions 2. Since the most pressing concern today is from where the money will come to maintain Medicare and Medicaid services for those who qualify under today’s system, extending it to include low-income families is not being discussed. 3. Santa Cruz County public, non-profit, and for-profit medical resources have worked together to make health care more accessible to low-income families. Commendation 1. The Human Services Department and the Health Services Agency are to be commended for ongoing focus on the delivery of adequate health care services to Santa Cruz County residents. Health Insurance Coverage 2000-2001 Grand Jury Recommendation 3: The Healthy Families Program should include parents in its coverage. Premiums should be set at more affordable levels in order to accelerate enrollment of families without insurance. Coverage should be maintained during short periods of seasonal unemployment. The Central Coast Alliance for Health should approach local employers to continue premium payments for families during short periods of seasonal unemployment to keep insurance coverage from lapsing. It should continue to expand the participation of specialists in its programs. County Response: This recommendation has been implemented. 2007-2008 Grand Jury Findings 12. The Healthy Families Program does not include parents in its coverage. Healthy Families insurance premiums vary depending on the health plan selected. Families receive a discounted premium if they select the local Community Provider Plan, which is the Central Coast Alliance for Health (the Alliance) in Santa Cruz County. The Alliance’s maximum monthly premium for a family with three or more children is $36 (or $108 per quarter). 13. Recent local funding contributions to the Healthy Kids program, which came primarily from Sutter Santa Cruz and Dominican Hospital, will allow the Alliance to move 295 children off the waiting list and into enrollment. 14. Seasonal unemployment only affects the eligibility of adults in a family receiving Medi-Cal. The Alliance reports that their Medi-Cal membership fluctuates by about five percent each year according to the growing season and migration of Medi-Cal recipients out of the area. Typically, a seasonal employee becomes eligible for Medi- Cal when the work season ends or slows down because the worker’s income A Promise Kept 29 decreases. When an individual’s work hours increase again, Medi-Cal eligibility could be lost due to the corresponding increase in income. Thus, an individual may qualify during periods of little work or unemployment but no longer qualify for Medi- Cal when working full-time. 15. Medi-Cal has no provision for continued eligibility if an adult no longer meets the criteria. However, children can maintain Medi-Cal eligibility for 12 months even if the adults in the family are terminated due to an increase in income or assets. 16. Although families pay no premiums for the Medi-Cal program, there are premiums associated with the Healthy Families and Healthy Kids programs. However, regardless of changes in family income, once a child is deemed eligible for Healthy Families or Healthy Kids, that child remains eligible for 12 months unless he or she becomes eligible for no-cost Medi-Cal, is covered by other health insurance, or turns 19. Children also lose Healthy Kids eligibility and coverage when they move out of Santa Cruz County. 17. In 2000, the Santa Cruz County population was 255,602. In 2007, the population increased slightly to an estimated 264,125 (3.3 percent). But the supply of health care specialists for Alliance programs has increased by almost 30 percent since that year. In 2000, the Alliance had an average of 499 specialists available to serve Santa Cruz County residents. As of March 2008, 697 specialists are available. 18. The Alliance collaborates with over 60 community coalitions and organizations to promote its programs, including the Santa Cruz County Human Services Department. It also promotes health care resources to the public at events, such as farmers’ markets, health fairs, community block parties, and other festivals. In addition, the Alliance publishes a provider bulletin in which providers are urged to encourage their Healthy Families and Healthy Kids patients to stay enrolled and thereby continue their health care coverage. 19. In March 2008, at California’s annual Medi-Cal Quality Conference, Central Coast Alliance for Health tied for first place with Health Plan of San Francisco, winning the Gold Award for the highest rate of preventive care services among all 39 Medi-Cal health plans in California. The Alliance also won a second place Silver Award for member satisfaction. Conclusions 4. Because Healthy Families is a state and federally funded health plan, Santa Cruz County cannot change the eligibility requirements for the program. 5. The 2000-2001 report recommended, “Coverage should be maintained during short periods of seasonal unemployment.” But, in fact, qualifying seasonal workers are covered while unemployed. They risk losing coverage when employed because their income may exceed guidelines. That issue has not been addressed by Medi-Cal or any county agency. 6. A public/private partnership exists in the county to provide affordable access to health care for low-income individuals and families. A Promise Kept
F2: County code violations do not always result in enforcement action. • The Planning Department documents some violations but does not enforce them, for example, violations of residential property fence height limits. Response from the County: PARTIALLY AGREES. In certain, limited situations such as side or rear yard fences that are slightly over the maximum height, no enforcement action is taken due to workload/caseload issues. Enforcement action for other minor violations may be limited to the issuance of a Notice of Violation (Red-tag) and recordation of the Notice of Violation on the property title. The Notice of Violation must be addressed when the property is sold or refinanced or when a permit is required for something else. • Some enforcement decisions are based upon Board of Supervisors’ policy, such as the 2002 board policy specifying that structures built pre-1980 without permit will not be subject to enforcement. Response from the County: PARTIALLY AGREES. This policy directive is followed, but pertains solely to non-habitable structures. • “No enforcement” is one complaint classification category in HANSEN®. Between March 29, 2007, and February 7, 2008, 11 percent of “no enforcement” decisions were based on policy adopted by the board; the remaining 89 percent were decided within the Planning Department without clear policy guidelines. Response from the County: DISAGREES. A portion of these “no enforcement” designations were open Service Requests (complaints) that had not yet been resolved. The Code Compliance staff initially selected “no enforcement” in the Hansen system for complaints that did not immediately result in the issuance of a Notice of Violation. It is common for a Code Compliance Investigator to conduct a site inspection and need to perform additional review of office records before determining whether, in fact, a violation exists. The remainder of the Service Requests referred to were actually resolved, with no further action, using the “no enforcement” designation. During the deliberations that ultimately led to adoption of the policy regarding structures built without permits prior to 1980, the Planning Department informed the Board that there is a category of violations that are so minor that no enforcement action on the part of the County is warranted. Planning Department management staff is involved in the decision-making process for each of the Service Requests that result in resolution using the “no enforcement action” coding. Examples of these determinations include side or rear yard fences that are a few inches over height, or a minor setback encroachment of a deck that would not otherwise require a Building Permit. Code Compliance Enforcement 3
F3: There is no formal policy requiring county building inspectors or code compliance investigators to report code violations they might chance upon. • The City of Watsonville requires home maintenance compliance, and its inspectors report violations they happen to see. • The City of Santa Cruz expects its staff to report obvious violations it encounters as a matter of policy. Response from the County: DISAGREES. The Planning Department Procedures Manual contains a Section related to the reporting of code violations by staff. That procedure, established in 2006, requires that certain types of violations be reported to the Code Compliance Section if encountered by any departmental employee during the course of their work. These include obvious and serious health and/or safety violations, significant environmental violations, and construction in-progress. The procedure contains specific definitions to provide further guidance to staff related to filing a code compliance complaint.
F4: After a party files a complaint and receives an initial acknowledgement letter, the complainant is responsible for future contact with the Planning Department to determine the status of the violation.
F5: It appears to be technically feasible to access the public information contained in the code violation database and there is a plan to implement public online INCOMING COMPLAINTS (by type) access before the end of 2009. 50.0% Currently, members of the public wishing to learn the status of a code violation must telephone or visit the 40.0% Planning Department. Response from the County: AGREES. 30.0%
F6: The code compliance staff fields roughly 750 incoming complaints 20.0% annually. About 300 of the complaints require continuing 10.0% extensive investigation and action. These represent approximately 40 percent of the total; the other 60 0.0% BUILDING ZONING VIOLATIONS ENVIRONMENTAL REFERRALS percent are either found to be invalid VIOLATIONS VIOLATIONS or are referred to another agency for appropriate action.
F7: Each of the four full-time and one half-time code compliance investigators averages 66 new complaint investigations per year (not including those classified as “no violation,” “no enforcement action,” or “referred to other agency”), or fewer than two each week.
F8: The code compliance group has positions for one typist/clerk, one planning technician, five code compliance investigators, and a principal planner. Additional assistance may also be provided by county financial and legal staff. Code Compliance Enforcement
F9: Earlier this year one investigator worked half time assisting the Planning Department’s understaffed fiscal section.
F10: One additional investigator position has been funded but will not be filled during 2008; funding for this position for 2009 is not guaranteed.
F11: Staff responsible for data entry works part time performing Planning Department receptionist duties.
F12: To help reduce the overall workload, follow-up with complainants is generally limited to a single written acknowledgment that the complaint has been received. Also the Planning Department does not take any enforcement action against some low-priority violations or investigate anonymous complaints. Response from the County: PARTIALLY AGREES. In addition to the written acknowledgment of the complaint, code enforcement staff frequently answer questions from complainants about the status of a case throughout the enforcement process. In addition, our Compliance-by-Mail Program requires the original complainant to verify that a violation has been in fact been resolved following receipt of a declaration from the property owner stating that the violation has been corrected. Planning staff makes contact with the complainant to verify resolution. Staff is also investigating whether it will be possible, within the Hansen system, to allow complainants to access the status of their code complaints on-line.
F13: Compliance-by-mail form letters are sent to violators asking for voluntary cooperation in correcting some low-priority violations. Violators comply by returning a signed Declaration and Affidavit of Correction. Investigators may subsequently perform an inspection to confirm compliance. Violations currently handled this way include illegally inhabited mobile homes or campers, or people keeping too many cats or dogs. Compliance-by-mail was used in two percent of the complaints reviewed by the Grand Jury.
F14: Despite two requests, the Grand Jury was not provided with precise data describing the size of the backlog of unresolved code compliance complaints or the rate at which this backlog is growing. One estimate provided was that for every 100 complaints entering the system 80 were being resolved, leaving 20 to accrue to the existing backlog. Based on this estimate and the annual number of complaints, the backlog of unresolved complaints would grow by about 150 a year. Response from the County: DISAGREES. We believe that the Department has now provided all information requested by the Grand Jury related to their investigation. There was an initial misunderstanding as to whether such a request was related to code compliance cases that reside in the older, ALUS system or in Hansen. Information on this topic of the backlog does exist for both systems and has since been provided to the Grand Jury. There has been a dramatic reduction in the number of unresolved cases since the beginning of 2008 due, in large part, to the audit of the department’s records related to the transition to the Hansen system. In addition, the department has implemented a systematic strategy for addressing the backlog and is confident that further reductions will occur. Code Compliance Enforcement 5
F15: There are many rules built into the current code violation resolution system that allow violators to delay complying with code requirements. Examples: • It may take six weeks or more to get on the calendar for a protest hearing. • Once the hearing is scheduled, the violator has the right to delay the hearing once. • During the hearing, a violator may request a continuance, which the judge will usually grant.
F16: In 2003, the Planning Department committed to the Board of Supervisors to develop written procedures for using the HANSEN® system. The code compliance group has established process mileposts and created a detailed flow chart, but there is no employee procedures manual for handling complaints. Response from the County: DISAGREES. The Grand Jury was provided with a high level summary page that represents the milestone flow within the Code Violation case type. This summary page was excerpted from a detailed user’s manual that guides users through each milestone of a code case, from intake to completion. This manual, over 120 pages in length, was developed in July of 2007 and was distributed to each of the Code Compliance staff to assist them in their transition to using the Hansen system.
F17: Except for a single summary report, the HANSEN® system was not generating data management reports as of March 1, 2008.
F18: The Planning Department has requested at least 12 data management reports. As of April 11, 2008, only six of the reports originally requested the previous December were completed. Response from the County: PARTIALLY AGREES. Initially, the development of management and other system reports was a joint undertaking by the Planning Department and the County Information Services Department. However, after several months, it became clear that the development of these reports required a stronger technical background, and the Information Services Department took the lead in getting these reports into production. This resulted in some delays, but that has since changed. The Planning Department has been working closely with the Information Services Department on the development of numerous reports utilizing the information contained within the Hansen system. These reports fall into three categories: letters and forms generated by the system, information related to Service Requests, and information related to Cases. To date, seventeen of these reports have been developed and are in use. Of these, nine fall into the category of “data management reports.” The remaining reports will be completed by Fall of 2008. In addition to these programmed reports, a great deal of management information can be generated on- demand using Hansen’s search and reporting function that are built into the software.
F19: The Planning Department has not asked for a routinely-generated report listing unresolved cases chronologically, with the oldest first. Code Compliance Enforcement Response from the County: DISAGREES. It is true that the department does not get a listing of unresolved cases by the age of the case, because that is not how the caseload is managed: the oldest cases are not necessarily the most important. The department does track cases to ensure that appropriate actions are taken at the various stages of the enforcement process. The Planning Department receives reports for various milestones within the Hansen system to ensure that cases are moving forward according to their established business practices. The department receives reports listing unresolved Service Requests to ensure that new complaints do not remain open ended. The department has requested a report listing cases where a red tag has been issued and the Notice of Violation has not been recorded on the property title within 35 days of the mailing of that Notice. Similarly, the department has requested a notification report when 60 days have elapsed since recordation of the Notice of Violation and that, if the violation has not been corrected, a stipulation must be developed and sent to the property owner specifying required compliance periods and penalties. Finally, the department has requested a report indicating the current milestone of all cases and number of days spent in that milestone. The report will be able to be sorted in any number of ways, including chronologically.
F20: The Grand Jury reviewed 100 consecutively numbered complaints (spanning entry dates between August 10 and September 27, 2007) and found the following: • Almost 30 percent of them were incorrectly coded. • Nearly 18 percent of the complaints had activity dates earlier than the entry date. These differences mean that work was performed on the complaints before their entry into the HANSEN® system. The largest discrepancy between entry date and the activity date was more than two months. • The Planning Department received more code violations than it resolved. After six months, unresolved complaints outnumbered resolved complaints by 50 percent.
F21: In April and May of 2008, the Planning Department presented several code change proposals to the Board of Supervisors. Some were approved and others were tabled for further study and discussion. While major focus of the changes was on rules for building second units, among the approved changes were several that are intended to reduce the burden on code enforcement by eliminating requirements judged unnecessary. For example, the County now intends to • exclude most demolition from requiring Coastal Commission approval. • allow installation of solar energy systems in the coastal zone without a discretionary permit. Conclusions
F22: Although with careful scrutiny the whistleblower program link can eventually be located, many people have difficulty finding it on the county’s website. Typing “whistleblower hotline” into the search box results in “no matches.”
F23: The budget for fiscal year was $403,000. First 5 funded $300,000, and the Coalition hopes to receive the additional $103,000 from Medi-Cal Administrative Activities.
F24: The County works as a middleman for both sources of Coalition funding. Medi-Cal Administrative Activities
F25: During the month of September, the Coalition completes a “time survey” to establish the annual cost of outreach activities in excess of what First 5 already pays. The federal government agency Medi-Cal Administrative Activities is billed that excess cost. The turnaround for payment is generally about three years.
F26: The County supports various organizations associated with the Coalition throughout the year and receives the money from Medi-Cal Administrative Activities. Many 32 A Promise Kept variables determine what work is being done and how it is being claimed. On average, the Coalition received approximately 75 percent of what they predicted in their budget from Medi-Cal Administrative Activities. The County then funds the remaining budget. First 5 California
F27: The State of California retains 20 percent of the money First 5 receives, and 80 percent is distributed to the 58 counties throughout California based on the number of children born in the county. Santa Cruz receives approximately $2,700,000 annually.
F28: makes no distinction between Regional Occupational Program classes and Watsonville Adult Education classes. They are operated by two distinct entities. Watsonville Adult Education is a Pajaro Valley Unified School District function and the Regional Occupational Program is a County Office of Education function. ROP can offer only Career Technical Education courses under California Education Code. By law, ROP does not offer skill-building classes. All classes at Rountree, with the exception of Auto Body and Computer Applications are under the jurisdiction of Watsonville Adult Education. Of the two ROP instructors at the facility, the Auto Body instructor is a native Spanish- speaker. The Computer Applications instructor is semi-fluent in speaking and fully fluent in understanding Spanish. All ROP teachers are trained in Sheltered Instruction under the requirements of the State of California as part of their credential process. ROP does not employ teachers’ aides. ROP will, of course, make every effort to provide instruction in dual languages. 29. Minimum security inmates can walk away from the facility, and it happens about four times a year. Those who walk away are generally rearrested within 24 hours. They are then likely to be held at the Main Jail for the remainder of their sentences, and new charges can result. 30. Due to the lack of fencing around the facility, Rountree has had problems with unauthorized persons entering the grounds. This has enabled contraband to be dropped off in the parking lot area which can be picked up by inmates working in the area and brought into the facility. The Grand Jury has been informed the Sheriff’s office has secured $72,000 to install fencing around the front of the facility. The automatic gates into the facility would be controlled from the control Rountree 71 room located in the medium security section of Rountree. The Sheriff’s Office is waiting for the General Services Department (GSD) to put this project out to bid. Response from the County: AGREES. 31. Exercise and recreational options are adequate and include basketball, weight lifting, horseshoes, volleyball, baseball, soccer and ping pong. 32. The County has provided $48,000 in funding to repair and replace the shower posts, flooring and support walls at the Jail Farm. This was reported to be a problem in the Environmental Health Report. Funding has been secured for this project. Rountree staff is still awaiting GSD to put the project out to bid. Conclusions 1. Correctional officers and civilian workers at Rountree Detention Center appear to be respectful of inmate rights, experienced in dealing with inmates, and well trained in security procedures. 2. Inmate visits in both facilities are well managed and beneficial to both the inmates and their families. 3. The maintenance and cleanliness of all areas of both facilities is good. 4. There are a commendable variety of constructive activities and skill building classes for inmates although few are conducted by Spanish-speaking teachers. 5. Because the Rountree jail inmate populations are consistently under capacity, the facilities could be better utilized to relieve the overcrowding at the Main Jail. 6. The staffing of the facilities is inadequate to properly oversee, protect, and transport the inmate population. 7. Onsite medical care is currently available 40 hours a week. The newly approved nursing weekend hours are needed to assure that medical problems are properly assessed and expeditiously treated. This weekend coverage will allow qualified inmates who need mental health maintenance medications to be transferred from the Main Jail to Rountree. 8. The video surveillance system has been noted to be inadequate in earlier Grand Jury reports, but it has still not been improved. 9. Installation of fencing around the facility would prohibit the public from entering the facility without permission and would deter contraband from entering the facility. 10. The Grand Jury agrees with the Environmental Health Report that the shower posts, flooring and support walls at the Jail Farm are in need of repair and replacement.
F29: First 5 reimburses the County for payments made to community agencies for contracted services.
F30: In the fall of 2008, First 5 will create a new three-year strategic plan. This may or may not result in continued funds for the Coalition for Health Care Outreach. Conclusion
F31: While there are no outside windows in the inmate housing units, the front of each has windows facing a central area where the correctional officers are located. The central command area has dimmed red lighting so the officers can see into each of the well- lighted housing units. Food trays and medicine are dispensed from this central area through openings in the main door of each unit. This type of detention facility in which no correctional officers are located within the inmate housing areas is called a “podular design” system. Such a configuration contrasts with a direct supervision detention facility in which the correctional officers are located directly in the inmate housing areas.
F32: In 2005, a computerized program was established to monitor inmate classification, housing movements and disciplinary actions. The Sheriff’s Office Detention Bureau hopes to replace that system with a comprehensive jail management system in the next two years that will integrate the current classification system with medical, commissary, food, and inmate records management (currently located across the street in the county building). To date no funding has been secured for this project.
F33: Department 11 of the Santa Cruz Superior Court handles the drug cases and is now located at the Main Jail. Fifty to 100 inmates are taken from their cells to court each week in shackles and chains. Having drug court located at the Main Jail has eliminated the need for transport to the county court house on Ocean Street and has facilitated a more efficient handling of drug cases.
F34: Policies and procedures are in place to ensure the facility’s security, but it is an ongoing concern for the staff. Last year, two inmates attempted unsuccessfully to escape. Main Jail Inmate Services
F35: Inmates may see visitors in one of the five visiting rooms during visiting hours. All visits are audio recorded. Inmates and visitors are separated by a wire and plexiglass barrier. Inmates must complete a visitor request form before any visits will be allowed. Staff must pre-approve all visitors before they are scheduled. The inmate’s visitor lists can be updated only once every 30 days from the date the original list was completed.
F36: Professional interview rooms are available 24 hours a day for the inmates and their attorneys or the clergy. To preserve client confidentiality, no recordings are made in these rooms.
F37: Each of the housing units has a secure outdoor area for basketball, handball and exercise. Board games, cards and puzzles are also available. Newly released movies are rented from Swank distribution for monthly movie viewing.
F38: Other services available include television (both Spanish and English from 7 a.m. to 11 p.m.) and a limited selection of paperback books. Inmates may purchase any book or periodical accepted for distribution by the U.S. Post Office. A law library is available to provide legal research assistance for inmates and UCSC Women’s Center Inside-Out offers writing workshops.
F39: Inmates are served three meals per day (at 6:00 a.m., 11:30 a.m. and 5:00 p.m.). A maximum of 30 minutes is allowed for consumption and/or disposal of a meal. The county nutritionist plans the meals according to the standards set forth in the California Code of Regulations. The inmates receive a total of 2,600 calories a day according to Title 15 standards. The kitchen area was originally built to serve 90 inmates. The kitchen passed the 2007 State Standards review even though it is outdated and extremely small for the current jail population.
F40: Once a week, inmates have access to a commissary. They may purchase from a pre- approved list of items, such as snacks, canvas shoes, nail clippers, cosmetic items. Inmates must use money placed in their individual accounts to purchase commissary items. Upon their request, inmates with less than $3 in their accounts may be given the following items once each week: six sheets of paper, two stamped envelopes, two shampoo packets, a pencil, a toothbrush, toothpaste, and a comb.
F41: Friends Outside, a program provided by Volunteer Center of Santa Cruz County, helps maintain outside contacts, and assists inmates in conducting basic and necessary transactions, such as banking and paying bills. They also provide reading glasses.
F42: The jail chaplain provides religious services while several local churches of numerous denominations provide Bible studies, communion services and prayer groups.
F43: Drug counseling is provided by Alto and Janus of Santa Cruz. Programs are also offered by Alcoholic Anonymous (AA) and Narcotics Anonymous (NA), Dual Diagnosis Group, and Criminal Gangs Anonymous.
F44: The Mental Health and Substance Abuse Services (Division), a division of the Santa Cruz County Health Services Agency, works with and through many groups to offer a wide range of mental health care services including emergency shelter, transitional housing, supported housing, dual diagnosis treatment, crisis intervention, case management, and peer support. Other services available to clients are assessment, counseling, medication support, and referrals. Spanish translation is offered, as is an Appeal Resolution Process for anyone who is denied assistance. The following is a partial list of these resources. Adult residential treatment is offered at • Transition House, 10 beds • Paloma House, 12 beds • Pioneer House, eight beds • Opal Cliffs, 15 beds • El Dorado Center, 16 beds • Darwin House, 15 beds 38 A Promise Kept • Front St., Inc., 11 beds • River Street Shelter, 20 beds reserved for people referred by County Mental Health Outpatient treatment and/or social rehabilitation are available at • North County Mental Health Center • South County Clinic • Community Support Services • Dominican Hospital Behavioral Health • Pioneer House Dual Diagnosis Day Program • Community Connection Academy • Front Street Day Rehabilitation Program Self help resources include • Mental Health Client Action Network • Mariposa Activity Center • Community Connection Mental Health Resource Center and Career Services • Community Support Services Community Organizers Program Ongoing services for the protection of low-income mentally ill residents include • Advocacy, Inc. (Patient Rights) • Public Guardian’s Office
F45: It is hard to retain staff; therefore, continual training programs are necessary. Many new employees come from the Cabrillo College Health Science/Community Health programs.
F46: Various federal, state, county and private agencies fund mental health treatment in our county. Mental health has made effective use of these grants and programs. Some of these sources (known as funding streams) are designated for specific and limited uses. Clients often present with a variety of issues and staff sometimes has difficulty matching funds to the specific needs of the client. Services offered to individuals and families will be further restricted by potential state and county budget cuts in the coming year.
F47: Training in cultural sensitivity is emphasized and employees are trained within their department as well as by outside resources.
F48: Some families have difficulty acknowledging the existence of a mental health problem. This can be a cultural issue or a matter of pride. Successful mental health outreach and education programs have worked as a part of the network of general health services.
F49: Access to services is difficult for South County residents because most service sites are located in Santa Cruz. Public transit offers only a few routes and limited hours of operation. The Division is attempting to expand county services and to create more partnerships with community agencies in South County.
F50: The Division works with Senior Network Services but does not yet have an early intervention program for seniors. A Promise Kept 39
F51: Among the ongoing concerns of the Division is the ever-present worry of patients exhibiting unexpected antisocial behavior. Conclusions
F52: The Main Jail now has a full-time medical director. This position was recently changed from 16 hours per week to full-time. The doctor is also available on call as needed. Every inmate admitted to the jail for 14 days or longer is examined by the staff doctor.
F53: Title 15 requires a minimum number of medical staff to be on duty for each shift. Substitute nurses fill in when full-time staff take vacation. It has been difficult to recruit substitutes because they receive lower wages and no benefits. Nurses lose accrued vacation time because of substitute shortages.
F54: Currently the Main Jail employs three registered nurses during the day, two in the evening and one at night. A nurse practitioner works 20 hours per week and is on call when off duty. All these positions are currently filled. Gynecological services are provided 2 to 3 hours once a week. Main Jail
F55: Every morning, the Crisis Intervention Team meets to review risk management problems and any new admits in the last 24 hours. The team consists of medical and mental health staff, lieutenants, sergeants, and booking staff.
F56: Currently the medical staff provides services for HIV, hepatitis, prenatal care, lacerations, pain management, gynecological and internal medicine. If an injury is minor, the medical staff can provide the necessary care. Inmates with serious injuries are transported to Dominican Hospital. The jail has no X-ray services; inmates are sent to outside medical facilities for MRI/CT scans and procedures requiring specialists. Tuberculosis testing of all inmates is mandatory and must be completed within three days of admittance.
F57: The Main Jail has two automated external defibrillators (AEDs), and correctional officers and medical personnel are trained in their use. They are also trained to administer CPR.
F58: Ill or injured inmates must fill out medical request forms (blue slip). The medical staff receives approximately 200 blue slips per month. Nurses pick up these slips twice daily when they distribute medicine. The nurse on duty reviews each complaint and determines if it can be handled by a nurse or if the inmate needs to be put on the sick call list. The list is given to the nurse practitioner, who reviews and triages the needs. Some action must be taken on each blue slip within 24 hours. In case of emergency correctional officers contact medical personnel.
F59: A blue slip must be completed for every medical problem, creating a backlog of slips. Many inmates reported having to wait up to three weeks to be seen. Requests range from simple medical needs, such as antibacterial ointment, to more serious medical services. Inmates said the medical treatment is very good once they receive it.
F60: Currently Santa Cruz County uses eight nearby counties in salary surveys: Monterey, Santa Clara, Alameda, Napa, Sonoma, Marin, Solano and San Mateo. For the most part, these are more similar to Santa Cruz than the nine counties formerly used in that they are not strictly agricultural and have living costs comparable to Santa Cruz.
F61: Recruiting and retaining physicians and other medical professionals is uniquely difficult in Santa Cruz County because it is labeled by Medicare as a rural county. The Medicare reimbursement rate is the same as Butte, Imperial and other counties with a much lower cost of living.
F62: The county health programs must compete with Dominican and Sutter for physicians and other medical professionals. Hospitals are in a unique position to pay higher salaries as their Medicare reimbursements are based on actual costs. A national Medicare study released in 2007 shows hospitals in Santa Cruz County have the highest labor costs in the country, which local health officials say means higher medical costs and insurance premiums for patients. This situation creates a difficult challenge when it comes to recruiting medical professionals.
F63: Salaries and working conditions for physicians and other medical professionals employed by the County are negotiated with the respective unions. Conclusions
F64: The O Unit is the medical observation unit that includes individual rooms where physically or mentally ill inmates are monitored by medical staff and by a video monitoring system. Seven rooms have video monitoring. In addition, a “padded room” houses inmates who are a danger to themselves or others. This room also has video surveillance and physically inspected every 15 minutes. New linoleum has recently been installed over the concrete floors throughout the O Unit This new flooring can be more effectively cleaned and sanitized.
F65: A 5150 hold is a provision of the state’s Welfare and Institutions Code whereby people can be held for 72 hours if, as result of mental disorder, they pose a danger to themselves or others or are gravely disabled. Dominican Hospital is the only facility in the county licensed to care for 5150 patients. Those on 5150 hold and suspected of committing felonies are not accepted in Dominican’s Behavioral Health Unit and instead are booked into the Main Jail. Those with psychiatric problems need to be separated from the rest of the inmate population. If after the 72-hour hold, an inmate is still incapacitated and no licensed outside placement can be located, he or she remains in isolation in the medical unit. The jail does not have the resources to provide adequate psychiatric services, nor is it licensed to provide ongoing support services to these inmates. Response from the County: PARTIALLY AGREES. The Main Jail at 259 Water does not have cooling in the inmate housing area. The heating system was designed with an occupancy load for a much lower population. To meet the current air changes for the increased population, more outside air needs to be introduced to the facility that will in turn create a higher heating load for the building. The existing equipment was not designed to maintain the increased load which results in heating inconsistencies in the building. As for the response time, the work order data base shows that General Services responded either the same day or the next working day to reported problems.
F66: The jail provides on-site dental work two half days per month and serves about 18 inmates per month. The dental staff pulls teeth but does not provide fillings or more extensive dental work. Inmates must turn in a blue slip to request dental services. The jail dentist receives about 25 blue slip requests per month. Many inmates cancel their requests prior to their dental appointment. Recent legislation provides for more extensive dental work to be performed off-site if necessary and if approved by the correctional officers. This service is not extended to inmates sentenced to six months or less. Minimum security inmates are eligible to go to their own outside dentist. Medium and maximum security inmates are eligible to see an outside dentist if approved by the correctional officers. Anyone under administrative segregation for disciplinary reasons is not eligible to see an outside dentist. No provisions are being considered to address the dental needs of inmates incarcerated for longer than one 60 Main Jail year (about five percent of the population) and who also are not approved to see an outside dentist.
F67: The medical records of all present and past inmates are kept in paper files. The 2006 - 2007 Grand Jury found inmate records stored in the medical corridor, in violation of Health Insurance Portability and Accountability Act (HIPAA) security and privacy requirements. The medical unit has recently installed a $25,000 mechanized file sorter, which provides complete security for each inmate’s medical folder and resolves previous security and confidentiality concerns.
F68: Inmates sleep on two-inch thick, fireproof, foam mattresses placed on concrete blocks. Due to limited supply, each inmate is issued only a single mattress. The State fire marshal and Bureau of Home Furnishings and Thermal Insulation mandate the mattress’s overall length and width but not the thickness. To receive an additional mattress, an inmate must be housed in the Medical Observation Unit and the request approved by a doctor.
F69: The current medical budget is $3 million per year. Outside emergency medical visits for inmates account for $400,000 of that. Because Medi-Cal and most other insurance providers will not cover a person who is incarcerated, the jail is billed full hospital fees for inmate treatment at Dominican Hospital. The County is not offered a reduced rate. Overcrowding
F70: The average daily population (ADP) of the Main Jail continues to exceed the State- rated capacity of 311. The ADP for the first six months of 2007 was 358 (318 men and 40 women). The 2007 state inspection report identified overcrowding as a significant area of non-compliance.
F71: Triple bunks and/or boats (boat-shaped plastic beds that sit directly on the floor) are sometimes situated in the dayrooms, reducing space for daytime activities. The bunks and boats allow the jail to accommodate 422 beds even though its rated capacity is only 311.
F72: When a housing module becomes too crowded the inmates in that module can be traded to a larger module holding a smaller group of inmates.
F73: The maximum sentence a person can receive for a misdemeanor is one year, which can be shortened with time off for good behavior. However, if a person is convicted of several misdemeanors, the judge can order sentences to be served consecutively. In that case, an inmate could end up serving several years in the Mail Jail, adding to the total inmate population.
F74: Inmates doing “soft time” contribute to the overcrowded conditions. At any given time, the jail has 16 to 24 inmates charged with very serious crimes who are doing soft time awaiting appeal of their cases.
F75: The Sheriff’s Office offers a work release program for eligible inmates, which helps reduce overcrowding. The inmate pays a fee and does community work in lieu of serving time. Main Jail 61
F76: A representative from the Sheriff’s Office chairs the Jail Overcrowding Committee, which consists of representatives from each of the following groups: law enforcement, the judiciary, prosecutors, probation, public defenders, county supervisors, county administrative office, health services and community service providers. It meets quarterly to examine methods of reducing overcrowding without jeopardizing public safety.
F77: The overcrowding committee has developed a set of strategies to reduce jail crowding, primarily at the Main Jail. The results of these efforts have been significant. The average monthly population in 2004 was 408. The 2007 average population was 347. The current average monthly population is down 15 percent compared to 2004.
F78: The overcrowding committee continues its efforts on a number of fronts that include • dedicating sufficient personnel to classifying inmates. • exploring options for expanding the use of the Rountree and Blaine Street facilities. • securing funding through the Mentally Ill Offender Crime Reduction Grant Program in conjunction with the Probation Department and the Health Services Agency. This grant provides for an out-of-custody program from a Community Corrections Center to be located on Water Street.
F79: A jail population control officer was appointed to monitor overcrowding at the Main Jail until a new classification system was completed. This position was discontinued at the beginning of fiscal year 2007 - 2008 and rolled into a classification supervisor position. The new position, along with the new classification system, allows more appropriate distribution of the county inmate population, which should then reduce the Main Jail population.
F80: The Board of Supervisors approved a medical staffing increase, which began in March of 2008 at the Rountree facility. As a result, an additional five to seven inmates a day may be transferred from the Main Jail to the Rountree facility.
F81: The Probation Department has implemented a number of alternative programs and added personnel to address jail crowding. These include • expanded pretrial services, such as release on one’s own recognizance with or without conditions. • a supervised release, which includes phone checks, field supervision, with conditions such as drug and alcohol testing. • intensive supervision, which includes field supervision, electronic monitoring and individualized conditions. These supervised and intensely supervised programs account for an average jail population reduction of 30 jail beds per day.
F82: The Community Action Board, a local nonprofit agency, also provides a community service alternative to jail with its Community Restoration Program. This program provides supervised work crews in county parks and, together with Habitat for Humanity, builds low income housing. This alternative to jail served 54 individuals and saved an estimated 1,785 bed days in 2007. Main Jail
F83: In Partnership with Community Action Board’s Gemma program the Probation Department is reducing the recidivism of females who typically are incarcerated for nonviolent offenses related to substance abuse. The women’s jail sentences are reduced contingent on participation in the residential component of the program. The program offers day treatment and skill-building classes for women.
F84: The Warrant Reduction Advocacy Program (WRAP) is designed to avert the issuance of probation bench warrants for individuals who have not maintained contact with their probation officers. Friends Outside provides a three-quarter time warrant reduction specialist to make contact with probationers and reconnect them to their probation officers. This program saves an estimated 40 jail bed days for each warrant averted.
F85: While all the jail reduction strategies are working as planned and the population has declined since 2005, the Main Jail is still above rated capacity. The daily jail population is the result of two variables: the number of individuals placed in jail and how long the inmates stay in jail. Had the recent measures not been put into place, the projected Main Jail population would have been 416 rather than the actual average population for 2007, which was 347. Classification and Discipline
F86: The jail uses the National Council of Crime and Delinquency (NCCD) classification system to determine an inmate’s housing assignment. This system considers ten different factors that either increase or decrease points for an inmate. Within 24 hours, the inmate is classified as minimum, medium or maximum security depending on total points. Gang affiliation, medical needs, escape risk, level of violence, crimes committed, charges pending, and behavior while in custody are all factors used in the classification system.
F87: Inmates are classified by a formal process. The booking supervisor is the first person to consider an inmate’s classification within the facility. There are two classification correctional officers (working alternate shifts) who interview every new inmate, review the booking supervisor’s preclassification, and ultimately determine the inmate’s classification and housing placement within the facility. These two officers are supervised by the classification supervisor, a position added at the beginning of fiscal year 2007-2008.
F88: Inmates requiring disciplinary measures are monitored by two disciplinary correctional officers working alternating shifts. The disciplinary officers report to the classification supervisor.
F89: For safety reasons there are times when groups of inmates in a given housing module cannot get along with one another. In an effort to quell potential problems these groups of inmates can be “racked” (allowed out of their cells and into the dayrooms for a minimum of four hours per day).
F90: Privileges can be withheld if an inmate breaks the rules. According to Title 15, the degree of punitive actions taken by the disciplinary officer needs to be directly related to the severity of the rule infraction. The Main Jail has a four-point discipline system. A minor infraction could result in a verbal warning. A second minor infraction could Main Jail 63 result in a loss of visiting or commissary privileges or confinement to a cell for four hours. A maximum infraction, such as injury to someone, could result in administrative segregation (ad seg) lasting from ten to 60 days.
F91: Inmates unable to get along with others for any reason, such as gang affiliation, race hatred, or antisocial behavior, are assigned to ad seg, defined by Title 15 as separated from the general population. Inmates may request ad seg if they fear for their own safety. They can request a reclassification and/or change in housing assignment every 30 days.
F92: Some ad seg inmates are held in disciplinary isolation (lock-down), and confined to cells 23 hours a day with only one hour outside to eat, shower, exercise, watch TV, make phone calls, and talk with others. While locked down, they have no access to any type of religious services or addiction therapy support groups. They can turn in a green slip to talk with the chaplain or a blue slip to see medical personnel. They can also receive books from the book cart. Title 15 states no inmate can be in lock-down beyond 30 consecutive days without review by the facility manager. The jail complies with this Title 15 requirement.
F93: Title 15 states food is not to be used as a disciplinary measure. In the ad seg unit, food (mostly snacks) may be withheld as an incentive to improve behavior. Inmates always receive at least the state-required calories. After major violations of institution rules, inmates may be subjected to a disciplinary isolation diet in accordance with Title 15. Every 72 hours, the facility manager must approve the continuation of this diet. Reportedly the isolation diet has only been implemented on rare occasions. Conclusions
Additional Recommendations 42

Not linked to specific findings.

R1: The Planning Department should • remove responsibilities other than code enforcement from existing code compliance staff. Response from the County: HAS BEEN IMPLEMENTED. The temporary reassignment of one of our Code Investigators to assist in the training of a new fiscal person was the result of unprecedented turnover in our fiscal division and the need to train incoming accounting personnel to support the Code program. This training has been completed and the individual has returned full time to Code Investigations. In addition, all of the Planning Technicians in the Department, including the two staff presently assigned to our Code Program, assist in staffing the General Information Desk that is an integral part of our public counter operation. This time commitment ranges from 2-10 hours a week. While this assignment does divert a few hours away from the Code Program, it also ensures that Code staff are kept aware of all of the ongoing changes at our building and zoning counters, and also places them in a position to suggest operational changes that improve the interactions between code staff, counter staff, and property owners trying to resolve their violation(s). This arrangement will remain in place for the foreseeable future. • recruit and train volunteers to assist the code compliance group. Response from the County: WILL NOT BE IMPLEMENTED. With the reassignment of an additional Planning Technician to the Code Compliance Section, sufficient staff resources are in place to assist the existing Investigators with caseload management. Two Planning Technicians assist the Investigators with in-office research and preparation of draft stipulated agreements and case hearing packets. It would not be appropriate to use volunteers to act as Code Investigators due to the technical training and expertise that is required to perform the job. • consider expanding the compliance-by-mail program to include additional low- priority violations. Response from the County: REQUIRES FURTHER ANALYSIS. The compliance-by-mail program is used for violations that do not require issuance of a permit or a field investigation to verify the existence of a violation. In addition, correction of the violation must be able to be verified by the complainant. Initially, the Program was limited to illegal occupation of trailers and RV’s. In the last year, it was expanded to include certain animal keeping violations. We are currently evaluating whether this approach to code enforcement can be further expanded and will implement this expansion, if deemed appropriate, no later that the end of the 2008 calendar year. Code Compliance Enforcement • create a list of code violations not currently being enforced and determine if any of the most commonly received complaints represent violations that can be added to the list. Response from the County: REQUIRES FURTHER ANALYSIS. Certain minor code violations may not warrant enforcement action. Quite often, factors specific to the particular situation are taken into account when making a determination as to whether or not enforcement action will be taken. The Department will evaluate the range of minor violations that it encounters to determine whether, regardless of other factors, any of them qualify for such treatment. This evaluation will be completed in early
R2: The Civil Service Commission should periodically review individual provisional appointments to ensure the system is not being abused. Response from the County: HAS BEEN IMPLEMENTED. Response from the Civil Service Commission: HAS BEEN IMPLEMENTED. The first provisional appointment report was initiated by the Commission and received at their July 2008 quarterly meeting. The Commission directed staff to provide provisional appointment reports at each quarterly meeting. The first report on provisional appointments was issued to the Commission at its July 17, 2008 quarterly meeting. The Commission will now receive these reports quarterly. Nepotism and Favoritism
R3: To create consistency among code compliance staff, Planning Department management should provide a detailed, written procedures manual, including targets for the amount of time allowed for each step in the complaint resolution process. Response from the County: HAS BEEN IMPLEMENTED.
R4: The Civil Service Commission should permanently create a standing committee consisting of two commissioners to hear and investigate personnel and hiring practice complaints. Upon conclusion of each of its investigations, this committee should report its findings and recommendations to the full commission. Response from both the County and from the Civil Service Commission: WILL NOT BE IMPLEMENTED. In 2007 the Civil Service Commission created a temporary ad hoc committee, consisting of two commissioners, to hear complaints from SEIU members. Handpicked for the Job? 17 The Brown Act (Government Code Section 54952), County Code (2.46.060), and Civil Service rules (Section 130 I. 1. A.) restrict the Civil Service Commission’s ability to create a standing committee and still maintain a confidential forum for county employee complaints. The meetings of a standing committee composed of less than a quorum of the commission would be subject to the notice, agenda, and public participation requirements of the Ralph M. Brown Act. It is not possible under the Brown Act to set up a permanent standing committee that could accomplish a confidential forum for complaints of County employees. Whistleblower Program
R5: If First 5 no longer supports it, the Coalition for Health Care Outreach should be supported in the budget of the Health Services Agency. Response from the County: WILL NOT BE IMPLEMENTED. Although the Coalition for Health Care Outreach is very important, unless funding is identified to replace the $300,000 First Five contribution, such support cannot be guaranteed due to other competing high priority needs. Clinic Hours 2000-2001 Grand Jury Recommendation 6: Additional sessions in the evening and through the lunch hour would be a great advantage for family members who now must lose time at work to attend the clinics. Response from the County: This recommendation requires further analysis. 2007-2008 Grand Jury Findings 31. Three community clinics were visited in 2000, Salud Para La Gente in Watsonville, Santa Cruz Women’s Health Center, and Dientes Community Dental Clinic in Santa A Promise Kept 33 Cruz. The current Grand Jury has confirmed the following hours with employees at each clinic. All three clinics are closed Sundays and specified holidays. • Salud Para La Gente: • Monday through Friday, 9:00 a.m. to 7:00 p.m. • Saturday, 8:00 a.m. to 4:30 p.m. • Santa Cruz Women’s Health Center: • Monday, 8:30 a.m. to 5:00 p.m. • Tuesdays and Thursdays, 8:20 a.m. to 8:00 p.m. • Wednesday, 12:20 to 5:00 p.m. • Friday, 8:20 a.m. to 5:00 p.m. • Saturday, 8:00 a.m. to noon • Dientes Community Dental Care: • Monday though Thursday, 8:30 a.m. to 5:00 p.m. (closed 12:30 to 1:30 p.m.) • Friday, 7:30 a.m. to noon, and 1:00 to 4:00 p.m. (closed noon to 1:00 p.m.) • Saturday, 8:30 a.m. to 2:30 p.m. 32. Some discrepancies exist between the clinic hours posted on websites and the hours provided in email and telephone communication.
R6: The Health Services Agency should encourage community clinics to accurately communicate clinic hours to the public. Response from the County: HAS BEEN IMPLEMENTED and will continue to be coordinated with the Safety Net Clinic Coalition. Dental Health Programs 2000-2001 Grand Jury Recommendation 7: Full-service dental health programs should be launched in county and community clinics. County Response: This recommendation has been and will continue to be implemented through the county’s community partners.
R7: Preliminary results of whistleblower investigations should be required within 60 days of the original complaint. Response from the County: HAS BEEN IMPLEMENTED. This requirement is in effect for reports received after August 15, 2008. Response from the Santa Cruz County Auditor-Controller: HAS BEEN IMPLEMENTED.
R8: The Board of Supervisors is encouraged to create a body independent of county government to serve as the first point of contact for all whistleblower complaints; from there they can be forwarded to the appropriate entity for investigation and resolution. Response from the County: REQUIRES FURTHER ANALYSIS. The Auditor-Controller will review suggestions for modifying the Whistleblower Hotline and will make appropriate recommendations to the Board. Handpicked for the Job?
R9: Clinic operations are no longer confined to daytime hours. The three clinics each offer some lunchtime and/or evening hours. All offer Saturday appointments as well.
R10: The inconsistencies of the posted clinic hours confuse and possibly inconvenience patients. Recommendation
R11: The Grand Jury recommends that the Health Services Agency continue to build the network of mental health services countywide. Response from the County: HAS BEEN IMPLEMENTED.
R12: Staff development, including improved training and new methods for reviewing program results, would increase the effectiveness of the Health Services Agency. Response from the County: HAS BEEN IMPLEMENTED. HSA will further expand staff development as additional funding becomes available.
R13: The Grand Jury recommends that the Board of Supervisors support coordination of the various funding streams by the Health Services Agency so that available funds can be used to match the diverse needs of the clients. A Promise Kept Response from the County: HAS BEEN IMPLEMENTED. HSA will continue efforts to coordinate and increase various funding streams to meet the needs of our clients.
R14: The Board of Supervisors should ensure adequate funding for patients’ employment services, which play an important part in mental health treatment. Response from the County: HAS BEEN IMPLEMENTED. The Board of Supervisors restored $50,000 for employment services in the 2008-09 budget.
R15: It would be beneficial for the Health Services Agency to continue developing mental health outreach and education programs to provide even more community social support for recovering patients, so they can feel welcome in their communities. Support resources can include churches and neighborhood organizations. Response from the County: HAS BEEN IMPLEMENTED. HSA will continue developing outreach and educational programs as funding becomes available. Commendation
R16: The Grand Jury urges the Health Services Agency to continue to seek grants and other alternative sources for funds to pay competitive salaries to health professionals. Response from the County: HAS BEEN IMPLEMENTED and will continue to be a high priority for the Health Services Department.
R17: The Grand Jury recommends that library management consult with the City of Watsonville to establish a location for a drive-up book drop at the Main Library. Response from Watsonville Library Director: WILL NOT BE IMPLEMENTED. During the building phase of the library and the Civic Center Plaza, all possible locations for a drive-up book deposit were explored. There are no viable locations which can be used for this service.
R20: Since Medi-Cal and Healthy Families reimbursement rates are set by state and federal government agencies, the County of Santa Cruz has no authority to revise them.
R21: Congressman Sam Farr, the California Medical Association (CMA), and others have called the reimbursement fee schedules for county doctors inequitable and continue to work to require that the U.S. Department of Health and Human Services fix a system viewed as unfair to local qualified participants. Conclusion
R22: In June of 2001 the Packard Foundation grant expired. In 2007-2008, funding for the Coalition for Health Care Outreach (Coalition) came from two sources, First 5 California (First 5) and Medi-Cal Administrative Activities.
R23: The budget for fiscal year was $403,000. First 5 funded $300,000, and the Coalition hopes to receive the additional $103,000 from Medi-Cal Administrative Activities.
R24: The County works as a middleman for both sources of Coalition funding. Medi-Cal Administrative Activities
R25: During the month of September, the Coalition completes a “time survey” to establish the annual cost of outreach activities in excess of what First 5 already pays. The federal government agency Medi-Cal Administrative Activities is billed that excess cost. The turnaround for payment is generally about three years.
R26: The County supports various organizations associated with the Coalition throughout the year and receives the money from Medi-Cal Administrative Activities. Many 32 A Promise Kept variables determine what work is being done and how it is being claimed. On average, the Coalition received approximately 75 percent of what they predicted in their budget from Medi-Cal Administrative Activities. The County then funds the remaining budget. First 5 California
R27: The State of California retains 20 percent of the money First 5 receives, and 80 percent is distributed to the 58 counties throughout California based on the number of children born in the county. Santa Cruz receives approximately $2,700,000 annually.
R28: First 5 has three established goals: healthy children, children learning and ready for school, and healthy families. Allowing for local decision-making, the First 5 Santa Cruz County Commission determines how to distribute funds based on a three-year strategic plan and annual contracts. Money provided to the Coalition by First Five has been designated as outreach funds.
R29: First 5 reimburses the County for payments made to community agencies for contracted services.
R30: In the fall of 2008, First 5 will create a new three-year strategic plan. This may or may not result in continued funds for the Coalition for Health Care Outreach. Conclusion
R31: Three community clinics were visited in 2000, Salud Para La Gente in Watsonville, Santa Cruz Women’s Health Center, and Dientes Community Dental Clinic in Santa A Promise Kept 33 Cruz. The current Grand Jury has confirmed the following hours with employees at each clinic. All three clinics are closed Sundays and specified holidays. • Salud Para La Gente: • Monday through Friday, 9:00 a.m. to 7:00 p.m. • Saturday, 8:00 a.m. to 4:30 p.m. • Santa Cruz Women’s Health Center: • Monday, 8:30 a.m. to 5:00 p.m. • Tuesdays and Thursdays, 8:20 a.m. to 8:00 p.m. • Wednesday, 12:20 to 5:00 p.m. • Friday, 8:20 a.m. to 5:00 p.m. • Saturday, 8:00 a.m. to noon • Dientes Community Dental Care: • Monday though Thursday, 8:30 a.m. to 5:00 p.m. (closed 12:30 to 1:30 p.m.) • Friday, 7:30 a.m. to noon, and 1:00 to 4:00 p.m. (closed noon to 1:00 p.m.) • Saturday, 8:30 a.m. to 2:30 p.m.
R32: Some discrepancies exist between the clinic hours posted on websites and the hours provided in email and telephone communication. Conclusions
R52: In the County of Santa Cruz, “safety net clinics,” (i.e., county or nonprofit clinics), take patients that are uninsured regardless of their ability to pay.
R53: Current public and non-profit clinics, as a whole, have not been reconfigured to family-oriented and preventative care, but rather each clinic has an area or multiple areas of concentration which are listed below. Santa Cruz Clinics A Promise Kept 41 Santa Cruz Women’s Health • Primary Care for Women and Children • Family Planning • Health Benefits Advocacy • Illness Prevention and Health Promotion • Gynecology and Prenatal Care • Pediatrics • Acupuncture, Chiropractic, Naturopathy Westside Health Center (Planned Parenthood) • Primary Care Services • Family Planning • Health Benefits Advocacy • Illness Prevention and Health Promotion • Obstetrics and Gynecology • Pediatrics • Abortion Services Emeline Clinic • Primary Care Services • Walk-in Immunizations • Health Benefits Advocacy • Pediatrics • Child Health and Disability Prevention • Orthopedics • Family Planning • Laboratory, Radiology, and Pharmacy Coral Street Clinic • Urgent Care and Primary Care • Integrated Case Management • Mental Health and Substance Abuse • Health Benefits Advocacy • Counseling Beach Flats Clinic • Primary Care Services • Women’s Health • Pediatrics • Family Planning • Dental Care • HIV Testing • Obstetrics and Gynecology Dientes Community Dental Care • Emergency Dental Care • Full Range of Dental Services 42 A Promise Kept • Oral Health Advocacy Dominican Pediatric Clinic • Pediatric Services Elderday Adult Day Health (Salud Para La Gente) • Adult Day Health Watsonville Clinics Salud Para La Gente • Primary Care Services • Family Planning • Dental Care • Eye Clinic / Optometry • Health Prevention and Promotion • Health Benefits Agency • Pediatrics • Obstetrics and Gynecology Diabetes Health Center • Diabetes Self-Management • Medical Nutrition Therapy • Group Classes • Insulin Training • Glucometer Training Clinica del Valle Del Pajaro • Primary Care Services • Dental Care • Family Planning • Women’s Health • Pediatrics • Child Health and Disability Prevention • Obstetrics and Gynecology South County Clinic • Primary Care Services • Immunizations • Health Benefits Advocacy • Pediatrics • Child Health and Disability Prevention • HIV Prevention • Laboratory • Radiology • Breast Cancer Early Detection Programs • Family Planning A Promise Kept 43 Clinic Mariposa (Planned Parenthood Mar Monte) • Primary Care Services • Family Planning • Health Benefits Advocacy • Pediatrics • Obstetrics and Gynecology • Illness Prevention and Health Promotion Children’s Resource Center • Pediatrics • Child Health and Disability Prevention • Dental Care Green Valley Clinic • Obstetrics and Gynecology • Women’s Health
R54: Santa Cruz Women’s Health and Planned Parenthood specialize in women’s health, family care, and reproductive health.
R55: Specialists are available when necessary, usually through Sutter Maternity & Surgery Center, which provides some free services to the community.
R56: The County of Santa Cruz currently employs 20 full-time doctors: five primary care physicians (including two pediatricians), and 15 psychiatrists, four of which are bilingual.
R57: The recruitment of allied health practitioners and full-time county physicians is often a challenge. Response from the County: AGREES. The Health Services Agency and the Personnel Department have developed a number of successful initiatives to increase the County’s ability to recruit for various classes of health practitioners and physicians.
R58: The high cost of housing in Santa Cruz County makes recruiting primary care physicians difficult.
R59: Psychiatry has only one vacant position, and nurse practitioner positions are filled through a “feeder program” from San Jose State University. Conclusions
R60: Currently Santa Cruz County uses eight nearby counties in salary surveys: Monterey, Santa Clara, Alameda, Napa, Sonoma, Marin, Solano and San Mateo. For the most part, these are more similar to Santa Cruz than the nine counties formerly used in that they are not strictly agricultural and have living costs comparable to Santa Cruz.
R61: Recruiting and retaining physicians and other medical professionals is uniquely difficult in Santa Cruz County because it is labeled by Medicare as a rural county. The Medicare reimbursement rate is the same as Butte, Imperial and other counties with a much lower cost of living.
R62: The county health programs must compete with Dominican and Sutter for physicians and other medical professionals. Hospitals are in a unique position to pay higher salaries as their Medicare reimbursements are based on actual costs. A national Medicare study released in 2007 shows hospitals in Santa Cruz County have the highest labor costs in the country, which local health officials say means higher medical costs and insurance premiums for patients. This situation creates a difficult challenge when it comes to recruiting medical professionals.
R63: Salaries and working conditions for physicians and other medical professionals employed by the County are negotiated with the respective unions. Conclusions
Findings & Recommendations 7 findings
F1: Find the response grid that appears near the end of each Grand Jury report, look for the row with the name of the entity you represent, and then only respond to those Findings and/or Recommendations listed on that row.
F2: Provide the title and page number from the Grand Jury report.
F3: Provide the date of your response.
F4: For Findings a. Provide a copy the original Finding. b. Respond with one of the following: i. AGREE. ii. PARTIALLY AGREE (specify and explain disagreement). iii. PARTIALLY DISAGREE (specify and explain disagreement). iv. DISAGREE (specify and explain disagreement).
F5: For Recommendations a. Provide a copy the original recommendation. b. Respond with one of the following: i. Has been implemented. ii. Has not yet been implemented, but will be implemented in the future (specify expected implementation date). iii. Requires further analysis (specify the type of analysis required and the expected completion date, not to exceed six months) iv. Will not be implemented (either because it is not warranted or is unreasonable; please include an explanation).
F6: If responding to more than one report, respond to each in a separate document or on separate pages of one document.
F7: For an example, see Response Report to the 2006-2007 Santa Cruz County Grand Jury Final Report: http://www.co.santa-cruz.ca.us/grandjury. If you have questions about the response report, please contact the Grand Jury by calling (831) 454-2099 or by email: grandjury@co.santa-cruz.ca.us. 2007–2008 Santa Cruz County Grand Jury Final Report Instructions for Respondents 143 Where to Respond
Additional Recommendations 7

Not linked to specific findings.

R1: Find the response grid that appears near the end of each Grand Jury report, look for the row with the name of the entity you represent, and then only respond to those
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R2: Provide the title and page number from the Grand Jury report.
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R3: Provide the date of your response.
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R4: For Findings a. Provide a copy the original Finding. b. Respond with one of the following: i. AGREE. ii. PARTIALLY AGREE (specify and explain disagreement). iii. PARTIALLY DISAGREE (specify and explain disagreement). iv. DISAGREE (specify and explain disagreement).
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R5: For Recommendations a. Provide a copy the original recommendation. b. Respond with one of the following: i. Has been implemented. ii. Has not yet been implemented, but will be implemented in the future (specify expected implementation date). iii. Requires further analysis (specify the type of analysis required and the expected completion date, not to exceed six months) iv. Will not be implemented (either because it is not warranted or is unreasonable; please include an explanation).
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R6: If responding to more than one report, respond to each in a separate document or on separate pages of one document.
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R7: For an example, see Response Report to the 2006-2007 Santa Cruz County Grand Jury Final Report: http://www.co.santa-cruz.ca.us/grandjury. If you have questions about the response report, please contact the Grand Jury by calling (831) 454-2099 or by email: grandjury@co.santa-cruz.ca.us. Instructions for Respondents 2007–2008 Santa Cruz County Grand Jury Final Report Where to Respond
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Findings & Recommendations 48 findings
F1: Santa Cruz County governmental agencies (with the exception of Scotts Valley) have joint powers agreements with Net Com specifying how emergency calls are routed for fire, police and medical assistance. Net Com then routes calls to the appropriate authorities for response.
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F2: Net Com assigns emergency calls a priority rating from one to nine, one requiring the most urgent response. The calls rating and the case details are reflected on the mobile data terminal in all squad cars.
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F3: The County’s only booking facility is at the Main Jail in Santa Cruz so all law enforcement officers must transport arrestees there. Approximately 13,000 persons are booked at the Main Jail each year. This often results in overcrowding in the Main Jail 51 2007–2008 Santa Cruz County Grand Jury Final Report booking area and delays for the law enforcement officers. The officers must wait and cannot return to other duties until the arrestee has been processed through the system. Response from the County: AGREES.
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F4: Intake process: • All squad cars and persons are monitored via video surveillance as they enter the vehicle sally port (an enclosed area secured by locked doors at each end, only one of which can be opened at any one time). • Officers then lead suspects through a pedestrian sally port and into the booking area. • Officers of the same gender pat down the suspects and complete the suspects’ health intake questionnaires. • For medical reasons, the facility nurse may refuse suspects admittance to the jail. If refused admittance, they are taken directly to Dominican Hospital. Upon receiving medical clearance from the hospital, suspects are taken back to the Main Jail to complete the booking process. • An audio and video recording is made of the booking and kept in storage for a period of two years.
F5: After walking through a metal detector, suspects are put into a group holding cell. Special needs arrestees and women are kept in separate cells. Intoxicated arrestees are put into the jail’s “drunk tank” for a minimum of five hours. If intoxication prevents them from standing or communicating coherently, they are taken to a local medical emergency room for detox. A violent arrestee is placed in a restraint chair in a private safety cell with two large viewing panels and checked every 15 minutes.
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F6: At the start of the booking process all personal property, except one shirt, a pair of pants, underwear, and socks, is taken from the detainee, labeled and stored either in the jail’s property room or a valuables locker. These items are returned when the inmate is released.
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F7: The Grand Jury commends Sutter Maternity & Surgery Center for providing the services of medical specialists to those in need. Medical Staff Recruitment and Salaries 2000-2001 Grand Jury Recommendation 11: In the recruitment of health care professionals, salary surveys conducted in nearby agricultural counties are no longer pertinent to this County. In the next round of County salary negotiations, surveys should be conducted that use counties more comparable to the emerging characteristics of Santa Cruz County. County Response: The County has utilized the nine-County comparison for over thirty years, and this long-term base of information is useful in evaluating salaries. The nine- County comparison is used as a guide along with other information such as the Consumer Price Index, turnover statistics, recruitment and retention rates, the relationship between positions within the County, changes in classifications, and operational changes. Other jurisdictions are also surveyed, as appropriate. 2007-2008 Grand Jury Findings
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F8: The Grand Jury commends the Health Services Agency for the innovative way it has succeeded in providing quality health care to county low-income residents despite financial limitations.
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F9: Newly housed inmates can shower and must change into jail-issue clothes. Personal clothing is labeled and stored with the rest of the inmate’s property. Money in the possession of the suspect at the time of arrest is posted as a credit to a personal jail account. Main Jail 2007–2008 Santa Cruz County Grand Jury Final Report
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F10: Each inmate is issued a kit, which includes clothing, bedding, utensils, and hygiene items.
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F11: Prior to admittance, a nurse performs a medical review of each inmate, including taking vital signs. A doctor is on call if needed.
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F12: In March 2008 the Sheriff’s office implemented a new fingerprint picture system called the Automated Fingerprint Identification System (AFIS). This system includes photographs, palm print and fingerprints of a suspect. The AFIS system provides positive identification of a suspect throughout the intake process and interfaces with the state mug shot system. In the near future a pilot project will be implemented making AFIS available to law enforcement officers on squad car monitors.
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F13: Those arrested for drug or weapons offenses, or suspected of hiding drugs or weapons, may require body inspection. This procedure – a visual, non-contact search must be approved by a supervisor and performed by a correctional officer of the same gender. For this type of inspection, the Sheriff’s Office recently constructed a separate room to ensure privacy. Those refusing to cooperate are x-rayed. If x-rays reveal contraband, approval is then secured through a court order and the person is taken to Dominican Hospital for removal of the contraband.
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F14: After voters approved Proposition 69 in November 2004, the Sheriff’s Office implemented a new procedure requiring all convicted felons to submit a DNA sample. A cheek swab sample from offenders is sent to the Department of Justice for processing and inclusion in the State database. Staffing
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F15: The County’s mental health program is active and in good hands and is continually adapting to the changing needs of the community.
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F16: The Division works well, has effective coordination with many nonprofit organizations in the county, and maintains a constant effort for structural improvement.
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F17: Financing mental health programs is a continual struggle. Clients sometimes have problems finding appropriate services because they do not meet the funding requirements. Mental health staff strive to find creative ways to match client needs in spite of restrictions placed on various funding sources.
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F18: The Division recognizes cultural issues in treating county mental health patients. This perspective is important to ensure the effective delivery of services because cultural issues may make that more difficult, such as when families feel embarrassed by a member with a mental illness and may not acknowledge it as a legitimate health problem.
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F19: Effective programs have been developed that recognize the importance of family relationships. Both children and adults are treated. Establishing more peer counseling is a priority.
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F20: A comprehensive approach is the most pressing need in the system. Along with counseling and medication, affordable housing, tenured living spaces, and job development are all necessary for proper treatment.
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F21: While all “safety net clinics” are not geared toward families, they are putting forth their best efforts to meet the various needs of the uninsured and Medi-Cal patients in Santa Cruz County.
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F22: Santa Cruz County needs to recruit more specialists and internists because of the increase in the number of elderly patients with complex health problems. A Promise Kept 2007–2008 Santa Cruz County Grand Jury Final Report Commendation
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F23: The Health Services Agency is able to recruit adequate medical staff and negotiate appropriate wage and benefit packages under very difficult circumstances. A Promise Kept 45 2007–2008 Santa Cruz County Grand Jury Final Report
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F24: The County has found innovative ways to meet the medical needs of low-income residents through grants and creative staffing. Anticipated budget cuts threaten this tenuous balance, but the Grand Jury believes that the County is going to be able to continue to provide a basic level of staffing to meet the minimal needs of low-income residents. Commendation
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F25: According to Titles 15 and 24, inmates must have individual cells, a group day room, and a group patio area. Title 24 requires 35 square feet of floor space per inmate in the dayrooms and tables and seating to accommodate the maximum number of inmates allowed at any given time. Due to the overcrowding at the facility, these requirements cannot always be met.
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F26: Showers and bathrooms are located in each of the units. The 2005 State report indicated many of the bathroom and shower areas were “filthy, as are the majority of the cells, which are cluttered with paper and leftover food from meals.” In 2006, the Sheriff’s Office spent $99,000 on remodeling and mildew removal in one of the shower facilities at the Main Jail. The 2007 State Inspection report indicated shower areas and individual cells were in compliance with Title 24 standards. However, County Environmental Health Services completed an annual evaluation in 2007, and the jail was granted an environmental health clearance with the exception of the shower areas, which the report indicated are still in need of repair. In November 2007, two female jurors on an unscheduled visit to one of the women’s housing units inspected H unit shower area, the community bathroom and an inmate cell. These areas were found to be clean and in good condition. In December 2007, two male jurors on an unscheduled visit inspected the men’s housing units E, F and Q and found the shower, toilet areas and the individual cells clean but not tidy. In March 2007, two female jurors on an unscheduled visit inspected the G unit shower area. They found it to be badly in need of repair with toilet paper stuffed around the shower head, and the entire shower and the walls in the adjacent dressing room area covered with water. Mold and the smell of mildew were also present. Inmates have complained that some of the shower areas have small flies that swarm inside the shower and bugs that come up from the drain.
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F27: Each inmate is responsible for the cleanliness of his/her housing area including the showers. Floors must be swept and mopped daily. All inmate privileges are withheld until the housing area is clean. This is a non-directed activity. Correctional officers provide each unit with a mop, bucket with water and cleanser on a daily basis (or more often if requested) to clean the floors and shower areas. Periodically a stronger disinfectant is provided to alleviate bacterial growth in the shower areas. Response from the County: AGREES.
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F28: The heating, ventilation, and air conditioning system (HVAC) is aging and outdated and does not provide consistent heating and cooling throughout the facility. Some areas of the jail are very cold while others are too warm. Maintaining the HVAC system is the responsibility of the General Services Department (GSD). Its response Main Jail 55 2007–2008 Santa Cruz County Grand Jury Final Report to the Sheriff Office concerns has been slow, repairs take too long, and, to date, the problems have not been corrected. Response from the County: AGREES. The Main Jail at 259 Water does not have cooling in the inmate housing area. The heating system was designed with an occupancy load for a much lower population. To meet the current air changes for the increased population, more outside air needs to be introduced to the facility that will in turn create a higher heating load for the building. The existing equipment was not designed to maintain the increased load which results in heating inconsistencies in the building. As for the response time, the work order data base shows that General Services responded either the same day or the next working day to reported problems.
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F29: Many inmates have filed Inmate Request Forms (green slips) about being too cold or too hot. No sweaters are allowed in the jail. Two thin cotton blankets are allowed in the summer and three in the winter. Additional blankets must be requested via a green slip. Correctional officers determine if an additional blanket will be issued. It is rare for an inmate to receive more than the allotted number of blankets. According to inmates, correctional officers confiscate any additional blankets they find.
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F30: As a result of the fire marshal 2007 inspection, the facility was granted a fire and life safety clearance.
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F31: While there are no outside windows in the inmate housing units, the front of each has windows facing a central area where the correctional officers are located. The central command area has dimmed red lighting so the officers can see into each of the well- lighted housing units. Food trays and medicine are dispensed from this central area through openings in the main door of each unit. This type of detention facility in which no correctional officers are located within the inmate housing areas is called a “podular design” system. Such a configuration contrasts with a direct supervision detention facility in which the correctional officers are located directly in the inmate housing areas.
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F32: In 2005, a computerized program was established to monitor inmate classification, housing movements and disciplinary actions. The Sheriff’s Office Detention Bureau hopes to replace that system with a comprehensive jail management system in the next two years that will integrate the current classification system with medical, commissary, food, and inmate records management (currently located across the street in the county building). To date no funding has been secured for this project.
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F33: Department 11 of the Santa Cruz Superior Court handles the drug cases and is now located at the Main Jail. Fifty to 100 inmates are taken from their cells to court each week in shackles and chains. Having drug court located at the Main Jail has eliminated the need for transport to the county court house on Ocean Street and has facilitated a more efficient handling of drug cases.
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F34: Policies and procedures are in place to ensure the facility’s security, but it is an ongoing concern for the staff. Last year, two inmates attempted unsuccessfully to escape. Main Jail 2007–2008 Santa Cruz County Grand Jury Final Report Inmate Services
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F35: Inmates may see visitors in one of the five visiting rooms during visiting hours. All visits are audio recorded. Inmates and visitors are separated by a wire and plexiglass barrier. Inmates must complete a visitor request form before any visits will be allowed. Staff must pre-approve all visitors before they are scheduled. The inmate’s visitor lists can be updated only once every 30 days from the date the original list was completed.
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F36: Professional interview rooms are available 24 hours a day for the inmates and their attorneys or the clergy. To preserve client confidentiality, no recordings are made in these rooms.
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F37: Each of the housing units has a secure outdoor area for basketball, handball and exercise. Board games, cards and puzzles are also available. Newly released movies are rented from Swank distribution for monthly movie viewing.
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F38: Other services available include television (both Spanish and English from 7 a.m. to 11 p.m.) and a limited selection of paperback books. Inmates may purchase any book or periodical accepted for distribution by the U.S. Post Office. A law library is available to provide legal research assistance for inmates and UCSC Women’s Center Inside-Out offers writing workshops.
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F39: Inmates are served three meals per day (at 6:00 a.m., 11:30 a.m. and 5:00 p.m.). A maximum of 30 minutes is allowed for consumption and/or disposal of a meal. The county nutritionist plans the meals according to the standards set forth in the California Code of Regulations. The inmates receive a total of 2,600 calories a day according to Title 15 standards. The kitchen area was originally built to serve 90 inmates. The kitchen passed the 2007 State Standards review even though it is outdated and extremely small for the current jail population.
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F40: Once a week, inmates have access to a commissary. They may purchase from a pre- approved list of items, such as snacks, canvas shoes, nail clippers, cosmetic items. Inmates must use money placed in their individual accounts to purchase commissary items. Upon their request, inmates with less than $3 in their accounts may be given the following items once each week: six sheets of paper, two stamped envelopes, two shampoo packets, a pencil, a toothbrush, toothpaste, and a comb.
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F41: Friends Outside, a program provided by Volunteer Center of Santa Cruz County, helps maintain outside contacts, and assists inmates in conducting basic and necessary transactions, such as banking and paying bills. They also provide reading glasses.
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F42: The jail chaplain provides religious services while several local churches of numerous denominations provide Bible studies, communion services and prayer groups.
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F43: Drug counseling is provided by Alto and Janus of Santa Cruz. Programs are also offered by Alcoholic Anonymous (AA) and Narcotics Anonymous (NA), Dual Diagnosis Group, and Criminal Gangs Anonymous.
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F44: Inmates qualified to vote may request voting material from the Elections Department. Corrections personnel deliver material to the election department for the inmates. Main Jail 57
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F60: Currently Santa Cruz County uses eight nearby counties in salary surveys: Monterey, Santa Clara, Alameda, Napa, Sonoma, Marin, Solano and San Mateo. For the most part, these are more similar to Santa Cruz than the nine counties formerly used in that they are not strictly agricultural and have living costs comparable to Santa Cruz.
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F61: Recruiting and retaining physicians and other medical professionals is uniquely difficult in Santa Cruz County because it is labeled by Medicare as a rural county. The Medicare reimbursement rate is the same as Butte, Imperial and other counties with a much lower cost of living.
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F62: The county health programs must compete with Dominican and Sutter for physicians and other medical professionals. Hospitals are in a unique position to pay higher salaries as their Medicare reimbursements are based on actual costs. A national Medicare study released in 2007 shows hospitals in Santa Cruz County have the highest labor costs in the country, which local health officials say means higher medical costs and insurance premiums for patients. This situation creates a difficult challenge when it comes to recruiting medical professionals.
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F63: Salaries and working conditions for physicians and other medical professionals employed by the County are negotiated with the respective unions. Conclusions
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Additional Recommendations 25

Not linked to specific findings.

R6: The County is to be commended for developing and supporting vibrant mental health programs managed by experienced and dedicated staffs. The programs are dynamic and flexible enough to keep up with the demands of clients and changing methods of treatment. Clinic Reconfiguration 2000-2001 Grand Jury Recommendation 10: County clinics should be reconfigured to family-oriented primary and preventive care, backed by clinical specialties and case- managed group therapy for persons at high risk or suffering chronic and recurring illness. These measures will require the recruitment of full-time county physicians and allied practitioners. County Response: This recommendation is being implemented. 2007-2008 Grand Jury Findings
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R7: The Grand Jury commends Sutter Maternity & Surgery Center for providing the services of medical specialists to those in need. Medical Staff Recruitment and Salaries 2000-2001 Grand Jury Recommendation 11: In the recruitment of health care professionals, salary surveys conducted in nearby agricultural counties are no longer pertinent to this County. In the next round of County salary negotiations, surveys should be conducted that use counties more comparable to the emerging characteristics of Santa Cruz County. County Response: The County has utilized the nine-County comparison for over thirty years, and this long-term base of information is useful in evaluating salaries. The nine- County comparison is used as a guide along with other information such as the Consumer Price Index, turnover statistics, recruitment and retention rates, the relationship between positions within the County, changes in classifications, and operational changes. Other jurisdictions are also surveyed, as appropriate. 2007-2008 Grand Jury Findings
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R8: The Grand Jury commends the Health Services Agency for the innovative way it has succeeded in providing quality health care to county low-income residents despite financial limitations. Recommendation
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R11: The Grand Jury recommends that the Health Services Agency continue to build the network of mental health services countywide. Response from the County: HAS BEEN IMPLEMENTED.
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R12: Staff development, including improved training and new methods for reviewing program results, would increase the effectiveness of the Health Services Agency. Response from the County: HAS BEEN IMPLEMENTED. HSA will further expand staff development as additional funding becomes available.
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R13: The Grand Jury recommends that the Board of Supervisors support coordination of the various funding streams by the Health Services Agency so that available funds can be used to match the diverse needs of the clients. A Promise Kept 2007–2008 Santa Cruz County Grand Jury Final Report Response from the County: HAS BEEN IMPLEMENTED. HSA will continue efforts to coordinate and increase various funding streams to meet the needs of our clients.
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R14: The Board of Supervisors should ensure adequate funding for patients’ employment services, which play an important part in mental health treatment. Response from the County: HAS BEEN IMPLEMENTED. The Board of Supervisors restored $50,000 for employment services in the 2008-09 budget.
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R15: It would be beneficial for the Health Services Agency to continue developing mental health outreach and education programs to provide even more community social support for recovering patients, so they can feel welcome in their communities. Support resources can include churches and neighborhood organizations. Response from the County: HAS BEEN IMPLEMENTED. HSA will continue developing outreach and educational programs as funding becomes available. Commendation
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R16: The Grand Jury urges the Health Services Agency to continue to seek grants and other alternative sources for funds to pay competitive salaries to health professionals. Response from the County: HAS BEEN IMPLEMENTED and will continue to be a high priority for the Health Services Department.
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R21: While all “safety net clinics” are not geared toward families, they are putting forth their best efforts to meet the various needs of the uninsured and Medi-Cal patients in Santa Cruz County.
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R22: Santa Cruz County needs to recruit more specialists and internists because of the increase in the number of elderly patients with complex health problems. A Promise Kept 2007–2008 Santa Cruz County Grand Jury Final Report Commendation
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R23: The Health Services Agency is able to recruit adequate medical staff and negotiate appropriate wage and benefit packages under very difficult circumstances. A Promise Kept 45 2007–2008 Santa Cruz County Grand Jury Final Report
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R24: The County has found innovative ways to meet the medical needs of low-income residents through grants and creative staffing. Anticipated budget cuts threaten this tenuous balance, but the Grand Jury believes that the County is going to be able to continue to provide a basic level of staffing to meet the minimal needs of low-income residents. Commendation
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R52: In the County of Santa Cruz, “safety net clinics,” (i.e., county or nonprofit clinics), take patients that are uninsured regardless of their ability to pay.
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R53: Current public and non-profit clinics, as a whole, have not been reconfigured to family-oriented and preventative care, but rather each clinic has an area or multiple areas of concentration which are listed below. Santa Cruz Clinics A Promise Kept 41 2007–2008 Santa Cruz County Grand Jury Final Report Santa Cruz Women’s Health • Primary Care for Women and Children • Family Planning • Health Benefits Advocacy • Illness Prevention and Health Promotion • Gynecology and Prenatal Care • Pediatrics • Acupuncture, Chiropractic, Naturopathy Westside Health Center (Planned Parenthood) • Primary Care Services • Family Planning • Health Benefits Advocacy • Illness Prevention and Health Promotion • Obstetrics and Gynecology • Pediatrics • Abortion Services Emeline Clinic • Primary Care Services • Walk-in Immunizations • Health Benefits Advocacy • Pediatrics • Child Health and Disability Prevention • Orthopedics • Family Planning • Laboratory, Radiology, and Pharmacy Coral Street Clinic • Urgent Care and Primary Care • Integrated Case Management • Mental Health and Substance Abuse • Health Benefits Advocacy • Counseling Beach Flats Clinic • Primary Care Services • Women’s Health • Pediatrics • Family Planning • Dental Care • HIV Testing • Obstetrics and Gynecology Dientes Community Dental Care • Emergency Dental Care • Full Range of Dental Services 42 A Promise Kept 2007–2008 Santa Cruz County Grand Jury Final Report • Oral Health Advocacy Dominican Pediatric Clinic • Pediatric Services Elderday Adult Day Health (Salud Para La Gente) • Adult Day Health Watsonville Clinics Salud Para La Gente • Primary Care Services • Family Planning • Dental Care • Eye Clinic / Optometry • Health Prevention and Promotion • Health Benefits Agency • Pediatrics • Obstetrics and Gynecology Diabetes Health Center • Diabetes Self-Management • Medical Nutrition Therapy • Group Classes • Insulin Training • Glucometer Training Clinica del Valle Del Pajaro • Primary Care Services • Dental Care • Family Planning • Women’s Health • Pediatrics • Child Health and Disability Prevention • Obstetrics and Gynecology South County Clinic • Primary Care Services • Immunizations • Health Benefits Advocacy • Pediatrics • Child Health and Disability Prevention • HIV Prevention • Laboratory • Radiology • Breast Cancer Early Detection Programs • Family Planning A Promise Kept 43 2007–2008 Santa Cruz County Grand Jury Final Report Clinic Mariposa (Planned Parenthood Mar Monte) • Primary Care Services • Family Planning • Health Benefits Advocacy • Pediatrics • Obstetrics and Gynecology • Illness Prevention and Health Promotion Children’s Resource Center • Pediatrics • Child Health and Disability Prevention • Dental Care Green Valley Clinic • Obstetrics and Gynecology • Women’s Health
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R54: Santa Cruz Women’s Health and Planned Parenthood specialize in women’s health, family care, and reproductive health.
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R55: Specialists are available when necessary, usually through Sutter Maternity & Surgery Center, which provides some free services to the community.
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R56: The County of Santa Cruz currently employs 20 full-time doctors: five primary care physicians (including two pediatricians), and 15 psychiatrists, four of which are bilingual.
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R57: The recruitment of allied health practitioners and full-time county physicians is often a challenge. Response from the County: AGREES. The Health Services Agency and the Personnel Department have developed a number of successful initiatives to increase the County’s ability to recruit for various classes of health practitioners and physicians.
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R58: The high cost of housing in Santa Cruz County makes recruiting primary care physicians difficult.
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R59: Psychiatry has only one vacant position, and nurse practitioner positions are filled through a “feeder program” from San Jose State University. Conclusions
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R60: Currently Santa Cruz County uses eight nearby counties in salary surveys: Monterey, Santa Clara, Alameda, Napa, Sonoma, Marin, Solano and San Mateo. For the most part, these are more similar to Santa Cruz than the nine counties formerly used in that they are not strictly agricultural and have living costs comparable to Santa Cruz.
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R61: Recruiting and retaining physicians and other medical professionals is uniquely difficult in Santa Cruz County because it is labeled by Medicare as a rural county. The Medicare reimbursement rate is the same as Butte, Imperial and other counties with a much lower cost of living.
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R62: The county health programs must compete with Dominican and Sutter for physicians and other medical professionals. Hospitals are in a unique position to pay higher salaries as their Medicare reimbursements are based on actual costs. A national Medicare study released in 2007 shows hospitals in Santa Cruz County have the highest labor costs in the country, which local health officials say means higher medical costs and insurance premiums for patients. This situation creates a difficult challenge when it comes to recruiting medical professionals.
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R63: Salaries and working conditions for physicians and other medical professionals employed by the County are negotiated with the respective unions. Conclusions
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Findings & Recommendations 30 findings
F1: The facility is well maintained and clean.
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F2: The staff is professional, well trained, and knowledgeable performing day-to-day operations as well as skilled at interacting with inmates.
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F3: The inmate restraint system implemented approximately a year and a half ago has resulted in fewer escape attempts and violent incidents.
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F4: Moving drug court cases to the Main Jail has reduced the number of inmates transported and processed through the main courthouse and Court Holding.
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F5: Because the deputies in Court Holding have to maintain a high level of attention while handling potentially dangerous prisoners, rotating assignments in Court Holding seems to be beneficial. This procedure enables deputies to remain alert and fresh while gaining valuable experience.
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F6: Equipment for recording and storing video of holding cell activity would be useful for training and evidence gathering purposes.
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F7: Law enforcement officers are not allowed to bring their firearms into Court Holding; they must secure them in lock boxes in the sally port area.
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F8: Adult inmates are brought to Court Holding from other county detention facilities in a transport van. The van has three compartments to allow for separation of inmates according to classification, with a maximum capacity of 13 inmates. Juveniles are transported alone, either by a deputy in a squad car or in the van. Moving of inmates begins as early as 6:00 a.m. The van makes two round trips per day from the Main Jail and Rountree facilities. Because one van isn’t enough, Watsonville Court Holding relies on Santa Cruz vans to help transport the Court Holding inmates. Response from the County: AGREES. A sally port is an enclosed area secured by locked doors at each end, only one of which can be opened at any one time. Court Holding – Watsonville 2007–2008 Santa Cruz County Grand Jury Final Report
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F9: Transport vans carrying inmates enter the courthouse garage through a vehicle sally port. Within the secure area there is room for up to three vans.
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F10: Within the garage there is a ramp for disabled inmates to leave the van and enter the facility.
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F11: There are two separate pedestrian sally ports leading from the garage into the Court Holding area, one for officers and one for inmates.
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F12: Most detainees are brought to Court Holding in ankle and wrist restraints and remain in restraints until they are returned to their detention facility. Minimum-security inmates from the Rountree Detention Facility wear only ankle restraints.
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F13: As of April 7th ten officers staff the fully operational facility.
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F14: Court Holding is expected to handle an average of 24 inmates per day. The maximum capacity of the facility is 48 per day.
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F15: The six holding cells are designated for inmates with specific classifications: • General population • Females • Juveniles • Special needs (requiring wheel chair access) • Administrative segregation – Sureños • Administrative segregation – Norteños
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F16: Each holding cell has a door with a window, a sink, and a toilet. Unlike Santa Cruz Court Holding, inmates can flush the toilets from inside the cell.
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F17: Correctional Officers physically check all holding cells every 30 minutes, except the juvenile cell, which they check every 15 minutes.
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F18: The window to the holding cell designated for juveniles is covered by a metal plate to ensure sight and sound separation from the rest of the facility.
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F19: All cells are monitored by surveillance cameras. However, view of the toilet areas is blocked.
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F20: A decontamination shower is available should an inmate be pepper sprayed.
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F21: Audio communication buttons and red panic buttons are located throughout the Court Holding hallways, providing direct communication with the control room.
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F22: Two elevators provide direct access to the third floor courtrooms. One elevator accesses courtrooms A and B, the other C and D.
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F23: All inmates are escorted to court by a correctional officer. Inmates must stand facing the wall when in the elevator. Each elevator has video and audio surveillance, and a panic button, which if pressed causes the elevator to go to the first floor and the doors to open automatically.
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F24: There are instances when an officer such as a bailiff, who does carry a firearm while in court, wishes to enter Court Holding via an elevator from a courtroom. That officer must first secure the firearm in a locker located outside the courtrooms on the third floor. Court Holding – Watsonville 95 2007–2008 Santa Cruz County Grand Jury Final Report Conclusions
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F25: All inmates are counted at least every two hours to ensure no one is missing.
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F26: The facility is equipped with hobby, pool, and television rooms. Outdoor facilities include handball and basketball courts.
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F27: Visitors are allowed on Saturdays and Sundays. Staff must pre-approve all visitors, and inmates may have a maximum of eight approved visitors on file at one time.
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F28: Support programs are provided for the inmates by Alcoholics Anonymous and Narcotics Anonymous, with meetings twice a week. Religious services are available three days a week, and counseling is provided every other week. A facilitator assists inmates as they prepare for release. Inmates may also work for their General Equivalency Diploma (GED) via courses available by mail.
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F29: Whenever there is a change of custody between Camp 45 and Cal Fire, it is performed with a careful process of photo ID verification.
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F30: The bus arrives every Tuesday to drop off new inmates and Wednesday to pick up any inmates leaving the camp. Conclusions
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Additional Recommendations 2

Not linked to specific findings.

R1: The Grand Jury recommends equipment be purchased for video recording activity in all areas of the Court Holding facility, and space found to store equipment and recordings. While this recommendation was previously made in the 2006-2007 Grand Jury report — and the Sheriff’s Office agreed — it has yet to be implemented. Response from the County: HAS NOT BEEN IMPLEMENTED. This recommendation has not been implemented due to funding and space restrictions. It will be considered in the future as funding becomes availability. The cost of security equipment for the Courts is the responsibility of the Superior Court who will have to approve any expenditure.
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R2: The Grand Jury recommends GED classes be made available on site for inmates.
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Findings & Recommendations 11 findings
F1: Booking. A more efficient booking process would reduce time officers unavailable to perform services in their own jurisdictions.
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F2: Staffing. Although hourly welfare checks are being performed, and shift supervisors routinely check to ensure rounds are being done, other activities such as cell searches are being delayed due to lack of staff.
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F3: Operations. The General Services Department should respond to complaints about and perform maintenance of the HVAC system in a more timely manner.
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F4: Operations. Some shower areas are in need of immediate repair and many need to be kept in better sanitary condition.
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F5: Inmate Services. The kitchen was originally built to accommodate 90 inmates. It needs to be enlarged and updated to serve the state-rated capacity of 311 inmates.
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F6: Medical Services. An additional exam room is needed for speedier delivery of medical services.
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F7: Medical Services. Because of the lack of alternative facilities, mentally ill inmates on a 5150 hold are kept in solitary confinement in the medical unit for long periods of time. The Main Jail is not licensed to provide ongoing care for this type of inmate. Main Jail 2007–2008 Santa Cruz County Grand Jury Final Report
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F8: Overcrowding. Inmate overpopulation has led to reduced usability of common areas and inmates locked in their cells for longer periods.
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F9: Overcrowding. Even though the current population exceeds the state-rated capacity, the Sheriff’s Office, along with the Probation Department, has made substantial progress in reducing the number of inmates.
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F10: Overcrowding. The crowding problem strains the facility’s infrastructure and the staff’s ability to deliver services to the inmates. Because of the facility’s age and deteriorating condition and the impact of inmate overpopulation, increased maintenance will be needed in the future.
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F28: makes no distinction between Regional Occupational Program classes and Watsonville Adult Education classes. They are operated by two distinct entities. Watsonville Adult Education is a Pajaro Valley Unified School District function and the Regional Occupational Program is a County Office of Education function. ROP can offer only Career Technical Education courses under California Education Code. By law, ROP does not offer skill-building classes. All classes at Rountree, with the exception of Auto Body and Computer Applications are under the jurisdiction of Watsonville Adult Education. Of the two ROP instructors at the facility, the Auto Body instructor is a native Spanish- speaker. The Computer Applications instructor is semi-fluent in speaking and fully fluent in understanding Spanish. All ROP teachers are trained in Sheltered Instruction under the requirements of the State of California as part of their credential process. ROP does not employ teachers’ aides. ROP will, of course, make every effort to provide instruction in dual languages. 29. Minimum security inmates can walk away from the facility, and it happens about four times a year. Those who walk away are generally rearrested within 24 hours. They are then likely to be held at the Main Jail for the remainder of their sentences, and new charges can result. 30. Due to the lack of fencing around the facility, Rountree has had problems with unauthorized persons entering the grounds. This has enabled contraband to be dropped off in the parking lot area which can be picked up by inmates working in the area and brought into the facility. The Grand Jury has been informed the Sheriff’s office has secured $72,000 to install fencing around the front of the facility. The automatic gates into the facility would be controlled from the control Rountree 71 2007–2008 Santa Cruz County Grand Jury Final Report room located in the medium security section of Rountree. The Sheriff’s Office is waiting for the General Services Department (GSD) to put this project out to bid. Response from the County: AGREES. 31. Exercise and recreational options are adequate and include basketball, weight lifting, horseshoes, volleyball, baseball, soccer and ping pong. 32. The County has provided $48,000 in funding to repair and replace the shower posts, flooring and support walls at the Jail Farm. This was reported to be a problem in the Environmental Health Report. Funding has been secured for this project. Rountree staff is still awaiting GSD to put the project out to bid. Conclusions 1. Correctional officers and civilian workers at Rountree Detention Center appear to be respectful of inmate rights, experienced in dealing with inmates, and well trained in security procedures. 2. Inmate visits in both facilities are well managed and beneficial to both the inmates and their families. 3. The maintenance and cleanliness of all areas of both facilities is good. 4. There are a commendable variety of constructive activities and skill building classes for inmates although few are conducted by Spanish-speaking teachers. 5. Because the Rountree jail inmate populations are consistently under capacity, the facilities could be better utilized to relieve the overcrowding at the Main Jail. 6. The staffing of the facilities is inadequate to properly oversee, protect, and transport the inmate population. 7. Onsite medical care is currently available 40 hours a week. The newly approved nursing weekend hours are needed to assure that medical problems are properly assessed and expeditiously treated. This weekend coverage will allow qualified inmates who need mental health maintenance medications to be transferred from the Main Jail to Rountree. 8. The video surveillance system has been noted to be inadequate in earlier Grand Jury reports, but it has still not been improved. 9. Installation of fencing around the facility would prohibit the public from entering the facility without permission and would deter contraband from entering the facility. 10. The Grand Jury agrees with the Environmental Health Report that the shower posts, flooring and support walls at the Jail Farm are in need of repair and replacement.
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Additional Recommendations 11

Not linked to specific findings.

R1: Booking. The Grand Jury recommends the Board of Supervisors and the Sheriff’s Office locate funding to staff the Main Jail’s booking area and/or revise the booking protocols to reduce the time law enforcement officers must wait while completing the booking process. Response from the County: WILL BE IMPLEMENTED. The County is in the process of purchasing a Records Management System/Jail Management System (RMS/JMS) and an Automated Finger Print System (AFIS) which will significantly streamline the booking process.
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R2: Staffing. The Grand Jury recommends the Board of Supervisors and the Sheriff’s Office locate moneys for the five currently unfunded correctional officer positions. Response from the County: WILL NOT BE IMPLEMENTED. Although a number of positions in other departments were held unfunded due to fiscal constraints in the 2008-09 budget, these particular positions are designed as over-hires to provide the Sheriff with additional flexibility in filling positions which are scheduled to become vacant. The Board of Supervisors will continue to work closely with the Sheriff to support the operations of the department.
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R3: Staffing. The Grand Jury recommends the Sheriff’s Office record the video surveillance of the building facility.
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R4: Operations. The Grand Jury strongly recommends the Board of Supervisors directs that the General Services Department (GSD) fix the existing HVAC system or replace it with one that provides adequate heat and cooling of the inmate housing units. Response from the County: WILL NOT BE IMPLEMENTED. The recommendation to replace the existing heating system with a new heating, ventilation, air conditioning (HVAC) system is not feasible due to funding constraints facing the County at this time. As with all plant projects, future consideration will be given in view of health and safety priorities, department operational requirements and available resources. Main Jail 65 2007–2008 Santa Cruz County Grand Jury Final Report
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R5: Operations. The Grand Jury strongly recommends the Sheriff’s Office and Board of Supervisors locate the necessary funding to repair shower areas as noted on the environmental health report and to direct the GSD makes repair of these shower areas a top priority. Response from the County: HAS BEEN IMPLEMENTED. The Board authorized $225,000 in 2006-07 for the second phase of remodeling showers. This phase involved tear down, structural assessment, and rebuild. In 2007-08, an additional $140,000 was authorized to repair a few specific shower units. This project will go to bid in October 2008. .
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R6: Operations. The Grand Jury recommends the Sheriff’s Office modify their operation protocols to direct the use of a strong disinfectant as frequently as necessary to inhibit infestation of insects and mold in the shower areas.
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R7: Inmate Services. The Grand Jury recommends the Board of Supervisors and the Sheriff’s Office locate funding to expand and update the kitchen facilities at the Main Jail. Response from the County: WILL BE IMPLEMENTED. The Sheriff’s Office is working with the Criminal Justice Research Foundation of Sacramento to develop options for addressing kitchen issues.
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R8: Medical Services. The Grand Jury recommends the Board of Supervisors and the Sheriff’s Office purchase additional mattresses and blankets for the inmates.
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R9: Medical Services. The Grand Jury recommends the blue slip protocols be revised to allow inmates to receive more efficient and timely medical services.
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R10: Medical Services. The Grand Jury recommends the Sheriff’s Office and HSA develop a comprehensive strategy to meet the ongoing mental health needs of the 5150 inmates. Response from the County: REQUIRES FURTHER ANALYSIS and is dependent on current contract negotiations with Dominican and other out of county facilities.
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R11: Overcrowding. The Grand Jury recommends the Sheriff’s Office continue working with the overcrowding committee to reduce crowding at the Main Jail.
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Findings & Recommendations 34 findings
F1: One of only four facilities in the nation to be so recognized, Santa Cruz County Juvenile Hall is a model site for the Annie E. Casey Foundation Juvenile Detention Alternatives Initiative (JDAI). JDAI objectives are: (cid:131) To reach consensus among all juvenile justice agencies about the purpose of secure detention and to eliminate its inappropriate or unnecessary use (cid:131) To reduce the number of alleged delinquents failing to appear in court or committing new offenses (cid:131) To use limited juvenile justice resources in a more efficient manner by developing responsible alternatives to secure confinement rather than adding new detention beds (cid:131) To improve conditions and alleviate overcrowding in secure detention facilities
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F2: Santa Cruz County Juvenile Hall has been recognized by the Justice Policy Institute in Washington, D.C., for its successful reduction in the number of minors detained through implementation of reforms inspired by the Juvenile Detention Alternatives Initiative. Facilities
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F3: The rated capacity of Juvenile Hall is 42. The facility experienced its highest daily count of 61 detainees in January 1997. As a result, the Probation Department developed a continuum of alternatives to detention designed to maintain the population of the Juvenile Hall below the rated capacity without impacting public safety. Although primary funding for these support programs comes from the County Juvenile Hall 75 2007–2008 Santa Cruz County Grand Jury Final Report of Santa Cruz, the Probation Department has secured State mental health and private foundation grants.
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F4: The average daily occupancy for 2006-2007 was 25 with an annual admission of 894. On the day of the inspection, there were 19 males and one female. However, the staff reported there are usually 20-25 percent females and 75-80 percent males. About 55 percent of youth are listed as non-White. Typically, all occupants are between the ages of 12 and 18, but rare exceptions occur, when someone younger than 12 or older than 18 may be housed at Juvenile Hall. The average age of juveniles housed is 16. Older youth can be held at Juvenile Hall if their offenses occurred prior to age 18.
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F5: The facility passed inspection by the State of California Department of Corrections and Rehabilitation on July 9, 2007. The inspection process was conducted by the fire marshal, health department, building inspector, superintendent of schools, the juvenile court and the Juvenile Justice Commission. The medical, mental health, nutrition and environmental health inspections revealed no deficiencies. The fire marshal’s report rated the facility as having “a reasonable level of fire and life safety.”
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F6: Juveniles are housed in two units connected by a common hallway. The “A” unit houses older, more sophisticated offenders who have committed more serious crimes, while the “B” unit houses girls and the younger, less sophisticated male detainees.
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F7: Juveniles are housed in small private rooms. Each room has a toilet, sink, drinking fountain and bed.
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F8: Some doors to the rooms were previously modified to swing out into the hall rather than into the rooms, which increased living space and safety for the staff. The rooms were in good repair, considering the age of the facility. Response from the County: AGREES.
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F9: Shower rooms were recently upgraded to provide separation and privacy.
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F10: The dayroom areas were clean and orderly.
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F11: Due to the age of the facility, continual maintenance is required. County maintenance provides support in repairing toilets, showers, and kitchen equipment. County building facilities personnel conduct weekly inspections of the facility. Juvenile Hall has previously upgraded both unit bathrooms, the plumbing in individual rooms, and a new medical/health wing has been completed. Security screens in the sleeping rooms have been replaced. Floor and ceiling tiles were replaced in 2006-2007 and a phased-in upgrade to the security system is also underway.
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F12: The facility has a video monitoring system. However, during the Grand Jury inspection, several cameras and the intercom system were not working. In addition, some of the security systems are out of date. A phased upgrade to the security system is underway. Phase I includes the installation of wiring, and other infrastructure for working cameras, video recording devices, intercom, control panels, video monitors, 76 Juvenile Hall 2007–2008 Santa Cruz County Grand Jury Final Report music system, door locking system (for facility entrance and exit). Phase II includes the installation of the security components. County General Services Department has assured Juvenile Hall this work will be underway by January 2008 and completed by June 2008.
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F13: The kitchen and dining areas were clean and appeared adequate. The County is working with the Criminal Justice Research Foundation in anticipation of potential State funds to renovate the kitchen area.
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F14: Juvenile Hall needs a new heating and air conditioning system, retrofitting of the remaining doors for the juveniles’ rooms and an upgraded loading door for the food service pantry. The cost for these projects is estimated to be $867,700. Response from the County: AGREES.
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F15: The outdoor space is well maintained, although there is inadequate recreational space to meet Title 15 requirements. Current standards call for 7500 square feet of recreational outdoor space, but only the uncovered courtyard area (5900 square feet) is useable. There is additional outdoor space that could help meet Title 15 standards, but it can’t be used due to lack of security fencing. The additional space includes a grassy area, a basketball hoop and volleyball court. Response from the County: AGREES. Operations
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F16: The average length of stay in Santa Cruz County Juvenile Hall in 2006 was 8.7 days.
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F17: Juveniles brought to Juvenile Hall undergo a risk assessment screening to determine if they pose a threat to the public and if they can be released to house arrest. The assessment involves scoring of nine critical areas: (1) seriousness of the offense, (2) current arrest on warrant, (3) legal status, (4) risk of re-offense, (5) risk of new offense, (6) mitigating factors, (7) aggravating factors, (8) victim/witness factors and (9) substance use. After this screening, juveniles undergo medical and mental health assessments.
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F18: Upon intake, juveniles are given an orientation to the rules of the facility and the consequences of a violation. Rules are posted on bulletin boards.
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F19: Juveniles who are sentenced and not recommended for home detention are sent out of the county to facilities operated by the Department of Juvenile Justice (DJJ) to serve their sentences. There are no DJJ facilities in Santa Cruz County.
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F20: Medical services are provided to all juvenile residents through the County Health Services Agency. Staffing consists of 56 hours per week of registered nursing services and eight hours of nurse practitioner services. The Mental Health Division of the Health Services Agency provides crisis intervention, individual counseling and assessment services for all residents of Juvenile Hall. Approximately 95 percent of the residents receive mental health services while in custody. A substance abuse Juvenile Hall 77 2007–2008 Santa Cruz County Grand Jury Final Report specialist performs drug and alcohol abuse assessments and develops treatment
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F21: There is currently no automated external defibrillator (AED) onsite, but one is on order through the Health Services Agency, and the cost will be shared with the Probation Department. It will be installed at the Institutional Supervisor’s work station for use by both Juvenile Hall and the Probation Department. The nurse will train all Juvenile Hall staff in the use of the AED. Training may take some time due to scheduling needs; however, there will be a trained staff working on each shift. Untrained staff will not be permitted to use the device. Maintenance of the device will be the responsibility of the nurse.
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F22: The Hartman School operates year-round onsite. The County Office of Education provides one full-time teacher, one bilingual senior instructional aide and a part-time resource specialist. Juveniles are enrolled within one day of admission to Juvenile Hall. Juveniles receive the same amount of instructional time as required in public schools. The Hartman School staff works with the Probation and Juvenile Hall staffs to manage students in a successful and positive educational environment. The classrooms appeared well stocked with instructional materials and computers.
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F23: At Juvenile Hall, weekly meetings are provided by Alcoholics Anonymous and Narcotics Anonymous, and various religious groups visit regularly. Barrios Unidos provides individual and group counseling and sponsors many special events. Volunteers also provide weekly poetry writing workshops, yoga and meditation instruction. Friday Night Live offers a structured life skills curriculum teaching youth to make healthy life choices.
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F24: Juvenile Hall management and staff believe that support programs for the youth are important to help reduce recidivism. Management has hired bilingual staff and conducted employee racial sensitivity training. The staff has secured placements for the juvenile offenders in the community in a way that is sensitive to racial issues.
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F25: The Santa Cruz County Probation Department has taken steps to address the disproportionate minority representation in Juvenile Hall by examining its systems to ensure policies and practices are not contributing to disproportionate confinement of youth of color.
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F26: In partnership with county mental health and community-based providers, the County has developed a network of services delivered in the community and at day treatment sites. This approach encourages the family to take the lead in developing a plan to have youth be successful in their own homes. The result of this emphasis is that the County has one of the lowest out-of-home placement rates in the state.
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F27: The number of probation officers dedicated to Juvenile Hall varies according to the population. On the day of the Grand Jury inspection, there were five probation officers on site, two for each unit with one additional crossover officer. The Corrections Standards Authority concluded in its inspection that there were an adequate number of personnel to carry out the facility program and meet established standards and regulations. During hours that minors are awake, one probation officer is on duty for each 10 minors in detention. During hours that minors are asleep, one 78 Juvenile Hall 2007–2008 Santa Cruz County Grand Jury Final Report probation officer is on duty for each 15 minors in detention. At least one probation officer on duty is the same gender as minor(s) who are housed in the facility. There is always one senior institutional supervisor on duty who is responsible for all operations and activities.
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F28: During sleeping hours, juveniles are locked in their rooms. Each cell has a night light, and a staff member walks the halls making safety checks every 15 minutes.
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F29: Interns from Cabrillo College, San Jose State University, and the University of California Santa Cruz assist staff with programs and provide individual attention to the detainees. Training is an ongoing process because it takes a minimum of five weeks and there is high turnover.
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F30: About half of the 24 full time permanent staff is bilingual, including administrative, kitchen and housekeeping staff.
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F31: Parents are charged a daily fee of $24 while their children are housed in Juvenile Hall. The fees are collected by County Collections. When families are not able to pay, they are encouraged to contact County Collections to arrange a payment schedule to match their needs. The response of County Collections is governed by their internal policies.
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F32: As of the date of Grand Jury’s visit on September 19, 2007, there had been 14 incidents of juveniles fighting and one incident of assault on a staff person at Juvenile Hall during the year. This represents an increase in fights over prior years. In 2004, 10 fights were reported and six fights were reported in 2005. In 2006, there were 10 fights and 15 assaults. There had been no serious injuries to either detainees or staff.
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F33: In May of 2007, Juvenile Hall staff received critical incident response training to improve its ability to diffuse volatile situations before they erupt into violent encounters.
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F34: Juvenile Court is located onsite with one Superior Court Judge assigned to preside over all cases. Conclusions
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Findings and recommendations not yet extracted.

Findings & Recommendations 36 findings
F1: The Watsonville Library System's funds come from the following sources: • Quarter-cent sales tax (Measures B and R) • Watsonville General Fund • Property taxes • Library fee and fine revenue • State of California Public Library Fund grant • Donations
F2: The projected general operating budget for 2007-08 includes: • $2,101,614 from Measure B, which is allocated using a population-based formula. • $501,403 from Watsonville General Fund contribution (a fixed amount that is protected from budget cuts due to a Measure B stipulation).
F3: The overall budget includes $125,000 for materials and books for both the Main Library and Freedom branch. This amount has not changed in the past four years. No additional funding was obtained for materials for the new library.
F4: The new Main Library was completed within its allocated $9,000,000 budget. Watsonville Public Library
F5: In May 2005, the California Cultural and Historical Endowment awarded a grant of $300,074 to the City of Watsonville for the construction of the California Agricultural Workers’ History Center at the new library. Due to a delay in paperwork processing by the Watsonville Public Library, the final grant amount paid was $130,000.
F6: The CAWHC was financed largely through grant awards to the City of Watsonville’s Public Library from the California Cultural and Historical Endowment, a $100,000 donation from the Ow Family Trust, and a $10,000 federal technology-matching grant for equipment. Staffing
F7: The Watsonville Public Library employs approximately 50 staff, 14 of whom are full- time. Some students are employed part-time to assist staff.
F8: There are seven librarians, including the Library Director.
F9: Staffing both floors of the new library requires a minimum of seven employees, more than double the number required at the single story former Main Library.
F10: Since more employees are needed to keep the new Main Library open but no additional hires are planned, staff who previously only worked behind the scenes are being assigned to work some hours on the floor with the public.
F11: Neither the Main Library nor the parking garage has a security person on duty to ensure patron and staff safety.
F12: The Watsonville Library and the Freedom branch share one full-time custodian. Custodial staffing has not been increased since the opening of the new library.
F13: Most employees belong to one of the three following bargaining units: clerical- technical, mid-managers, and management.
F14: The Literacy Center, Library Link, and Friends of the Library all utilize volunteers. Facilities
F15: The Main Library is a two-story, 42,000 square foot facility within the Civic Center, which has an adjoining parking garage.
F16: Patrons must walk around the block from the library’s entrance to the parking garage, as there is no direct access.
F17: The first floor of the Main Library is dedicated to children’s services, which includes a craft room and a theater. This floor also provides five self-checkout stations, a circulation desk, and a reference desk. The second floor includes two conference rooms; four study rooms, a large capacity community room with kitchenette, the California Agricultural Workers’ History Center, a teen room (“Teen Space”), and a computer lab.
F18: A federal technology-matching grant tripled the number of computers to 90. Patrons have access to computers in the computer lab, Teen Space, and the children’s area. Watsonville Public Library 93 Both walk-up and Americans With Disabilities Act compliant stations are also available. Patrons can also check out laptops for use on the premises.
F19: An additional 8,000 square feet for expansion is available on the second floor.
F20: Although the Main Library has an after-hours book deposit, it does not have a book deposit accessible by car. Services
F21: The computer/Internet services include • Over 40 databases, including NewsBank and InfoTrac, five databases in Spanish, two for children, and four accessible only in person at the library. • Wireless Internet (WiFi) service. • Both adult and children’s computers accessible in Spanish and English. • MyLibraryDVTM (videos-on-demand), a service enabling patrons with broadband Internet connections to download and view a selection of movies and educational programs at home. This service is available to computers using a Microsoft Windows operating system (Windows 2000 and more recent). • Spanish and English versions of the library website.
F22: A Spanish/English translator is always available in the libraries, and approximately one-third of the book collection is in Spanish.
F23: Once a book has been requested by patrons at least five times, that book will be purchased or leased for the library collection.
F24: Interlibrary loan service (loans of books from libraries throughout the United States) is available and free to cardholders.
F25: The children’s area provides several early-literacy learning stations with specialized computers for children up to eight years old.
F26: For patrons needing assistance, walkers with baskets are available to use while in the Main Library.
F27: The Literacy Center tutors approximately 70 individuals each week and offers regularly scheduled classes and discussion groups.
F28: The CAWHC is not yet open to the public on a regular basis. Programs
F29: Programs are offered in English and Spanish whenever possible. The programs include • Raising a Reader, an early childhood program that encourages parents and children to read together. • Outreach to the community, which includes school visits and participation in city- sponsored events. • Computer skills classes. Watsonville Public Library • Summer reading program. • LibraryLink: volunteers bring books, news of community events, videos, and other library materials to homebound patrons. • Adult programs that include immigration issues, divorce and health directives.
F30: The Homework Center in the Main Library closed February 29, 2008. Despite demand, there are no firm plans to reopen it. The Freedom branch, however, continues to operate a homework center.
F31: The Freedom branch provides a large children’s area offering family-oriented programs. General
F32: The seven-member Watsonville Public Library’s Board of Trustees is appointed by the City Council. The board meets monthly to oversee the administration of the libraries and make budget recommendations to the City Council and the City Manager. Specifically, the board has the power and duty to "contract with schools, county or other governmental agencies to render or receive library services or facilities" (City of Watsonville, Charter Section 910).
F33: The Pajaro Valley Unified School District (PVUSD) plans to cut library technician positions in the next academic year, which may cause elementary school libraries to close.
F34: Due to budget and staffing constraints, the two libraries will no longer be open on Sundays.
F35: Main Library hours are: 10:00 a.m. to 8:00 p.m. Monday through Thursday, and 10:00 a.m. to 6:00 p.m. Friday and Saturday; Freedom has the same hours except it is open only from noon to 4:00 p.m. on Saturday.
F36: Approximately 1,000 patrons visit the new library each day, which is a substantial increase over the number of visitors to the old library. Conclusions
Additional Recommendations 17

Not linked to specific findings.

R1: Since Watsonville’s population is growing, the Library Director, City Manager and the Library Board of Trustees should monitor annually the population-based allocation of countywide sales tax money to ensure the library receives its fair share. Watsonville Public Library
R2: Procedures for completion of grant applications should be established and monitored carefully, so that opportunities for such funding are not missed. More than one staff member should be aware of the grant application process to ensure impending deadlines are met.
R3: The Library Director should request that the City of Watsonville increase the materials budget. More bilingual (Spanish-English) and Spanish language publications should be obtained for the interested public. The purchase of additional materials will enhance the depth of subject coverage.
R4: More standing book orders could increase purchasing efficiency. The library could form teen and senior advisory boards for input on material purchases.
R5: The Grand Jury recommends that the library explore new partnerships with local businesses as a supplemental funding source.
R6: When financially feasible, both library branches should re-establish open hours on Sundays.
R7: In order to operate with greater efficiency and safety, the new library should hire additional staff to handle the increased patronage.
R8: Re-establishing and restaffing the Homework Center in the Main Library should be a high budget priority.
R9: Staffing should be increased to accommodate regularly scheduled hours for public use of the CAWHC. Increased librarian hours devoted to local history would accelerate the development of the collection, as would the sponsorship of workshops to collect oral histories. Library staff should develop a website to publicize the purpose of the center and the facilities and equipment available.
R10: A garage attendant should be on duty at night until 9 pm to alleviate safety concerns for patrons and library staff. Similarly, patrons and staff could benefit by having some designated reserved parking spaces available on the ground floor of the garage.
R11: Library supervisors should consider the experience and desires of the staff working with the public. Personnel assignments should be best suited to their interest and abilities, when possible. Those lacking experience to effectively communicate and interact with the public should receive additional training.
R12: The City of Watsonville should add library custodial staff to provide regular and on- demand service at both branches.
R13: The library should consider establishing a volunteer coordinator position to actively recruit volunteers from community sources such as local senior centers, high schools and colleges.
R14: Within the purview of union rules, volunteers might be trained to help with library tasks. The Library could offer student internships, and volunteers could act as docents to orient visitors to the new facility.
R15: The Library Board's effectiveness could be improved by taking a more active role in fulfilling its charter responsibilities. The board could consider ways to improve Watsonville Public Library 97 library service to schoolchildren who may be affected by impending closures of PVUSD elementary school libraries.
R16: While computers using Microsoft Windows 2000 or newer Microsoft computer operating systems can use MyLibraryDVTM, the library’s technical services staff should investigate other alternative video downloading to broaden accessibility to those using Mac or other system software.
R17: The Grand Jury recommends that library management consult with the City of Watsonville to establish a location for a drive-up book drop at the Main Library.
Findings & Recommendations 36 findings
F1: The Watsonville Library System's funds come from the following sources: • Quarter-cent sales tax (Measures B and R) • Watsonville General Fund • Property taxes • Library fee and fine revenue • State of California Public Library Fund grant • Donations
Related Recommendations (1)
R5: The Grand Jury recommends that the library explore new partnerships with local businesses as a supplemental funding source. Response from Watsonville Library Director: HAS BEEN IMPLEMENTED. The Library Director is exploring relationships with several local businesses such as Target, Starbucks, Monterey Bay Caterers, Crossroads Book Store and others. We are also continuing our relationships with other agencies such as the Pajaro Valley Unified School District, Cabrill0 College and First 5 of Santa Cruz County. These agencies often provide avenues of collaboration that result in grant funding.
F2: The projected general operating budget for 2007-08 includes: • $2,101,614 from Measure B, which is allocated using a population-based formula. • $501,403 from Watsonville General Fund contribution (a fixed amount that is protected from budget cuts due to a Measure B stipulation).
Related Recommendations (1)
R1: Since Watsonville’s population is growing, the Library Director, City Manager and the Library Board of Trustees should monitor annually the population-based allocation of countywide sales tax money to ensure the library receives its fair share. Response from Watsonville City Manager, Watsonville Library Director and Board of Trustees: HAS BEEN IMPLEMENTED. The procedure put in place to safeguard the allocation of the county-wide sales tax money is monitored quarterly. Under the directive of the Joint Powers Authority Finance committee, the County’s assistant administrative officer prepares quarterly reports that are distributed to the City Manager, Library Director and Watsonville’s Administrative Services Director (Finance). Any discrepancies are reported to the county and corrections are made, if necessary. The Library Board is informed of any problems with this reporting system and they then give direction to the Library Director to act as necessary. The City Administration, the Library Director and the Library Board of Trustees have been diligent in assuring that the Watsonville Library is receiving its fair share of this money. We will continue to do so.
F3: The overall budget includes $125,000 for materials and books for both the Main Library and Freedom branch. This amount has not changed in the past four years. No additional funding was obtained for materials for the new library.
Related Recommendations (1)
R3: The Library Director should request that the City of Watsonville increase the materials budget. More bilingual (Spanish-English) and Spanish language publications should be obtained for the interested public. The purchase of additional materials will enhance the depth of subject coverage. Response from Watsonville Library Director and from Watsonville City Manager: HAS NOT BEEN IMPLEMENTED BUT WILL BE IMPLEMENTED IN THE FUTURE. The increase in the materials budget is of importance to the collection development goals of the library in all areas. With the passage of Measure R, it will be possible for the library to make long-range plans for the allocation of funds for collection development along with plans for other desirable projects for the library. It is impossible to give an anticipated date when additional funds will become available for increasing the materials budget. In the meantime, the library staff is pursuing grants and donations that may be used in increase funds for the purchase of materials. At this time, city finances are dedicated to other areas of the general fund such as police and fire services.
F4: The new Main Library was completed within its allocated $9,000,000 budget.
F5: In May 2005, the California Cultural and Historical Endowment awarded a grant of $300,074 to the City of Watsonville for the construction of the California Agricultural Workers’ History Center at the new library. Due to a delay in paperwork processing by the Watsonville Public Library, the final grant amount paid was $130,000. Response from Watsonville Library Director and from Watsonville City Manager: PARTIALLY AGREE. Funds from the California Cultural and Historical Endowment (CCHE) grant were used for the building of the California Agricultural Workers’ History Center (CAWHC). Before being awarded the grant, a schedule of when specific construction tasks would be done and how much each part would cost and what percentage of that cost could be attributed to the CAWHC had to be estimated. With the complexity of this the multi-use, multi-story Civic Plaza Building and gauging when the same tasks would be worked on at the same time in different parts of the building, this estimate was very difficult to establish. With the cooperation of the construction manager, the library was able to submit the information required and the library was awarded the grant. It was made clear as part of the grant agreement that funds could not be paid if work was begun on any part of the project before the required forms were submitted to the CCHE. Working with the project manager that had been assigned to the project from the CCHE, appropriate documents were completed on time and sent on to the CCHE for approval. The Library Director did not receive any communication from the project manager to alert her to any problems with the documents submitted. At no time did the project manager mention that there were problems with the documents. It wasn’t until the first project manager left the CCHE that a new project manager alerted the Library Director to the problem with the previously submitted documents. When the new project manager reviewed the paperwork, it became clear that a portion of the funds would not be awarded because the work on the construction of the CAWHC had begun before the filed documents had been approved. In conclusion, the Library Director did submit the required paperwork to the State Library at the appropriate time. Due to a change in staff at the state level and the complexity of the design of the library as part of the Civic Center Plaza, the requirements for full funding of the grant award were not met. Unfortunately, the Library Director was not informed that the filing was done incorrectly until the time had passed to correct the error without incurring the partial loss of funds.
Related Recommendations (1)
R2: Procedures for completion of grant applications should be established and monitored carefully, so that opportunities for such funding are not missed. More than one staff member should be aware of the grant application process to ensure impending deadlines are met. Response from Watsonville Library Director and from Watsonville City Manager: HAS BEEN IMPLEMENTED. The Principal Librarian works closely with the Library Director and is kept informed of all grant applications and deadlines.
F6: The CAWHC was financed largely through grant awards to the City of Watsonville’s Public Library from the California Cultural and Historical Endowment, a $100,000 donation from the Ow Family Trust, and a $10,000 federal technology-matching grant for equipment. Staffing
F7: The Watsonville Public Library employs approximately 50 staff, 14 of whom are full- time. Some students are employed part-time to assist staff.
F8: There are seven librarians, including the Library Director.
F9: Staffing both floors of the new library requires a minimum of seven employees, more than double the number required at the single story former Main Library.
Related Recommendations (1)
R7: In order to operate with greater efficiency and safety, the new library should hire additional staff to handle the increased patronage. Response from Watsonville City Manager and Watsonville Library Director: WILL BE IMPLEMENTED. There is no doubt that additional staff is needed at the new library. This will happen as soon as additional long-term funding becomes available. It is unreasonable to have expectations of this happening within the next fiscal year, however warranted this recommendation may be.
F10: Since more employees are needed to keep the new Main Library open but no additional hires are planned, staff who previously only worked behind the scenes are being assigned to work some hours on the floor with the public. Response from Watsonville Library Director and from Watsonville City Manager: AGREE. When hired, all employees are informed that they may be working with the public. It is good practice to schedule employees to work with the public in an effort to keep them aware of the public’s needs. All staff members were given advance notification and additional training to make sure they would be comfortable working with the public in our new environment. It is the intention of the Library Director that all staff members will continue to work with the public for some portion of their work week, even when it becomes possible to hire additional employees.
Related Recommendations (1)
R11: Library supervisors should consider the experience and desires of the staff working with the public. Personnel assignments should be best suited to their interest and abilities, when possible. Those lacking experience to effectively communicate and interact with the public should receive additional training. Response from Watsonville Library Director: HAS BEEN IMPLEMENTED. Whenever possible, staff member’s p
F11: Neither the Main Library nor the parking garage has a security person on duty to ensure patron and staff safety. Response from Watsonville Library Director and from Watsonville City Manager: PARTIALLY AGREE. While there is no security guard at either the library or the parking garage, the garage is staffed by a parking attendant. There are also help buttons posted throughout the garage, should they be needed. The library staff leaves the building together at closing time and walks each other to the designated parking spots for library staff. There are no indications that the garage is not a safe place to park.
Related Recommendations (1)
R10: A garage attendant should be on duty at night until 9 pm to alleviate safety concerns for patrons and library staff. Similarly, patrons and staff could benefit by having some designated reserved parking spaces available on the ground floor of the garage. Response from Watsonville City Manager and Watsonville Library Director: 1) REQUIRES FURTHER ANALYSIS, 2) HAS BEEN IMPLEMENTED, 3) WILL NOT BE IMPLEMENTED. 1) There is a parking attendant on duty until 7:00 pm. Further analysis of the need to extend those hours will take place as funding becomes available. 2) The issue of designated parking on the first level of the parking garage for staff has already been implemented. 3) Providing designated parking for the public on the first level has not been implemented because it actually makes it more difficult for the public to reach the library when they park on the first level of the garage. The first level parking area exits onto either the service alley or Rodriguez St. – neither of which are close to the library’s entrance. We have provided the public with information on the easiest way to access the library from the garage.
F12: The Watsonville Library and the Freedom branch share one full-time custodian. Custodial staffing has not been increased since the opening of the new library.
Related Recommendations (1)
R12: The City of Watsonville should add library custodial staff to provide regular and on- demand service at both branches. Response from Watsonville City Manager and Watsonville Library Director: HAS BEEN IMPLEMENTED. The recruitment for an additional custodian has been completed.
F13: Most employees belong to one of the three following bargaining units: clerical- technical, mid-managers, and management.
F14: The Literacy Center, Library Link, and Friends of the Library all utilize volunteers. Facilities
Related Recommendations (2)
R13: The library should consider establishing a volunteer coordinator position to actively recruit volunteers from community sources such as local senior centers, high schools and colleges. Response from Watsonville Library Director: HAS BEEN IMPLEMENTED. This is an existing position that has been helping the library for the last year with the recruitment of volunteers.
R14: Within the purview of union rules, volunteers might be trained to help with library tasks. The Library could offer student internships, and volunteers could act as docents to orient visitors to the new facility. Response from Watsonville Library Director: HAS BEEN IMPLEMENTED. The library has always used volunteers. We have volunteers who help mend books, work with the LibraryLink outreach program, help with the Opportunity to Read literacy program and other efforts. We are currently recruiting for library docents and after school reading partners.
F15: The Main Library is a two-story, 42,000 square foot facility within the Civic Center, which has an adjoining parking garage.
F16: Patrons must walk around the block from the library’s entrance to the parking garage, as there is no direct access.
F17: The first floor of the Main Library is dedicated to children’s services, which includes a craft room and a theater. This floor also provides five self-checkout stations, a circulation desk, and a reference desk. The second floor includes two conference rooms; four study rooms, a large capacity community room with kitchenette, the California Agricultural Workers’ History Center, a teen room (“Teen Space”), and a computer lab.
F18: A federal technology-matching grant tripled the number of computers to 90. Patrons have access to computers in the computer lab, Teen Space, and the children’s area. Both walk-up and Americans With Disabilities Act compliant stations are also available. Patrons can also check out laptops for use on the premises.
F19: An additional 8,000 square feet for expansion is available on the second floor.
F20: Although the Main Library has an after-hours book deposit, it does not have a book deposit accessible by car. Services
Related Recommendations (1)
R17: The Grand Jury recommends that library management consult with the City of Watsonville to establish a location for a drive-up book drop at the Main Library. Response from Watsonville Library Director: WILL NOT BE IMPLEMENTED. During the building phase of the library and the Civic Center Plaza, all possible locations for a drive-up book deposit were explored. There are no viable locations which can be used for this service.
F21: The computer/Internet services include • Over 40 databases, including NewsBank and InfoTrac, five databases in Spanish, two for children, and four accessible only in person at the library. • Wireless Internet (WiFi) service. • Both adult and children’s computers accessible in Spanish and English. • MyLibraryDVTM (videos-on-demand), a service enabling patrons with broadband Internet connections to download and view a selection of movies and educational programs at home. This service is available to computers using a Microsoft Windows operating system (Windows 2000 and more recent). • Spanish and English versions of the library website.
Related Recommendations (1)
R16: While computers using Microsoft Windows 2000 or newer Microsoft computer operating systems can use MyLibraryDVTM, the library’s technical services staff should investigate other alternative video downloading to broaden accessibility to those using Mac or other system software. Response from Watsonville Library Director: WILL NOT BE IMPLEMENTED. It is impossible to accommodate all of the various systems that library patrons may be using to access information from their homes. The library acquires various products to be used within the library with systems we support. If some of those products work with the personal equipment our customers own, that is a bonus. Whenever we make a decision to purchase new products, we weigh the benefits of the product against perceived limitations of its use.
F22: A Spanish/English translator is always available in the libraries, and approximately one-third of the book collection is in Spanish.
F23: Once a book has been requested by patrons at least five times, that book will be purchased or leased for the library collection.
Related Recommendations (1)
R4: More standing book orders could increase purchasing efficiency. The library could form teen and senior advisory boards for input on material purchases. Response from Watsonville Library Director: HAS BEEN IMPLEMENTED. Library staff has always relied on the use of standing orders to increase efficiency. As deemed appropriate and financially prudent, additional titles and series will be put on standing order. We are reviewing plans to implement both teen and adult advisory boards. We anticipate that these plans will be launched in the spring of 2009.
F24: Interlibrary loan service (loans of books from libraries throughout the United States) is available and free to cardholders.
F25: The children’s area provides several early-literacy learning stations with specialized computers for children up to eight years old.
F26: For patrons needing assistance, walkers with baskets are available to use while in the Main Library.
F27: The Literacy Center tutors approximately 70 individuals each week and offers regularly scheduled classes and discussion groups.
F28: The CAWHC is not yet open to the public on a regular basis. Programs
Related Recommendations (1)
R9: Staffing should be increased to accommodate regularly scheduled hours for public use of the CAWHC. Increased librarian hours devoted to local history would accelerate the development of the collection, as would the sponsorship of workshops to collect oral histories. Library staff should develop a website to publicize the purpose of the center and the facilities and equipment available. Response from Watsonville City Manager and Watsonville Library Director: WILL BE IMPLEMENTED. It is premature to state when this recommendation will be implemented, but it is the library’s intention to make the hiring of staff a top priority. Staff is working with the CAWHC community advisory committee on establishing a website which will be available in the spring of 2009.
F29: Programs are offered in English and Spanish whenever possible. The programs include • Raising a Reader, an early childhood program that encourages parents and children to read together. • Outreach to the community, which includes school visits and participation in city- sponsored events. • Computer skills classes. • Summer reading program. • LibraryLink: volunteers bring books, news of community events, videos, and other library materials to homebound patrons. • Adult programs that include immigration issues, divorce and health directives.
F30: The Homework Center in the Main Library closed February 29, 2008. Despite demand, there are no firm plans to reopen it. The Freedom branch, however, continues to operate a homework center.
Related Recommendations (1)
R8: Re-establishing and restaffing the Homework Center in the Main Library should be a high budget priority. Response from Watsonville City Manager and Watsonville Library Director: REQUIRES FURTHER ANALYSIS. The library offers after-school help with homework assignments. Helping children find answers to questions by using the resources of the library with the help of a librarian is what we do. This is a part of the service we have always provided to the children of the community. The establishment of a specific area of the library with dedicated help with homework assignments is a fairly new addition to the service that we offer. At the present time, the financial resources formerly put into this program at the main library have been diverted to address other staffing needs of the new facility. We will continue to monitor the need for a Homework Center at the Main Library while we maintain the Freedom Homework Center. When funds become available, we will re-visit the re- establishment of the Homework Center at the Main Library.
F31: The Freedom branch provides a large children’s area offering family-oriented programs. General
F32: The seven-member Watsonville Public Library’s Board of Trustees is appointed by the City Council. The board meets monthly to oversee the administration of the libraries and make budget recommendations to the City Council and the City Manager. Specifically, the board has the power and duty to "contract with schools, county or other governmental agencies to render or receive library services or facilities" (City of Watsonville, Charter Section 910).
F33: The Pajaro Valley Unified School District (PVUSD) plans to cut library technician positions in the next academic year, which may cause elementary school libraries to close.
Related Recommendations (1)
R15: The Library Board's effectiveness could be improved by taking a more active role in fulfilling its charter responsibilities. The board could consider ways to improve library service to schoolchildren who may be affected by impending closures of PVUSD elementary school libraries. Response from Watsonville Library Board: HAS BEEN IMPLEMENTED. The Watsonville Public Library has served the children and schools of the PVUSD for many years. Class visits, summer reading clubs, outreach for after-school homework centers and collaborations with First 5 of Santa Cruz County and the Santa Cruz City/County Library System have all been implemented and approved by the Library Board of Trustees over the years. Both the board and the library staff are aware of the obligation and honor of providing library service to the entire community – including school children – and we have done so as budget and staffing limitations allow. Grants and partnerships that provide services to pre-school children, services for those with disabilities, and Spanish language book collections have all been awarded to the Watsonville library due to the efforts of the library staff with the approval and encouragement of the Library Board of Trustees. The library board, library staff and the library director make suggestions regarding additional service to the community. All suggestions are taken seriously and reviewed and discussed by the library staff and the library board. When appropriate, the board’s directives along with staff recommendations are presented to the board for final approval before the changes are implemented. With the approval of the City Council, as stated in the City Charter (Section 910 f), agreements are then entered into with various educational and social entities. This was the procedure that was followed when the homework centers were established and our participation in the First 5 funded “Read to Me” program began. The possibility of the closure of the libraries in our local elementary schools has been of great concern to the library staff. The staff considered various ways in which we could help to provide additional service to the schools with our limited resources. Suggestions for increasing service to the schools would have been presented to the Library Board of Trustees as deemed necessary. Fortunately, the anticipated closure of the schools’ libraries has been avoided this year, but we are aware that we must continually pursue ways in which to enhance the link between the schools and the Watsonville Library. While we cannot replace the school libraries and their important role in the educational attainment of students, we can support and supplement their goals.
F34: Due to budget and staffing constraints, the two libraries will no longer be open on Sundays.
Related Recommendations (1)
R6: When financially feasible, both library branches should re-establish open hours on Sundays. Response from Watsonville Library Director: REQUIRES FURTHER ANALYSIS. The library staff will continue to track the need for re-establishing open hours on Sundays at the Main library. The Freedom Branch has never been open on Sundays, but staff will continue to monitor the need there as well. It is clear that while opening both branches for more hours would be beneficial to some members of the public, the analysis of cost vs. use must weigh heavily as a deciding factor. At the moment, there are no funds available to implement this change. We will re-evaluate this recommendation by April of 2009.
F35: Main Library hours are: 10:00 a.m. to 8:00 p.m. Monday through Thursday, and 10:00 a.m. to 6:00 p.m. Friday and Saturday; Freedom has the same hours except it is open only from noon to 4:00 p.m. on Saturday.
F36: Approximately 1,000 patrons visit the new library each day, which is a substantial increase over the number of visitors to the old library. Conclusions
Findings & Recommendations 37 findings
F1: The permanent extension of the sales tax measure devoted to library funding is essential to maintain library operations and enable long-term planning. The City of Watsonville could not afford to support current library operations without this supplemental funding.
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F2: The allocation of sales tax revenue directed to the library should increase with the growing population of Watsonville since the allocation is based on population size.
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F3: The materials budget for 2008 is very modest. No additional funds were designated for the purchase of materials for the new library. It would be helpful and efficient to have public input on purchasing materials. Watsonville Public Library 107 2007–2008 Santa Cruz County Grand Jury Final Report
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F4: The City of Watsonville and the Watsonville Public Library suffered a loss of approximately $170,000 by not submitting the necessary grant documents to the California Cultural and Historical Endowment in a timely manner.
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F5: The Main Library has more than doubled in size without additional staffing. This increase requires employees to work some hours on the floor with the public, reducing their time available to complete other duties. Concerns for daily library operations exist, such as covering a shift for an absent worker, or having enough time to effectively address a patron’s needs.
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F6: Some safety challenges exist at the new facility: • Monitoring the expansive space on two floors. • Ensuring all patrons have left the building prior to closing. • Ensuring staff and patrons can walk safely to the unattended parking garage at night.
F7: Some programs would not exist without volunteer participation (e.g., tutors in the Homework Center, Literacy Center, and Library Link program).
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F8: There is still a need for a homework center at the Main Library based on previous demand. It would be a valuable community resource because of the impending Watsonville elementary school library closures.
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F9: The public may be inconvenienced by the closure of the libraries on Sundays.
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F10: The custodian has limited time to service both branches and to respond to unexpected maintenance needs.
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F11: Fulfilling public expectations for the CAWHC will be a long-term commitment. The center has the potential to attract researchers who would use and add to the collection of historical resources.
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F12: The Literacy Center provides a safe and welcoming environment for adults who desire to learn to read and write.
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F13: The video-on-demand service would be improved if it were accessible to more than Microsoft Windows operating system users.
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F14: The Library Board appears to function in an advisory rather than an administrative manner, which is contrary to the city charter.
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F15: More conference rooms are available at the new facility; however, limited staff time may slow the development of additional programs or services for these rooms.
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F16: Adding a drive-up book drop outside the Main Library would help patrons return books without the need to park and enter the building.
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F17: During the last four months of the 2007-2008 Amador Plan, firefighter staffing was reduced. On a rotating schedule, instead of assigning three engine operators to all four stations, one station was reduced to two engine operators each week. Cal Fire assigned other state-paid personnel to the fire stations based on anticipated need.
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F18: A significant portion of the Pajaro Valley Fire Protection District is classified as State Responsibility Area but in contrast to CSA 48 has a single fire station with a year- round Cal Fire contract for two engine operators.
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F19: Only 0.4 percent of approximately $16 million in Proposition 172 funds are designated to the 2007-2008 County Fire budget with the remainder going to county law enforcement. County Fire 2007–2008 Santa Cruz County Grand Jury Final Report Response from the County: PARTIALLY AGREES. 0.4% of approximately $16 million in Proposition 172 funds were designated to the 2007- 08 County Fire budget pursuant to the revenue sharing policy developed in conjunction with the Fire Chiefs Association and adopted by the Board of Supervisors on January 27, 1998. This amount represents 12% of the actual annual fiscal year change in Proposition 172 revenues. Funds are distributed to the fire agencies in the County’s unincorporated area following an annual decision process by the Fire Chiefs Association. Response from the Santa Cruz County Fire Department Advisory Board: PARTIALLY DISAGREES. 0.4% of approximately 16 million dollars in Proposition 172 funds were designated to the 2007-08 County Fire budget. The amount allocated was pursuant to the formula for distribution of Prop. 172 revenue that was adopted by the Board of Supervisors on January 27, 1998, and represents 12% of the actual annual fiscal year change in Prop. 172 revenues. Funds are distributed to the fire agencies in the County’s unincorporated area following an annual decision process by the Fire Chiefs Association.
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F20: The average age of fire engines ready to respond is 15 years, but County Fire recommends maintaining an average age of less than ten years. The replacement cost of an engine is approximately $350,000.13
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F21: The community of Paradise Park is located within the boundaries of CSA 48. (See Map, Appendix A.) Because of the distance to the nearest County Fire station, it is impractical for them to service this community, so Paradise Park’s fire protection services are contracted out to the City of Santa Cruz. Response from the County: AGREES. Response from the Local Agency Formation Commission (LAFCO): AGREES. LAFCO also note that the CSA 48 “island” along Highway 9/the San Lorenzo River comprises more than Paradise Park. It includes parts of Cowell Redwoods State Park, residences on the west side of Highway 9 across the road from Paradise Park, and Ocean Street Extension.
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F22: Fees collected for fire marshal services do not cover the cost of operations. FDAC recommended recently that fire marshal staffing be reduced in an effort to match spending with revenues.14 Response from the County: PARTIALLY AGREES. The two options would be to reduce costs or increase fees to cover the cost of services provided by the fire marshal.
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F23: CSA 48 fully funds the position of addressing clerk in the General Services Department. The addressing clerk updates and maintains the database of street names 13 California Department of Forestry and Fire Protection/Santa Cruz County Fire Department. Five-Year Mobile Equipment Replacement Plan for Fiscal Years 2006-2011. County of Santa Cruz Fire Department Advisory Commission, draft minutes for the March 19, 2008, meeting. County Fire 123 2007–2008 Santa Cruz County Grand Jury Final Report and locations. All emergency personnel in the county have access to this updated information to accurately locate addresses. FDAC recommended recently that the County Office of Emergency Services assume the funding for this position.12 Response from the County: PARTIALLY DISAGREES. Beginning in FY 07/08, the Clerk position’s time and associated cost has been distributed between the County Fire and Office of Emergency Services based on the jurisdiction receiving the benefit. Although the position itself is in the Fire budget unit, the actual costs are distributed based on the work and derived benefit.
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F24: Cal Fire enters dispatch information into and draws statistics from the California All Incident Response System (CAIRS) database. CAIRS data was used to prepare the County Fire call reports presented to the Board of Supervisors. Response from the County: PARTIALLY AGREES. Additional data for the report on CAL FIRE firefighter deployment during non-fire season was obtained using the CAL FIRE computer aided dispatch system.
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F25: A type of CAIRS report, Resources Activity, shows dispatch data for four different time points: dispatch, enroute, on-scene, return to quarter. Each incident is identified using the following fields: incident type, location, area and unit. Response from the County: AGREES. Response from the Santa Cruz County Fire Department Advisory Board: AGREES.
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F26: The majority of emergency incidents are not fire related yet fire personnel and heavy equipment are dispatched routinely. (See Appendix B.)
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F27: The Emergency Medical Services Integration Authority (EMSIA) was established to administer a program to integrate fire agency emergency medical services into a countywide system.
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F28: In the rural areas of the county, firefighters are normally the first medically trained responders to arrive on the scene of an emergency. Response from the County: AGREES.
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F29: Cal Fire and volunteer firefighters are trained and certified to provide basic life support services. Response from the County: AGREES.
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F30: The County contracts with American Medical Response to provide medically necessary ambulance transport staffed with advanced life support paramedics 124 County Fire 2007–2008 Santa Cruz County Grand Jury Final Report Response from the County: PARTIALLY AGREES. Response plans indicate more than one resource (engine, company officer) respond to each incident and this varies by type of incident. The fact that volunteer companies, adjoining district resources, or ambulances respond does not create a separate incident or CAIRS report. Individual resource or agency responses can be tracked by CAD data review. If engines are cancelled prior to arrival (e.g. false alarm or cancellation by law enforcement or other agency), it still qualifies as a response. Response from the Santa Cruz County Fire Department Advisory Board: PARTIALLY AGREES. Response plans indicate more than one resource (engine, company officer) respond to each incident, which varies by type of incident. The fact that volunteer companies, adjoining district resources, or ambulances respond does not create a separate incident or CAIRS report. Individual resource or agency responses can be and are tracked by CAD data review. If engines are cancelled prior to arrival (e.g. false alarm or cancellation by law enforcement or other agency), the initial dispatch still qualifies as a response.
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F31: The Board of Supervisors asked County Fire management to provide monthly incident reports to evaluate the effects of reduced staffing approved in February 2008. Matching a 10-day period of ECC audio dispatches 15 to corresponding CAIRS Resource Activity reports revealed • A single incident can have multiple responses. • Every dispatch is reported as an incident response regardless of actual on-scene arrival. Volunteer company responses are not included. • Adjoining fire district responses are not included. • Ambulance responses are not included. Response from the County: AGREES.
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F32: Emergency calls from County Fire are first routed to the Santa Cruz Consolidated Emergency Communications Center (Netcom). Since the State requires Cal Fire to command its resources, Netcom must relay the initial call and pass control of the dispatch to the Cal Fire ECC. Response from the County: AGREES. Response from the Santa Cruz County Fire Department Advisory Board: AGREES.
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F33: County Fire responds to medical emergency calls but is not a member of the Emergency Medical Services Integration Authority (EMSIA).16 The Cal Fire Chief is on the EMSIA Board of Directors only on behalf of the Pajaro Valley Fire Protection District. Firescan.net, http://www.firescan.net/ 16 “Surviving Sudden Cardiac Arrest: Improving the Odds with Automated External Defibrillators, -5. County Fire 125 2007–2008 Santa Cruz County Grand Jury Final Report Response from the County: PARTIALLY AGREES. Although it is difficult to quantify and varies throughout the year, the CAL FIRE Chief estimates that 33% of his time is expended on Santa Cruz County issues. Additional administrative and operations management is provided through two Deputy Chiefs. Response from the Santa Cruz County Fire Department Advisory Board: PARTIALLY DISAGREES. Although difficult to quantify, with variations throughout the year, the CAL FIRE Chief estimates that 33% of his time is expended on Santa Cruz County work and issues.
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F34: The Cal Fire Unit Chief for both San Mateo and Santa Cruz Counties is designated as the Chief of County Fire and the Santa Cruz County Fire Department. Approximately 20 percent of his time is spent on Santa Cruz County support. Response from the County: DISAGREES. The role of the FDAC is not related to the authority granted under the establishment of CSA 48. Rather the FDAC was established under the County Code to exercise responsibilities to ensure that the interests of the county fire department, career and volunteer fire companies and the citizens residing within county fire department jurisdiction are protected and promoted by monitoring, studying, and advising the County Fire Chief and the Board of Supervisors. Response from the Santa Cruz County Fire Department Advisory Board: DISAGREES. The role of the FDAC is not related to the authority granted under the establishment of CSA 48. Rather the FDAC was established under the County Code to exercise responsibilities to ensure that the interests of the county fire department, career and volunteer fire companies and the citizens residing within county fire department jurisdiction are protected and promoted by monitoring, studying, and advising the county fire chief and the board of supervisors.
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F35: The FDAC represents CSA 48 and its role is to advise the County Fire Chief and the County Board of Supervisors. FDAC does not represent CSA 4. Response from the County: PARTIALLY DISAGREES. The membership of the Fire Department Advisory Commission was amended to reduce membership because the subject matter under consideration at most meetings was outside the scope of some then member representatives. As a result, those representatives did not attend every meeting. Representatives of these agencies are always available to attend any meetings where their participation would be helpful. Response from the Santa Cruz County Fire Department Advisory Board: PARTIALLY DISAGREES. As stated in the Board of Supervisors report in 2005, other issues besides attendance were considered in revising the membership of the FDAC.
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F36: The county code for FDAC membership was amended in 2005 to reduce membership from 13 seats to 10 seats, eliminating two representatives from the Health Services 126 County Fire 2007–2008 Santa Cruz County Grand Jury Final Report Agency (one each from Emergency Medical Services and Environmental Health) and one from Public Works, due to their poor attendance records. Response from the County: AGREES. Response from the Santa Cruz County Fire Department Advisory Board: AGREES.
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F37: Although several volunteer fire companies and Cal Fire maintain websites, there is no County Fire website. Conclusions 1. “County Fire” is a confusing term, implying the existence of a single department responsible for fire protection in the rural areas of the county.
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Additional Recommendations 17

Not linked to specific findings.

R1: Since Watsonville’s population is growing, the Library Director, City Manager and the Library Board of Trustees should monitor annually the population-based allocation of countywide sales tax money to ensure the library receives its fair share. Watsonville Public Library 2007–2008 Santa Cruz County Grand Jury Final Report Response from Watsonville City Manager, Watsonville Library Director and Board of Trustees: HAS BEEN IMPLEMENTED. The procedure put in place to safeguard the allocation of the county-wide sales tax money is monitored quarterly. Under the directive of the Joint Powers Authority Finance committee, the County’s assistant administrative officer prepares quarterly reports that are distributed to the City Manager, Library Director and Watsonville’s Administrative Services Director (Finance). Any discrepancies are reported to the county and corrections are made, if necessary. The Library Board is informed of any problems with this reporting system and they then give direction to the Library Director to act as necessary. The City Administration, the Library Director and the Library Board of Trustees have been diligent in assuring that the Watsonville Library is receiving its fair share of this money. We will continue to do so.
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R2: Procedures for completion of grant applications should be established and monitored carefully, so that opportunities for such funding are not missed. More than one staff member should be aware of the grant application process to ensure impending deadlines are met. Response from Watsonville Library Director and from Watsonville City Manager: HAS BEEN IMPLEMENTED. The Principal Librarian works closely with the Library Director and is kept informed of all grant applications and deadlines.
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R3: The Library Director should request that the City of Watsonville increase the materials budget. More bilingual (Spanish-English) and Spanish language publications should be obtained for the interested public. The purchase of additional materials will enhance the depth of subject coverage. Response from Watsonville Library Director and from Watsonville City Manager: HAS NOT BEEN IMPLEMENTED BUT WILL BE IMPLEMENTED IN THE FUTURE. The increase in the materials budget is of importance to the collection development goals of the library in all areas. With the passage of Measure R, it will be possible for the library to make long-range plans for the allocation of funds for collection development along with plans for other desirable projects for the library. It is impossible to give an anticipated date when additional funds will become available for increasing the materials budget. In the meantime, the library staff is pursuing grants and donations that may be used in increase funds for the purchase of materials. At this time, city finances are dedicated to other areas of the general fund such as police and fire services.
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R4: More standing book orders could increase purchasing efficiency. The library could form teen and senior advisory boards for input on material purchases. Response from Watsonville Library Director: HAS BEEN IMPLEMENTED. Library staff has always relied on the use of standing orders to increase efficiency. As deemed appropriate and financially prudent, additional titles and series will be put on standing order. We are reviewing plans to implement both teen and adult advisory boards. We anticipate that these plans will be launched in the spring of 2009. Watsonville Public Library 109 2007–2008 Santa Cruz County Grand Jury Final Report
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R5: The Grand Jury recommends that the library explore new partnerships with local businesses as a supplemental funding source. Response from Watsonville Library Director: HAS BEEN IMPLEMENTED. The Library Director is exploring relationships with several local businesses such as Target, Starbucks, Monterey Bay Caterers, Crossroads Book Store and others. We are also continuing our relationships with other agencies such as the Pajaro Valley Unified School District, Cabrill0 College and First 5 of Santa Cruz County. These agencies often provide avenues of collaboration that result in grant funding.
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R6: When financially feasible, both library branches should re-establish open hours on Sundays. Response from Watsonville Library Director: REQUIRES FURTHER ANALYSIS. The library staff will continue to track the need for re-establishing open hours on Sundays at the Main library. The Freedom Branch has never been open on Sundays, but staff will continue to monitor the need there as well. It is clear that while opening both branches for more hours would be beneficial to some members of the public, the analysis of cost vs. use must weigh heavily as a deciding factor. At the moment, there are no funds available to implement this change. We will re-evaluate this recommendation by April of 2009.
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R7: In order to operate with greater efficiency and safety, the new library should hire additional staff to handle the increased patronage. Response from Watsonville City Manager and Watsonville Library Director: WILL BE IMPLEMENTED. There is no doubt that additional staff is needed at the new library. This will happen as soon as additional long-term funding becomes available. It is unreasonable to have expectations of this happening within the next fiscal year, however warranted this recommendation may be.
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R8: Re-establishing and restaffing the Homework Center in the Main Library should be a high budget priority. Response from Watsonville City Manager and Watsonville Library Director: REQUIRES FURTHER ANALYSIS. The library offers after-school help with homework assignments. Helping children find answers to questions by using the resources of the library with the help of a librarian is what we do. This is a part of the service we have always provided to the children of the community. The establishment of a specific area of the library with dedicated help with homework assignments is a fairly new addition to the service that we offer. At the present time, the financial resources formerly put into this program at the main library have been diverted to address other staffing needs of the new facility. We will continue to monitor the need for a Homework Center at the Main Library while we maintain the Freedom Homework Center. When funds become available, we will re-visit the re- establishment of the Homework Center at the Main Library.
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R9: Staffing should be increased to accommodate regularly scheduled hours for public use of the CAWHC. Increased librarian hours devoted to local history would 110 Watsonville Public Library 2007–2008 Santa Cruz County Grand Jury Final Report accelerate the development of the collection, as would the sponsorship of workshops to collect oral histories. Library staff should develop a website to publicize the purpose of the center and the facilities and equipment available. Response from Watsonville City Manager and Watsonville Library Director: WILL BE IMPLEMENTED. It is premature to state when this recommendation will be implemented, but it is the library’s intention to make the hiring of staff a top priority. Staff is working with the CAWHC community advisory committee on establishing a website which will be available in the spring of 2009.
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R10: A garage attendant should be on duty at night until 9 pm to alleviate safety concerns for patrons and library staff. Similarly, patrons and staff could benefit by having some designated reserved parking spaces available on the ground floor of the garage. Response from Watsonville City Manager and Watsonville Library Director: 1) REQUIRES FURTHER ANALYSIS, 2) HAS BEEN IMPLEMENTED, 3) WILL NOT BE IMPLEMENTED. 1) There is a parking attendant on duty until 7:00 pm. Further analysis of the need to extend those hours will take place as funding becomes available. 2) The issue of designated parking on the first level of the parking garage for staff has already been implemented. 3) Providing designated parking for the public on the first level has not been implemented because it actually makes it more difficult for the public to reach the library when they park on the first level of the garage. The first level parking area exits onto either the service alley or Rodriguez St. – neither of which are close to the library’s entrance. We have provided the public with information on the easiest way to access the library from the garage.
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R11: Library supervisors should consider the experience and desires of the staff working with the public. Personnel assignments should be best suited to their interest and abilities, when possible. Those lacking experience to effectively communicate and interact with the public should receive additional training. Response from Watsonville Library Director: HAS BEEN IMPLEMENTED. Whenever possible, staff member’s p
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R12: The City of Watsonville should add library custodial staff to provide regular and on- demand service at both branches. Response from Watsonville City Manager and Watsonville Library Director: HAS BEEN IMPLEMENTED. The recruitment for an additional custodian has been completed. Watsonville Public Library 111 2007–2008 Santa Cruz County Grand Jury Final Report
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R13: The library should consider establishing a volunteer coordinator position to actively recruit volunteers from community sources such as local senior centers, high schools and colleges. Response from Watsonville Library Director: HAS BEEN IMPLEMENTED. This is an existing position that has been helping the library for the last year with the recruitment of volunteers.
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R14: Within the purview of union rules, volunteers might be trained to help with library tasks. The Library could offer student internships, and volunteers could act as docents to orient visitors to the new facility. Response from Watsonville Library Director: HAS BEEN IMPLEMENTED. The library has always used volunteers. We have volunteers who help mend books, work with the LibraryLink outreach program, help with the Opportunity to Read literacy program and other efforts. We are currently recruiting for library docents and after school reading partners.
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R15: The Library Board's effectiveness could be improved by taking a more active role in fulfilling its charter responsibilities. The board could consider ways to improve library service to schoolchildren who may be affected by impending closures of PVUSD elementary school libraries. Response from Watsonville Library Board: HAS BEEN IMPLEMENTED. The Watsonville Public Library has served the children and schools of the PVUSD for many years. Class visits, summer reading clubs, outreach for after-school homework centers and collaborations with First 5 of Santa Cruz County and the Santa Cruz City/County Library System have all been implemented and approved by the Library Board of Trustees over the years. Both the board and the library staff are aware of the obligation and honor of providing library service to the entire community – including school children – and we have done so as budget and staffing limitations allow. Grants and partnerships that provide services to pre-school children, services for those with disabilities, and Spanish language book collections have all been awarded to the Watsonville library due to the efforts of the library staff with the approval and encouragement of the Library Board of Trustees. The library board, library staff and the library director make suggestions regarding additional service to the community. All suggestions are taken seriously and reviewed and discussed by the library staff and the library board. When appropriate, the board’s directives along with staff recommendations are presented to the board for final approval before the changes are implemented. With the approval of the City Council, as stated in the City Charter (Section 910 f), agreements are then entered into with various educational and social entities. This was the procedure that was followed when the homework centers were established and our participation in the First 5 funded “Read to Me” program began. The possibility of the closure of the libraries in our local elementary schools has been of great concern to the library staff. The staff considered various ways in which we could help to provide additional service to the schools with our limited resources. Suggestions for increasing service to the schools would have been presented to the Library Board of Trustees as deemed necessary. Fortunately, the anticipated closure of the schools’ 112 Watsonville Public Library 2007–2008 Santa Cruz County Grand Jury Final Report libraries has been avoided this year, but we are aware that we must continually pursue ways in which to enhance the link between the schools and the Watsonville Library. While we cannot replace the school libraries and their important role in the educational attainment of students, we can support and supplement their goals.
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R16: While computers using Microsoft Windows 2000 or newer Microsoft computer operating systems can use MyLibraryDVTM, the library’s technical services staff should investigate other alternative video downloading to broaden accessibility to those using Mac or other system software. Response from Watsonville Library Director: WILL NOT BE IMPLEMENTED. It is impossible to accommodate all of the various systems that library patrons may be using to access information from their homes. The library acquires various products to be used within the library with systems we support. If some of those products work with the personal equipment our customers own, that is a bonus. Whenever we make a decision to purchase new products, we weigh the benefits of the product against perceived limitations of its use.
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R17: The Grand Jury recommends that library management consult with the City of Watsonville to establish a location for a drive-up book drop at the Main Library. Response from Watsonville Library Director: WILL NOT BE IMPLEMENTED. During the building phase of the library and the Civic Center Plaza, all possible locations for a drive-up book deposit were explored. There are no viable locations which can be used for this service.
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Findings & Recommendations 24 findings
F1: The Court Holding facility is new, clean and in excellent condition. The walls are cinder block and painted pale yellow. The floors are linoleum and the sink and toilet areas are stainless steel. Corridors are well lit.
F2: In addition to family law cases for the entire county, all south county criminal cases from Freedom Boulevard at Highway One to the Monterey County border are heard in the Watsonville courthouse. The boundary for criminal matters may be extended further north in the future.
F3: An officer controls the exterior entrance to Court Holding, which is not accessible to the public.
F4: Staff may enter the Court Holding area from the side sally port1 doors located in the main entrance lobby.
F5: All Court Holding doorways and inmate holding cells have audio and visual surveillance.
F6: Access is monitored and regulated from a secure room called the control center. All doors within Court Holding are controlled from this center and the security system allows only one door to be opened at a time. The control center is staffed by a single officer Monday through Friday from 7:30 a.m. to 5:00 p.m. or until the courts are closed for the day.
F7: Law enforcement officers are not allowed to bring their firearms into Court Holding; they must secure them in lock boxes in the sally port area.
F8: Adult inmates are brought to Court Holding from other county detention facilities in a transport van. The van has three compartments to allow for separation of inmates according to classification, with a maximum capacity of 13 inmates. Juveniles are transported alone, either by a deputy in a squad car or in the van. Moving of inmates begins as early as 6:00 a.m. The van makes two round trips per day from the Main Jail and Rountree facilities. Because one van isn’t enough, Watsonville Court Holding relies on Santa Cruz vans to help transport the Court Holding inmates.
F9: Transport vans carrying inmates enter the courthouse garage through a vehicle sally port. Within the secure area there is room for up to three vans. A sally port is an enclosed area secured by locked doors at each end, only one of which can be opened at any one time.
F10: Within the garage there is a ramp for disabled inmates to leave the van and enter the facility.
F11: There are two separate pedestrian sally ports leading from the garage into the Court Holding area, one for officers and one for inmates.
F12: Most detainees are brought to Court Holding in ankle and wrist restraints and remain in restraints until they are returned to their detention facility. Minimum-security inmates from the Rountree Detention Facility wear only ankle restraints.
F13: As of April 7th ten officers staff the fully operational facility.
F14: Court Holding is expected to handle an average of 24 inmates per day. The maximum capacity of the facility is 48 per day.
F15: The six holding cells are designated for inmates with specific classifications: • General population • Females • Juveniles • Special needs (requiring wheel chair access) • Administrative segregation – Sureños • Administrative segregation – Norteños
F16: Each holding cell has a door with a window, a sink, and a toilet. Unlike Santa Cruz Court Holding, inmates can flush the toilets from inside the cell.
F17: Correctional Officers physically check all holding cells every 30 minutes, except the juvenile cell, which they check every 15 minutes.
F18: The window to the holding cell designated for juveniles is covered by a metal plate to ensure sight and sound separation from the rest of the facility.
F19: All cells are monitored by surveillance cameras. However, view of the toilet areas is blocked.
F20: A decontamination shower is available should an inmate be pepper sprayed.
F21: Audio communication buttons and red panic buttons are located throughout the Court Holding hallways, providing direct communication with the control room.
F22: Two elevators provide direct access to the third floor courtrooms. One elevator accesses courtrooms A and B, the other C and D.
F23: All inmates are escorted to court by a correctional officer. Inmates must stand facing the wall when in the elevator. Each elevator has video and audio surveillance, and a panic button, which if pressed causes the elevator to go to the first floor and the doors to open automatically.
F24: There are instances when an officer such as a bailiff, who does carry a firearm while in court, wishes to enter Court Holding via an elevator from a courtroom. That officer must first secure the firearm in a locker located outside the courtrooms on the third floor. Conclusions
Additional Recommendations 1

Not linked to specific findings.

R1: The Grand Jury recommends the Sheriff’s Office allocate funds for an additional van and correctional officer for transporting inmates to this south county facility.
Findings & Recommendations 28 findings
F1: The 911 system for most of Santa Cruz County is administered through the Santa Cruz Consolidated Emergency Communications Center, commonly called Net Com. Additional public safety answering points for the 911 system are in Scotts Valley and at the University of California’s Santa Cruz campus. Response: The Santa Cruz Consolidated Emergency Communications Center (NetCom) PARTIALLY AGREES. In addition to the primary public safety answering points (PSAP) mentioned within the Finding, it should be noted that Cal Fire maintains a secondary PSAP located in Felton which receives transferred 9-1-1 calls relating to fire incidents occurring within the unincorporated areas of the County not serviced by a Fire District. Response: The Santa Cruz County Emergency Medical Services Integration Authority (EMSIA) AGREES. It is important to note that many 911 calls are made by cell phones. When 911 calls are made by cell phones on or close to major roadways, the California Highway Patrol acts as the public safety answering point. Calls are then routed to the appropriate jurisdictional dispatch center.
F2: Net Com is an up-to-date, modern facility. Dispatchers have access to computer- aided dispatch systems that allow them to rapidly send police, fire, and medical assistance when needed. For medical calls involving a person not breathing, such as sudden cardiac arrest, Net Com was able to dispatch Emergency Medical Service units within 60 seconds 92 percent of the time in 2006. Response: NetCom AGREES. Response: The EMSIA AGREES.
F3: The Emergency Medical Services Integration Authority (EMSIA) — consisting of the Aptos/La Selva Fire District, Central Fire District, Scotts Valley Fire District, City of Watsonville Fire Department, and City of Santa Cruz Fire Department — provides first responder Advanced Life Support (ALS) medical services to the urban areas of the county. Response: The EMSIA PARTIALLY AGREES. The EMSIA consists of 12 Fire agencies in Santa Cruz County; Aptos/La Selva Fire District, Ben Lomond Fire District, Boulder Creek Fire District, Branciforte Fire District, Central Fire District, Felton Fire District, Pajaro Valley Fire District, City of Santa Cruz Fire Department, Scotts Valley Fire District, UCSC Fire Department, City of Watsonville Fire Department, and Zayante Fire District and acts as a liaison between the fire service, the County, AMR, and other EMS related entities. It is the five agencies listed in the finding , not the EMSIA, that actually provide advanced life support services. The remaining agencies provide basic life support (BLS) medical services within their jurisdictions. - 4 Surviving Sudden Cardiac Arrest
F4: The remainder of the county receives first responder Basic Life Support medical services from a variety of smaller fire departments and the California Department of Forestry. Response: The EMSIA MOSTLY AGREES. As described in #3, the EMSIA BLS agencies provide BLS Services to much of the county. The California Department of Forestry and Fire Protection (CALFIRE) provides BLS through its contract as the Santa Cruz County Fire Department. CALFIRE and Santa Cruz County Fire Department are not member agencies of the EMSIA.
F5: American Medical Response (AMR), a private ambulance service, coordinates with the EMSIA agencies for first responder ALS service and through its contract with the County of Santa Cruz is the sole provider of medical transport in the county. Response: The EMSIA AGREES.
F6: EMSIA fire agencies are able to provide a paramedic to a medical emergency within eight minutes of dispatch 90 percent of the time in urban areas. Response: The EMSIA AGREES. Urban areas, as defined for the purposes of this finding, are the jurisdictional service areas of the EMSIA ALS agencies (Aptos/La Selva Fire District, Central Fire District, Scotts Valley Fire District, City of Watsonville Fire Department and City of Santa Cruz Fire Department). The actual performance level hovers around 94% of all emergency calls within eight minutes.
F7: AMR is able to provide an ambulance to a medical emergency within 12 minutes of dispatch 90 percent of the time. Response: The EMSIA AGREES.
F8: A fire department paramedic is the first one to arrive at a medical emergency about 60 percent of the time. Response: The EMSIA AGREES.
F9: The expectations of service are carefully listed in the emergency services’ contracts issued by the county to American Medical Response. AMR coordinates its services with the EMSIA to ensure the best possible service to the citizens of Santa Cruz County. Response: The EMSIA AGREES. AED Distribution and Training
F10: Manual defibrillators, such as those carried by fire department and AMR paramedics, are expensive and complex and require significant training and experience to be effective. Conversely, automated external defibrillators (AEDs) are reasonably priced and simple to operate by anyone with a minimum of training. Surviving Sudden Cardiac Arrest - 5
F11: Santa Cruz County does not have a comprehensive policy regarding the distribution and installation of AEDs in public locations. Response: The County AGREES. The County is not required by State law to adopt a policy regarding distribution and installation of Automatic External Defibrillators (AEDs) in public locations.
Related Recommendations (4)
R3: Santa Cruz County should require AEDs in county buildings with more than 100 employees or daily visitors and in county detention facilities, including Juvenile Hall. Response from the County: This recommendation will not be implemented at this time. While the County strongly supports the idea, funds are not available to purchase and install AEDs in all county buildings with more than 100 employees. The County will look for funding opportunities and will consider a phased in approach as part of County budget considerations.
R4: Santa Cruz County should encourage the use of AEDs in the following public locales and private settings: • Public schools • Public swimming pools • Public libraries • Large concerts and other public events • Public golf courses • Churches with a capacity of 100 or more • Private schools • Private recreation clubs • Medium to large hotels and motels • Shopping centers • Medical and dental offices • Private golf courses • Senior citizen centers and care facilities Response from the County: The recommendation is in the process of being implemented by the Emergency Medical Care Commission’s Public Information and Education Subcommittee that is focusing on cardiac care and stroke prevention. The Emergency Medical Surviving Sudden Cardiac Arrest - 11 Services Program will also be adding information about AEDs to the program’s webpage.
R8: The county should develop a strategy for implementing a meaningful public access defibrillator program that meets the criteria of the American Heart Association and American Red Cross recommendations. Response from the County: The recommendation is in the process of being implemented by the Emergency Medical Care Commission’s Public Information and Education Subcommittee that is focusing on cardiac care and stroke prevention. The Emergency Medical Services Program will also be adding information about AEDs to the program’s webpage.
R9: The county should explore funding opportunities to pay for an expanded public access defibrillator program from both public and private sources, possibly enlisting the aid of community service organizations. Response from the County: The recommendation is being implemented by the Emergency Medical Care Commission’s Public Information and Education Subcommittee that is focusing on cardiac care and stroke prevention. Commendation Santa Cruz County’s emergency services teams and organizations for providing the most efficient and responsive services possible under current conditions. Surviving Sudden Cardiac Arrest - 13
F12: AEDs are carried in police patrol cars in Scotts Valley. No other law enforcement agencies in the county require AEDs in their vehicles. Response: The Santa Cruz County Sheriff's Office PARTIALLY AGREES. It is not known which law enforcement agencies in the county require AEDs in their vehicles. Response: The Santa Cruz Police Department PARTIALLY AGREES. Our agency does not require AEDs in all of our patrol vehicles but provides an AED in our supervisor’s vehicle and outside of the main lobby of our police department. Response: The Scotts Valley Police Department AGREES: Scotts Valley Police carries AEDs in our cars. We do not know what the requirements are in other county law enforcement agencies. Response: The Capitola Police Department DISAGREES. Currently, the Capitola Police Department has five AEDs at its disposal. One AED is deployed at the Police Department for use by staff either in the field or at headquarters. An additional AED is located in City Hall for use by City Hall staff serving the public. Three additional AEDs are available and routinely assigned to the Lifeguard Unit located at the Capitola Main Beach, one AED in the Supervisors patrol vehicle and one unit deployed in a primary police cruiser. Additional AEDs are scheduled for acquisition in late 2007 or early 2008. Several of these AEDs have been in service for approximately two years. Eventually, the Police Department intends to equip each primary patrol unit with an AED, requiring acquisition of three to four more devices. It is important to note that an AED also are available at the Capitola Mall and readily available to department staff working at the Capitola Police Department’s Community Outreach Center. Response: The Watsonville Police Department PARTIALLY DISAGREES. Capitola Police Department has many of them. Whether any other police department has them in the car, we don’t know. We accept the jury’s statement that Scotts Valley Police Department does.
Related Recommendations (1)
R5: The county and each city should equip law enforcement vehicles with AEDs. Response: The Santa Cruz County Sheriff's Office AGREES. This recommendation has not yet been implemented but will be implemented in the future. The Sheriff's Office has just purchased a few AEDs for deployment. However, due to the large number of Sheriff's vehicles, full deployment will have to occur in planned stages, along with the training of staff. Response from the Santa Cruz Police Department: The recommendation will not be implemented. Our agency is not a primary responder for medical calls and the Santa Cruz Fire Department staffs paramedics [are] primary responders for such emergencies. In order to outfit our patrol vehicles the department would have to outlay over $50,000 in equipment and training costs. Response: The Scotts Valley Police Department AGREES: The Scotts Valley Police Department has carried AEDs in our patrol vehicles for several years now. Response from the Capitola Police Department: The Capitola Police Department agrees and is the process of acquiring additional AEDs and the requisite training and certification required to effectively deploy the devices in each primary patrol vehicle, office site and the Capitola Lifeguard Unit. Response: The Watsonville Police Department AGREES. Watsonville Police Department will put them in the next two-year budget cycle; FY2009/11 for consideration by the City Council.
F13: The locations of AEDs in the county are not available to Net Com dispatchers. Response: NetCom AGREES.
Related Recommendations (2)
R2: The locations of AEDs in the county should be entered in Net Com’s Computer- Assisted Dispatch system. Response from NetCom: Requires further analysis and may not be implemented because it is beyond this agency’s scope of service. Netcom computer systems possess the ability to be programmed with AED location data tied to fixed telephone locations which would become available to call-takers upon call answering. While the technical capability and capacity exists, there is currently no program or system available to collect and update this location data, nor is there a requirement for businesses and individuals to “register” their AEDs by location. Furthermore, it is beyond the scope of our agency to mandate a registration and to be responsible for the collection of such data. In the event that a responsible agency should someday - 10 Surviving Sudden Cardiac Arrest register, collect, and update AED location data and make it available to our Agency in an electronic format, we in turn could enter it into our computer systems and make it available to call-takers handling 9-1-1 emergency calls. In the meantime, it is important to note that our computerized Emergency Medical Dispatch (EMD ProQA) software is configured to prompt call-takers to question callers who report “cardiac” incidents as to the availability and accessibility of an AED. In the event that a caller answers “Yes” to this prompt, EMD ProQA provides medically approved, step-by-step instructions which allows NetCom call-takers to “walk the caller through” the operation of an AED.
R7: The county should establish a reporting and inspection mechanism to ensure that AEDs deployed in the community are identified by Net Com and thereby viable in case of an emergency. Response from the County: Emergency medical dispatchers at NetCom routinely ask callers reporting suspected cardiac arrests to quickly look around for an AED. It would not be feasible to conduct inspections to ascertain where AEDs are located and to - 12 Surviving Sudden Cardiac Arrest establish and correct a database with any regularity. It is anticipated that in the near future AEDs will be as prolific as fire extinguishers.
F14: When AEDs are deployed in public buildings, they are often not visible and therefore not accessible when needed. - 6 Surviving Sudden Cardiac Arrest
Related Recommendations (1)
R7: The county should establish a reporting and inspection mechanism to ensure that AEDs deployed in the community are identified by Net Com and thereby viable in case of an emergency. Response from the County: Emergency medical dispatchers at NetCom routinely ask callers reporting suspected cardiac arrests to quickly look around for an AED. It would not be feasible to conduct inspections to ascertain where AEDs are located and to - 12 Surviving Sudden Cardiac Arrest establish and correct a database with any regularity. It is anticipated that in the near future AEDs will be as prolific as fire extinguishers.
F15: CPR classes, including training in the use of AEDs, are available through a variety of sources in the county. Need for AEDs
Related Recommendations (1)
R1: The Santa Cruz County Health Services Agency should establish a public education program to enhance the community’s knowledge and awareness of CPR and the use of AEDs as a life-saving measure. Response from the County: The recommendation is being implemented in conjunction with the Emergency Medical Care Commission’s Public Information and Education Subcommittee. The Subcommittee will continue to monitor local out-of-hospital cardiac arrest data and is working closely with Dominican Hospital to improve the survival rate.
F16: While immediate CPR can buy valuable time for a sudden cardiac arrest victim, defibrillation is the only treatment that can save the victim’s life by restoring the heart’s spontaneous rhythm. Response: The EMSIA AGREES. Defibrillation is the most definitive intervention shown to restore spontaneous circulation in cardiac arrest patients. However, studies also show that effective CPR significantly enhances the success of all defibrillation attempts. Proper compression and ventilation (especially with 100% oxygen) is therefore a critical component of this “chain of survival.” To this end, early 911 access is also crucial; the study here in Santa Cruz County showed higher survival rates with witnessed arrests vs. unwitnessed arrests.
F17: People of any age may suffer sudden cardiac arrest and die suddenly. Response: The EMSIA AGREES. While the predominance of sudden cardiac arrests occur among elderly patients, it is true that no age group is immune from sudden cardiac arrest.
F18: Sudden cardiac arrest is different from a heart attack although coronary artery disease may reduce heart circulation and eventually result in SCA. Response: The EMSIA AGREES.
F19: Often the first sign that a person is vulnerable to ventricular fibrillation is an attack that results in sudden cardiac arrest and death. Response: The EMSIA AGREES.
F20: In Santa Cruz County, approximately 250 people per year are victims of out-of- hospital sudden cardiac arrest. From October 2004 through September 2006, more than half of these victims (51 percent) were not candidates for resuscitation, mostly because too much time had elapsed before emergency medical services could be activated.6 Response: The EMSIA AGREES. The patients in this study who were not candidates for resuscitation fell into one of three groups:
F21: Some common causes for sudden cardiac arrest include asphyxia due to drowning or other oxygen deprivation, congenital heart conditions, sudden blows to the chest, electrocution, and coronary artery disease. Response: The EMSIA AGREES. The vast majority of cases of sudden cardiac arrest in adult patients across all age groups can be attributed to the presence of coronary artery disease and/or cardiomyopathy, and the subsequent fatal arrythmias which can occur in these patients. The most common cause of cardiac arrest in children is respiratory arrest secondary to a host of causes including drowning, foreign body airway obstruction, and respiratory disease. Sudden blows to the chest, electrocution, and congenital heart conditions are very rare causes of sudden cardiac arrest in any community. “Asphyxia” refers to fatal anoxia from respiratory failure (from drowning, foreign body airway obstruction, severe asthma attacks, etc.) and is a more common cause of SCA in any community, but certainly far less common than cardiac etiologies.
F22: The worst combination for cardiac arrest survival is if patients collapse without witnesses, and when discovered, receive no bystander CPR while emergency services personnel are en route. In a two-year period in Santa Cruz County, only two of 215 patients in this situation had their hearts begin to beat again, and neither survived. When sudden cardiac arrest was witnessed and immediate CPR was administered, nearly a quarter of the victims regained pulses and 10 percent survived. The survival rate jumped to 19 percent when EMS professionals witnessed cardiac arrest and could begin treatment immediately. There were 16 EMS-witnessed cases in the two-year period, and three of those were found to be in ventricular fibrillation (as opposed to those with no electrical activity or pulse). All three were successfully resuscitated with defibrillation only.7 Response: The EMSIA AGREES.
F23: Some experts believe that a connection may exist between the use of ‘Tasers’ by law enforcement and sudden cardiac arrest in some individuals. Response from the EMSIA: This concept is very hotly debated among legal, medical and law enforcement experts. Much of the medical data at this time suggests that sudden, in-custody deaths may in fact be attributable to a medical phenomenon known as “excited delirium.” Excited delirium is thought to occur when individuals — often, but not always, drug or alcohol intoxicated — develop central nervous system dysfunction which leads to bizarre, violent behavior. When force of any kind is subsequently used 7 SCA Audit, p. 6. - 8 Surviving Sudden Cardiac Arrest — wrestling with the patient, batons, Tasers, pepper spray — the patient may experience respiratory and cardiac arrest. There is no indication that Tasers particularly are implicated in in-custody deaths any more than any other use of force to try to control and contain a violent or non-compliant subject who suffers from this phenomenon.
F24: To improve the survival rate of victims of out-of-hospital cardiac arrest in Santa Cruz County, the Emergency Medical Services Integration Authority recommends “promulgating citizen CPR programs, Public Access Defibrillator (PAD) programs, and continued rapid EMS response using all the latest AHA (American Heart Association) recommendations for CPR, defibrillation, and advanced life support care.”8 Response: The EMSIA AGREES. Laws related to AEDs
F25: Effective July 1, 2007, the State of California will require all health clubs to be equipped with AEDs on site and establish a program of training, maintenance, and record keeping. Response: The EMSIA AGREES.
F26: Good Samaritan laws protect most citizens from liability if they take action in a medical emergency, which includes using an AED. Conversely, lawsuits have been filed against organizations such as amusement parks and airline companies for not having AEDs readily available.
Related Recommendations (1)
R6: The county should establish a mechanism to ensure that once AEDs are deployed by public agencies, those responsible meet the requirements needed to shield the county from liability by providing training, maintenance, record keeping and medical oversight. Response from the County: State law is clear that individuals and agencies that purchase and place AEDs are shielded from liability if they follow the requirements to maintain them and conduct training as required by the State.
F27: AEDs are now required at FAA governed airports and on all commercial airliners.
F28: The Federal Cardiac Survival Act of 2000 (Public Law 106-505) directed the Health and Human Services Department to establish guidelines for evaluating and installing AEDs in federal buildings. Conclusions:
Findings & Recommendations 9 findings
F1: Director of Libraries Job Review Process: In February of 2006, the JPA Board adopted an official procedure for appraising the performance of the director of libraries. A standard written job description, which is part of the City of Santa Cruz personnel system, has been established. It has been verified that the director of libraries’ performance evaluations are now current. Response: The Library Joint Powers Authority Board AGREES. Response: The Director of Libraries AGREES. Response: The City of Santa Cruz AGREES.
Related Recommendations (1)
R1: Verified that the change in the job performance review process for the director of libraries is an operational procedure.
F2: Staff Rotation: Contrary to previous findings, the Grand Jury found that library staff are happy with rotation practices. The library has been practicing staff rotation for more than ten years. The Central Branch circulation and reference staff is rotated in and out of the headquarters facility on Pacific Avenue. They rotate in four-hour shifts based on established work schedules. Staff rotation is in place to: • Reduce injuries and stress illness. • Cover required workload hours on the reference desk. • Provide cross-training and job backup. • Offer job enrichment. • Improve staff morale. • Reduce staff turnover. • Reduce worker compensation claims. Larger branches practice staff rotation internally while some small branches do not have enough staff to rotate. There is ‘on call’ staff to fill in occasionally if required. Some employees feel that the staff rotation gives most library employees a chance to work directly with customers and understand the public’s needs. Response: The Director of Libraries AGREES.
Related Recommendations (1)
R2: Verified that the procedure of branch staff rotation is a viable procedure.
F3: Alternatives to 1543 Pacific Avenue: The Director of Libraries is aware of the urgency for having a plan in place for this location. The city manager noted that they may extend the lease on Pacific Avenue until 2013 and that more financial analysis must be done. In 2006, the director appointed a Capital Projects Priorities Subcommittee. This committee is responsible for developing a long-range facilities plan. Response: The Library Joint Powers Authority Board AGREES. The City of Santa Cruz has purchased property at 212 Locust/117 Union Street (across from the Central Branch Library) that Library System Services will occupy, sharing the space with the City Water Department. The Library will pay a fixed rent based on its share of the City debt amount, which will cease in twenty - 4 Santa Cruz City-County Library System: years. Tenant improvements are currently underway, and the Library hopes to occupy the space by Spring, 2008. The City of Santa Cruz should be commended for going beyond its contractual obligation to the Library System, thereby enabling the Library to make substantial long term savings in its operating costs. Response: The Director of Libraries AGREES. The City of Santa Cruz has purchased property at 212 Locust/117 Union Street (across from the Central Branch Library) that Library System Services will occupy, sharing the space with the City Water Department. The Library will pay a fixed rent based on its share of the City debt amount, which will cease in twenty years. Tenant improvements are currently underway, and the Library hopes to occupy the space by Spring, 2008. The City of Santa Cruz should be commended for going beyond its contractual obligation to the Library System, thereby enabling the Library to make substantial long term savings in its operating costs. Response: The City of Santa Cruz AGREES. The City of Santa Cruz has purchased property at 212 Locust/117 Union Street (across from the Central Branch) that Library System Services will occupy, sharing the space with the City Water Department. The Library will pay a fixed rent based on its share of the City debt amount, which will cease in twenty years. Tenant improvements are currently underway, and the Library hopes to occupy the space by Spring 2008.
Related Recommendations (1)
R3: Investigated if alternatives to the 1543 Pacific Avenue facility were identified, as agreed.
F4: Funding Plans: A five-year budget plan, “Library Strategic Financial Plan” was prepared in 2006. It was developed with the following funding assumptions: • Sales tax revenues will increase 3% per year. • County Library Fund increased 7.5% in FY 2006-07 and will increase 5% each year thereafter. • Fees, fines and miscellaneous revenues will increase 1% per year. • Bequest appropriations will remain at the same level of funding. • The library will receive estimated carry over funds, grants, and gifts. Response: The Library Joint Powers Authority Board AGREES. Response: The Director of Libraries AGREES. Response: The City of Santa Cruz AGREES.
Related Recommendations (1)
R4: Investigated the long-range facility plan to determine if the plan is on track.
F5: Contingency Planning: In 2005, the JPA Board adopted a policy that keeping branches open was the “cornerstone” of the budget process and that closing branches should not be considered in contingency planning. Response: The Library Joint Powers Authority Board AGREES. Response: The Director of Libraries AGREES. Response: The City of Santa Cruz AGREES. Santa Cruz City-County Library System: - 5
Related Recommendations (1)
R5: Verified that a funding process is in place and determined if a financial plan was in place for FY2005-FY2006.
F6: Worker Safety: An outside consultant prepared a safety recommendations report for the JPA. The Director of Libraries was asked to come back with an action plan on the safety recommendations that were made. Upon review of this report entitled “Promoting Worker Safety at the Library — An Action Plan,” the JPA Board accepted it unanimously. In addition: • The library added a “Safe/Ergonomic Practices” section to the standard employee appraisal form to raise the safety awareness of the employees. • The library has a safety committee which issues an annual report and periodic updates. • According to management, training the staff in ergonomics has reduced the workers compensation claims. Most work-groups have someone in charge of stretch breaks where three or more people use the same circulation desk. Response: The Library Joint Powers Authority Board AGREES. The Library has made significant progress in reducing the number of worker injuries by training, evaluation of work sites, purchase of equipment, and on- going work with the Staff Safety Committee. Response: The Director of Libraries AGREES. The Library has made significant progress in reducing the number of worker injuries by training, evaluation of work sites, purchase of equipment, and on- going work with the Staff Safety Committee. Response: The City of Santa Cruz AGREES. The Library has made significant progress in reducing the number of worker injuries by training, evaluation of work sites, purchase of equipment, and ongoing work with the Staff Safety Committee.
Related Recommendations (1)
R6: Investigated the status of contingency plans for any future capital projects, if a bond issue is unsuccessful at the polls. Additional Investigation
F7: Hiring Practices: The library does considerable hiring from outside the county library system for higher-level positions. This practice has caused morale problems and has increased costs to the system. Many of the current staff have attended college to get their Masters in Library Science with the sole purpose of advancing their careers but have not found it helpful in getting promoted. Other Hiring Practice Issues: • The practice of hiring half-time employees enables the library to stay open more hours to serve the public. It also has some cost-savings benefits. Many of the branches are understaffed, based on the number of customers they serve. However, hiring half-time employees also limits opportunities for full-time staff to be promoted. • The branches would like to have more frequent staff meetings, but find it hard to balance this need with the priority of keeping the library open for the public. - 6 Santa Cruz City-County Library System: • In April 2006, the library had a meeting for all staff system-wide. The focus of this meeting was on the Central Branch. As a result of the meeting, work groups were formed to address issues. In December 2006, a summary report was sent to all staff system-wide. The employees reported that there was not adequate follow-up in the areas of communication and the update of job classifications. Library employees sometimes stay with their jobs because they like the Santa Cruz community and wish to make a career and home here, not because they feel there are equitable hiring practices or opportunities for job advancement. Response: The Library Joint Powers Authority Board DISAGREES. The Library System follows the mandated procedures of the City of Santa Cruz Human Resources Department in its hiring practices. Every vacant position is advertised to all internal staff. Over the fifteen month period from March 2006 though June 2007, 45 positions were filled. Of these, fifteen went to “outsiders” and 30 were filled by current or former library employees. The Library’s practice is to hire the person who is the best “fit” for the opening available, which is not always a current staff person. Not every employee may agree with the decisions made, but then not every employee knows the full details about any particular hire. Other Issues: Half-time staff: no comment More frequent branch staff meetings: no comment April 2006 Staff Day The topic of the day was not the Central Branch, but rather an all-staff discussion of how the library could improve the way it is providing services in a 2lst Century environment. One hundred and eleven suggestions made. These were organized and assigned to Work Groups for further discussion. One suggestion was a reclassification study in order to bring library job descriptions and classifications up to date. A Work Group composed of representatives all of non-professional classes and each Branch level was appointed. The group worked for five months to develop a plan, which was presented as an information item to the Library Joint Powers Authority Board and all staff. SEIU, the union representing most of the workers, rejected the plan and requested that further study take place. In the Spring of 2007 The City of Santa Cruz management was unwilling to undertake a study for the Library because of the implications for other City workers. Library management has done all it can on this issue until collective bargaining negotiations are completed. A second Work Group on Communications was appointed. Each of the
Related Recommendations (1)
R7: Reviewed the hiring practices for the library.
F8: Branch Findings: In at least one branch, emergency lock boxes were not easily accessible. Response: The Director of Libraries DISAGREES. The Director has polled each Branch Manager regarding the location of an emergency lock box in an inaccessible place. Each Manager reports that the lock boxes are accessible and the padlocks with which they are secured work well. Conclusions
Related Recommendations (1)
R8: Investigated the safety/worker’s compensation issue and actions taken.
F9: During an emergency, staff at one location could not easily access the lock box key or operate it.
Related Recommendations (1)
R9: Toured most library branches to understand their operation. Santa Cruz City-County Library System: - 3

Findings and recommendations not yet extracted.

Findings & Recommendations 8 findings
F1: The case studied involved one company having a large number of parcels and multiple businesses. It was necessary for the assessor, with the property owner’s eventual concurrence, to segregate the parcels and associated improvements and other assets in order to determine which parcels, improvements and other assets were related to the requested assessment reduction.
F2: The business associated with the requested assessment reduction in this particular case is relatively unique making the use of “comparables” difficult. The Assessor’s Office, therefore, relied on the Income Method for determining the value of the property.
F3: The initial assessment was established using base-year values adjusted per the requirements of Proposition 13 and augmented by annual valuations of equipment. Reductions under the auspices of Proposition 8 were based on multiple factors including the capitalization of the business’ five-year average income stream.
F4: A one-year study of the business was conducted by the assessor. Industry experts were consulted to assure the assessor’s understanding of the business and the reasonableness of various valuations.
F5: Externally audited consolidated financial reports were used as a starting point for the income analysis. Secondary financial reports, isolating the business associated with the requested assessment reduction from the consolidated financials, were prepared by the property owner.
F6: The property owner’s accounting processes, audited consolidated financial reports and breakouts were tested by the assessor’s staff working both at the property owner’s site and in the Assessor’s Office.
F7: An agreement stipulating the value of the property in question for tax purposes (Settlement Agreement and Mutual Release) was approved by the Assessment Appeals Board and executed by the property owner and the county.
F8: Annual reviews by the assessor of the reduced assessment are being conducted as required. Conclusions
Additional Recommendations 3

Not linked to specific findings.

R1: Expand the Assessor’s Office web site to include a discussion of how business assessments are conducted. Without disclosing confidential financial information, the methodology used by the Assessor’s Office should be explained for different categories of properties so that the appraisal approach is more transparent. This would enhance the public’s understanding and perception of the fairness of the assessment process. Response: The Assessor PARTIALLY AGREES. The Assessor’s web site, under Property Tax Information, has a pamphlet titled “Business Property.” It explains what we do, who must file, types of property, etc. Based on your recommendation we have added a direct link to the State Board of Equalization handbook, AH 504 Assessment Of Personal Property And Fixtures for additional reference.
R2: When the income method is used, thoroughly investigate the ownership structure of a business to assure that the Earnings Before Interest, Taxes, Depreciation, and Amortization (EBITDA) is not being reduced through expenses that principally benefit the owners or owner-related parties (e.g., excessive salaries, “consultancies,” travel and entertainment, gifts). If such expenses are found to have reduced the income of the business being evaluated, they should be added back into the stated EBITDA. Response: The Assessor AGREES. It is and has been our practice to review all expenses when analyzing EBITDA.
R3: When using a business property owner’s financial statements to determine the income stream to be used in the assessment of business property, require that those statements be audited and certified by an independent external auditing firm for the applicable portion of the business. Response: The Assessor DISAGREES. The Assessor has a staff of State Certified Auditor-Appraisers who are qualified to perform all types of business audits. It would be an undue burden on the small business owners to require certification of their financial records by an independent auditing firm.

Findings and recommendations not yet extracted.

Findings & Recommendations 53 findings
F1: Adequacy of Security in the Election Process A. Data Security
Related Recommendations (1)
R1: The Elections Department should continue to make security improvements, thereby ensuring the integrity of the data. Response from the Elections Officer: Yes. We are continually making security improvements and developing plans to comply with the requirements of the SOS.
F2: Sequoia equipment and software goes through extensive testing by Sequoia Systems. This testing is required by the state. - 4 Electronic Voting Response from the Elections Officer: Correct. The system then must be qualified at the federal level and certified at the state level.
F3: The Sequoia Systems’ touch screen voting machine uses a voter verified paper trail which is the fundamental protection against software errors in recording the vote, provided there is a good audit procedure following the election. Response from the Elections Officer: Correct. The Voter Verified Paper Audit Trail (VVPAT) provides the voters with an opportunity to verify their vote. Each touch screen unit is tested for logic and accuracy by an elections official prior to being deployed to ensure accuracy. In addition, we conducted in November 2006 a 10 percent random manual recount of the machines during the canvass to verify accuracy. The SOS conditions require a 100 percent manual recount of the VVPATs beginning with the February 2008 election. It is uncertain whether this will be the standard for all future elections.
F4: Procedures are in place to protect the integrity of the data on the voting machines’ memory packs and results cartridges. These items are external and removable and protected with traceable seals. Any sign of tampering with the seals is reported to the Election Department and investigated. There is a standard reporting form, and written procedures are provided to the poll workers. Response from the Elections Officer: Correct. Seals must be physically broken in order to access the Memory Packs and Result Cartridges. The voting units’ seals must be verified by other poll workers and any tampering with the seal must be immediately reported to the elections official. All seals have a unique number and are traceable to the unit in which it was installed.
Related Recommendations (2)
R1: The Elections Department should continue to make security improvements, thereby ensuring the integrity of the data. Response from the Elections Officer: Yes. We are continually making security improvements and developing plans to comply with the requirements of the SOS.
R4: The poll workers should continue to follow procedures established for ensuring the security of the data, which include traceable seals on the memory packs and results cartridges and procedures for handling the seals. If a seal is found broken on a machine, that machine should not be used. In addition, all machines which have a broken seal at the end of the day, should undergo a full manual count. Response: The Elections Officer AGREES. This is also included in the SOS conditions for use of the equipment. Electronic Voting - 17
F5: The ballot information file for each precinct was created by the Santa Cruz County Election’s Department’s Information Systems Analyst and the program coordinators. It was sent electronically to Sequoia, the vendor, where the ballot election files were created. Sequoia also provided the printed paper ballots. There was a unique file created for each precinct. Files were then sent back electronically to the SQL server which resides in the Information Systems Analyst’s office for updating and testing. Sequoia provided all testing scripts and assisted in the testing this past election. Response from the Elections Officer: Sequoia provided the testing scripts according to the specifications of the Santa Cruz County elections officials. Sequoia did not assist with testing. All testing was done by Santa Cruz County elections staff. Sequoia staff observed testing and assisted with equipment repairs, but did not assist with testing equipment. Electronic Voting - 5
F6: Prior to the November 2006 election, the ballot information was reviewed, modified and approved by the county program coordinators and the Information Systems Analyst until it was ready to be sealed. The Information Systems Analyst, via a memory stick, manually extracted the data and loaded it onto a stand-alone laptop system. The cartridges for the voting machines were written from this system. They were sealed and coded. Once sealed, they were ready for distribution to the voting machines. Response from the Elections Officer: Correct for the DREs. For the Insight optical scanner, the memory stick was then used to take the ballot information and transfer it to a desktop computer attached to a memory pack reader/writer that put the information into the Insight.
F7: During the last election, some areas for improvement on warehouse check-in and out of equipment were noted. For example, the person checking out equipment was not identified. Response from the Elections Officer: The person checking out equipment was identified by name and checked against a list of who was checking out equipment. In most cases, these people were known personally by the people checking out the equipment. In the future, persons picking up voting equipment will be required to show photo identification upon checking out equipment and supplies. The Department is also looking into requiring background checks of persons responsible for picking up equipment. Voting equipment deployment is currently being reviewed and discussed by the Secretary of State. It is uncertain whether we will be able to continue to check out voting equipment to Inspectors prior to Election Day. A SOS- approved method for safe and secure equipment deployment has not been resolved at this time. B. Warehouse Security
Related Recommendations (1)
R11: Because of the common practice of storing the equipment at the polling place supervisor’s house overnight, these supervisors should be identified as far in advance as possible to allow for additional training on security procedures and the vulnerability of the equipment. Response from the Elections Officer: That is always our plan to recruit our inspectors early on and train them. However, cancellations always occur and we have to fill the position and provide last-minute training when needed. We are looking into a tamper- proof bag for the voting units and development of a security plan that will be given SOS approval so we can continue this method of equipment deployment. In the meantime, we are looking into other ways to ensure practical and secure voting equipment deployment.
F8: All voting equipment and accessories for Santa Cruz County are stored in a secure warehouse within the city of Santa Cruz. The exception to this is the SQL server, which is used as a network server for the Elections Department, and the 400C (absentee paper ballot counter) which resides in the Information Systems Analyst’s secured office. All files are backed up and stored in a storage area offsite at the Elections Department warehouse. Response from the Elections Officer: Correct.
F9: The results cartridges for the touch screens and memory packs for the scanners are created on a stand-alone computer at the warehouse. They are then loaded and sealed into the appropriate precinct equipment and stored until ready to be shipped to the polling place. Access to both the warehouse and office are controlled through the use of color-coded security badges. - 6 Electronic Voting Four Elections Department supervisors with the widest access to the county's voting machines and voting materials have their own color-coded badge. Temporary employees, who must be escorted and supervised inside the secure area, have a different color badge, as do permanent Elections Department employees, visitors and exhibitors, and voting machine vendors. Response from the Elections Officer: In addition, entrance into the secured area where voting equipment is stored and programmed is locked in a separate caged facility within the warehouse and entrance is restricted only to three people who have clearance.
F10: The warehouse has an alarm system, provided by First Alarm. An access card is required in order to enter. The Information Systems Analyst, Department Information Systems Specialist and the Election Officer have the First Alarm access code. Response from the Elections Officer: Only the County Clerk, Assistant County Clerk and Department Information Systems Specialist have the access code and magnetic card for access.
F11: A large door is locked from the inside. All equipment is within a caged area of the warehouse with controlled access. Response from the Elections Officer: In addition, there is 24-hour camera surveillance of the warehouse facility. C. Poll Site Security/Physical Equipment
F12: The assigned person at each precinct picks up the voting equipment from the warehouse the day before the election. The cartridges are already in place and sealed. A poll worker takes the equipment home. On election day, they take it to the polling place and set it up. Response from the Elections Officer: We have four distribution centers: the Warehouse, Felton Fire, Aptos Library and Watsonville City Hall. In addition, we deliver equipment and supplies to the Inspectors at our Summit precincts on the Thursday before Election Day.
F13: At the close of the polls, two designated persons break the seals on the results cartridge and the memory pack and remove them from the machines. Cartridges and seals are put in a sealable orange bag. The printer is removed from the touch screen machine for transport. The orange bag and printer are prepared by an inspector and a designated person. These items are taken to the election department, where the bags are checked, verified, and stored in the Information Systems Analyst office until ready to tally. The person who checked out the equipment and brought it to the polling site is also responsible for taking it back to the county building. All voting equipment is eventually returned to the warehouse for storage. Electronic Voting - 7 Response from the Elections Officer: There are three return centers: The County Government Center, Watsonville City Hall and Felton Fire Station. We are looking into adding more in the future.
F14: After the November 2006 election, the above process was reviewed by election staff. It was found that there were delays in equipment check-in. Response from the Elections Officer: In the future, the number of return centers will increase in an effort to decrease the time it takes for poll workers to return equipment and supplies.
F15: The issue of fire protection of the polling places was not addressed when the polling places were chosen. Since most poll sites are in public buildings, it was assumed that the fire protection available at the poll site location would be relied on. Response from the Elections Officer: Correct.
F16: The strategy to put just one touch screen at each polling place proved to be a good one. It satisfied the requirements for voter accessibility while providing more current technology for voters. The mixture of technology also provided backup. If the printer or other equipment had a problem, voters had another way to cast their votes.
F17: Sequoia Systems is a state-approved vendor for the new voting equipment. They were chosen by Santa Cruz County to provide the voting equipment. Response from the Elections Officer: The system is federally-qualified and state-certified. On August 3, 2007, the SOS re-certified the system subject to conditions.
F18: The touch screen voting machine has a printer which records the votes. It has 300 feet of paper inside the machine. During the last election, the paper often jammed. Response from the Elections Officer: There were a dozen paper jams on 140 units deployed. Personnel have since been trained to identify and correct most of the paper jamming problems.
F19: During the November 2006 election, two or three scanners failed and at least 12 printers jammed. When the failed scanners were tested, it was determined that they probably had been damaged in transport. Response from the Elections Officer: Two scanners were replaced at the beginning of the day due to malfunctions. Processes were in place for replacement equipment to be rapidly deployed. There was no delay in voting. Other scanner problems occurred, but they were operator error and were resolved via phone conversations with trained staff.
F20: The 400C Ballot Counter Machine reads the ballots very quickly. However, the catch basket, which is located outside the machine, is not large enough to hold all of the ballots. As a result, ballots can get bent or be ejected onto the floor. - 8 Electronic Voting Response from the Elections Officer: One person operates the 400C while two people collect ballots. This system ensures the least amount of stress on the ballots, so they are easily stored in ballot storage containers. We had 2 ballots fall on the floor and they were retrieved.
Related Recommendations (1)
R5: The Elections Department should work with the vendor to solve the various problems that arose with the ballot counter damaging ballots. Response from the Elections Officer: User group meetings with the vendor are held regularly and always have been to solve various problems that come up at all elections.
F21: The results cartridge plugs into touch screen equipment. It contains a database for capturing the votes as they are input by the voter. This cartridge cannot be removed without breaking a seal. Response from the Elections Officer: Correct.
F22: The memory pack plugs into the optical scanner. It also uses a database for capturing the votes as they are input when the ballot is scanned. The memory pack cannot be removed without breaking a seal. Response from the Elections Officer: Correct.
F23: Firmware (software imbedded in the machine) operates the machines. The Secretary of State demands the firmware be at a specific level (version). It cannot be changed after 60 days prior to election. A test is run to ensure the firmware level (version) is correct. Response from the Elections Officer: Correct.
F24: To ensure the reliability and accuracy of the equipment, logic and accuracy testing is conducted by the vendor and county personnel. Some experts believe that this testing is insufficient for validating the accuracy and reliability of the vote. They argue that it consists only of verifying whether the equipment is working. It does not evaluate the equipment’s security. Response from the Elections Officer: Logic and Accuracy tests are done by elections staff and a Logic and Accuracy board made up of people from our community. The vendor is not involved in this test. The test uses ballots, either paper or electronic, where the vote totals are known. The tests are run to ensure that the machines are counting correctly. An observation panel is invited to watch these tests. It is not a security test. Security is achieved through the processes and procedures we have in place as well as meeting the conditions required by the Secretary of State. Equipment security improvements are also being implemented by the vendor. Sequoia currently has voting system upgrades going through the federal qualification process that address identified security concerns.
Related Recommendations (1)
R2: Because this was the first year using the new electronic voting system, the Elections Department relied heavily upon the vendor for testing and support. In the future, the Election Department needs to create and conduct its own testing program. Response from the Elections Officer: The department did its own testing with the assistance of a Logic and Accuracy Board. The vendor was not involved with testing. The vendor did help make repairs, but staff have now been trained to make all repairs.
F25: After they are finished voting, voters who use the touch screen equipment can verify the accuracy of their votes by looking at a compilation of their votes that is displayed in a window on the machine. Electronic Voting - 9 Response from the Elections Officer: It is displayed on a Voter Verified Paper Audit Trail that is under a window attached to the machine.
F26: Following a written procedure, the designated poll worker and one other poll worker break the outer seal and assist the first voter to verify prior to his or her vote that the “total votes” displayed is zero. Both the poll worker and the voter sign an official document verifying that the vote count is zero. Response from the Elections Officer: The zero vote report is verified in writing by the first voter on the touch screen and the first voter who uses a paper ballot that is scanned into the scanner.
F27: On 10 percent of machines, a random sample with full paper recount is taken to check that the machines are tallying correctly. Response from the Elections Officer: Correct. SOS conditions require a 100 percent manual recount.
F28: After the November 2006 election, Capitola initiated a manual recount. Each precinct was reconciled separately. With approximately 3000 votes to count, it came out to within one vote of the machine count. The final election results did not change. Response from the Elections Officer: There was a recount requested for the Capitola City Council contest as well as the Watsonville City Council, District 5 contest. In both cases, a voter marked a vote on a paper ballot outside of the voting target area so the vote could not be read and tallied by the ballot counters. In both cases, this one ballot did not affect the outcome of the contests.
F29: During the November 2006 election, a number of absentee ballots had to be redone due to the types of pens used. Some voters used pens that bled through the paper and could not be read by the scanner. Response from the Elections Officer: Better instruction will be provided to voters in the future. Voters are instructed to use a blue or black ink pen. Pencil also works. But when voters use a Sharpie or felt-tip pen, the mark bled through the back-side of the ballot and resulted in untended votes on contests printed on the back side. A better stock of paper could also help this situation, but could increase postage due to weight. Ballots that had to be remade to reflect voter intent were done so in accordance with the law. - 10 Electronic Voting
F30: Provisional ballots were being used for voters who had come to the wrong polling place. Some provisional ballots had to be redone because they were folded the wrong way. Response from the Elections Officer: There are fold marks on the paper ballots. In the future, poll workers will be trained on how to fold the ballot correctly. Ballots that had to be remade to reflect voter intent were done so in accordance with the law.
F31: An organized training plan with documentation was provided for the poll workers and inspectors. One person at each polling site was trained and certified to use the machines. There were “rovers” who traveled between polling sites to check on machines and supplies. Response from the Elections Officer: In most cases, there were two people assigned to each polling place who were trained on the machines. In addition, there were two other people one Technical Rover and one Roving Inspector who were assigned a few sites to visit frequently during the day. In one case, one person served in both roles of the Technical Rover and Roving Inspector. The Technical Rover had additional training on how to troubleshoot problems with voting equipment at the polls. The Roving Inspector was trained on overall polling site operations and access issues. In addition, there were Runners at the elections headquarters who were trained to be dispatched where needed.
F32: Before the November 2006 election, county staff did a lot of on-the-job training while concurrently preparing for the election because the equipment arrived late. Response from the Elections Officer: Correct. We work under very tight deadlines that cannot be extended.
F33: The training documentation from the vendor had to be completely redone because it had to be customized to the design of the Santa Cruz County election model. Response from the Elections Officer: Correct.
F34: In the future, the Elections Department plans to create a professional DVD to supplement poll worker training. Response from the Elections Officer: Correct. It is currently in process.
F35: Poll workers have documentation binders which have flip charts and checklists. Also, they are trained how to deal with the press and observers. Response from the Elections Officer: Correct. Electronic Voting - 11
F36: Poll workers indicated they wanted more “hands-on training” with the machines in addition to having more poll workers trained on the equipment. These machines are sophisticated computer equipment, and if something goes wrong, many poll workers don’t know what to do. (See Poll Worker Survey in the Appendix for more information.) Response from the Elections Officer: The Department offered an open lab from 8 a.m. to 5 p.m. Monday – Friday during the weeks prior to the Election with extra hours available in the evening and on the weekend upon request. Election workers were encouraged to take advantage of this extra hands-on training. Many did. In the future, we plan to move this lab to another location and better communicate to our election workers its availability.
Related Recommendations (2)
R7: Because comprehensive poll worker training proved difficult to provide with a limited staff and it is important to have most poll workers trained on the machines, staffing should be increased so that the management is not stretched too far by overseeing the election process while also training other staff and temporary employees. Response from the Board of Supervisors: This recommendation has been implemented. One new Program Coordinator was added to the Elections Department in the 2006-07 budget. In addition, the training process was complicated last year due to the new system and the short planning/preparation time available due to the state process. The department will also be utilizing training videos to enhance training of poll workers. Response from the Elections Officer: The Elections Department has a new position added to our 2007/08 budget that will focus on polling places and voting equipment. The training videos will also provide a great resource to enhance our training.
R14: Since a number of poll workers dropped out the night before and morning of election day, requiring substitutes that were not trained, a pool of trained alternate poll workers should be available on election day to substitute in case of poll worker absenteeism. Response from the Elections Officer: We always have about a dozen people who are trained report to our office at 6 a.m. on Election Day to be deployed as needed. Election Code Section 12313 does allow the following: If any member of a precinct board does not appear at the opening of the polls on the morning of an election, those voters present, including members of the board, shall appoint a voter to fill the vacancy. If none of the members appointed appears at that time, the voters of the precinct present at that time may appoint a board.
F37: The physical arrangement of the polling places was similar to past elections. This consistency contributed to a stable atmosphere. Response from the Elections Officer: Correct.
F38: The touch screen machine was positioned with the back of the machine to the wall. This placement meant that the voter’s selections could be seen by others standing nearby. Response from the Elections Officer: We wanted to protect the back side of the machine which needs to be manual activated to pull up a ballot. The machines do not lend themselves to be turned around easily. A solution to this issue is being discussed with staff and the vendor.
Related Recommendations (1)
R8: In future elections, the touch screen machines should be set up to provide more privacy for the voter. The side panels should also be larger for privacy in voting. Response from the Elections Officer: We continue to work with the vendor on this.
F39: The county was proactive in making the touch screen machine wheel chair accessible by re-engineering the support legs. In addition, they custom designed carrying bags for the scanner. Response from the Elections Officer: Correct.
F40: Santa Cruz County was sued by the State Attorney General for not following Americans with Disabilities Act (ADA) regulations for polling sites. The parties agreed to settle the lawsuit without finding that the county had violated the ADA regulations. Response from the Elections Officer: Correct.
F41: Some polling places that were shared by more than one precinct also shared touch screen machines. This arrangement caused some confusion because voters had to identify which precinct they were voting in as the first step in the voting process, and many did not know. - 12 Electronic Voting Response from the Elections Officer: Our plan is to purchase additional touchscreens and scanners to allow us to assign one of each to each voting precinct. This plan is on hold pending final clarification from the SOS on the conditional certification of the voting equipment and renewal of the Help America Vote Act contract to allow these costs to be covered by the federal funds. It is very possible the additional equipment will not be received in time for February 2008, but we anticipate having them in time for June 2008.
Related Recommendations (1)
R9: Each precinct should have its own touch screen in the future to avoid voter confusion. Response from the Elections Officer: This will be accomplished following the SOS review and approval of the extended HAVA contracts, but it may not occur in time for the February 2008 Presidential Primary.
F42: In the start-up process for the new voting system, the Department Information Systems Specialist, Elections Officer, Assistant County Clerk and the Information Systems Analyst were trained first, and then they were able to provide training for others. Sometimes training occurred simultaneously with the installation of the new equipment. Response from the Elections Officer: Correct.
F43: The staffing for the poll places was conducted in the same manner as in previous elections. Polling place staff is typically temporary help from the community. The polling place supervisors are relied upon to pick up the equipment at the warehouse the day before the election, keep it at their houses overnight and take it to their polling places in the morning for set up. Response from the Elections Officer: We had additional staff at the polls and had the addition of the Technical Rovers. We also rely heavily on county workers to serve in the polls. For the 2008 election cycle, the Board has agreed not to hold board meetings thereby freeing up additional county workers who can serve in the polls.
F44: In an effort to educate the public, the Elections Department distributed thousands of voter pamphlets to the public via U.S. mail. The department personnel also gave speeches and distributed educational material at local public schools, bookstores, the Capitola Mall, and the county fair. Media promotion included television and public radio interviews and press releases. Response from the Elections Officer: In addition, a flyer introducing the new voting system was mailed to every registered voter. County Sample Ballots are also mailed to every registered voter in addition to being available on our website at www.votescount.com
F45: Despite the education campaign, some voters were confused as to how to mark their ballots. For example, some voters who used the paper ballots did not understand how to connect the arrows to the candidate or issue they were voting on. Electronic Voting - 13 Response from the Elections Officer: We found voters were better able to follow this new voting method than when we switched from a punch card voting system to a marking system. Even with the previous Mark-A-Vote ballot, voters often circled choices or made some other mark to make their selections. We continue to try to improve ways to educate voters on how to mark their ballots.
F46: In general, voters who used the touch screen machine seemed unaware of the importance of verifying their votes by comparing them with the compilation of their ballot that was visible through a window on the machine. Response from the Elections Officer: It’s hard to say what voters find important. Some voters mark a paper ballot so quickly they fail to vote the back side. I believe all voting takes time, care and consideration and choices whether made electronically or on paper require double checking to ensure the voter marked his/her choices as intended. Certainly checking the paper record on a touch screen unit to confirm the electronic record provides reassurance that the vote was recorded accurately, if the voter wants that reassurance. Poll workers will be asked to remind touch screen voters to verify their votes on the VVPAT.
Related Recommendations (2)
R3: The use of the verifiable paper trail on the touch screen voting machine has proven successful. Pubic awareness of this method of verification should be stressed in the future. Response from the Elections Officer: Verification and careful voting on all systems is imperative and will continue to be stressed.
R12: The Elections Department should plan to strengthen its “advertising” campaign for future elections. It should focus on educating the voters to verify the paper trail when using the touch screen equipment. Response from the Elections Officer: Verifying correctly voted electronic and paper ballots will be stressed.
F47: County election officials determined that there would be one touch screen at each polling place. The new scanner would be the main voting machine. They reported that this choice proved to be a good decision. Not only did it provide the necessary accommodations for voters with disabilities, but it also ensured the reliability of the voting process. Having a mixture of technologies ensured that votes could be cast in the event of equipment failures. For example, if the touch screen printer jammed, except for those who are sight impaired, voters had an option to use a paper ballot.
F48: A recent news release announced that Florida will shift its voting system to a system of casting paper ballots counted by scanning machines. Several counties around the country will be moving to adopt the touch screen system with the paper trail.
F49: On election day, the Grand Jury conducted a two-part poll worker survey and collected 104 surveys for analysis. The first part of the survey covered the poll worker training (see #4 above — Adequacy of Poll Worker Training), and the second part was a critique of the election day process. While most were extremely positive as to the work of the Elections Department, they made substantive recommendations for continued improvement of the elections process including the use and placement of the equipment. [See Appendix for full results of the survey.] - 14 Electronic Voting One hundred and four poll workers out of a total of 917 in Santa Cruz County were surveyed. They were asked to rate aspects of the voting experience from 1 to 5, with five being the best rating possible. The results were as follows: • Training materials: 4.3 • Overall preparation: 4.0 • Adequacy of election day staffing: 4.5 • Ease of equipment set up: 4.3 • Workers indicated they wanted more training on the machines and “hands on” practice.
F50: The Grand Jury also conducted exit surveys with 320 voters throughout the county. (The total votes cast was recorded as 50,189 in 170 polling places.) The results of the survey are as follows: • Only about 19 percent of the sample chose to use the touch screen machines. • One hundred percent of those who chose to use the touch screen felt comfortable using it. • Ten percent of those who chose to use the paper ballot with optical scanner felt uncomfortable using it. B. Grand Jury Observations
F51: Members of the Grand Jury made general observations while conducting the exit voter and poll worker’ surveys at the November 2006 election. They witnessed the failure of some equipment and agreed with many of the solutions suggested by the poll workers. [See Appendix for more information about the survey.]
F52: During the November 2006 election, it was observed that most poll workers gave paper ballots to the voters and did not indicate that the touch screen method was available.
F53: It was also observed that not all voters were offered a receipt for voting when they used the touch screen machine. Conclusions
Additional Recommendations 3

Not linked to specific findings.

R6: The Elections Department should set up procedures for auditing the absentee ballots. Response from the Elections Officer: State law requires this and it will be done.
R10: Because the “ledger” size of the paper ballots was too large to fit comfortably in the old polling booths, the size of the paper should be adjusted to solve this problem. - 18 Electronic Voting Response from the Elections Officer: It was an extra long ballot. Ballots in the primary will not be so long. It also saved us from moving to a two-card ballot that can cause problems when voters lose one card or only notice one card.
R13: The Elections Department should review the
Findings & Recommendations 22 findings
F1: Service Employees International Union (SEIU) has lodged a complaint regarding hiring practices and the county’s whistleblower program with the Civil Service Commission. Provisional Hiring Practices
F2: During calendar years 2006 and 2007, 62 provisional appointees were hired to permanent positions. These represented just over two percent of the 1,733 total County hires for that time period. (Despite making two requests, the Grand Jury was unable to obtain the number of total hires per department.)
F3: Three departments – District Attorney, Health Services Agency (HSA) and Animal Services Authority – accounted for 38 -- or more than 60 percent -- of the provisional appointments hired to permanent positions by the County during 2006 and 2007. Thirteen of 27 departments hired no provisional appointments to permanent positions at all during the last two years. [See Bar Graph 1] Bar Graph 1. Provisional appointments hired to permanent positions (Calendar years 2006 - 2007, all County departments) 16 14 12 10 8 6 4 2 - D is t H ric e t a A A lt n h tt i o m S H r e n a u r e l m v y S P ic a e a e n r r s v k P S i s c e A e e r g r s s S v e o i h n A c n e c e u n I y r s n t e i h f f l f D o o C r P e r m it o r p y o a r a o b P t r i n t a o u m e t n b io r e G l S i n n / c e e t J D W n r a C v e e i o l i r p o c a r u a e k C l n s r s & t o t m y u E T e n C m n r t l e y e t e a T r C r k s g r o u a e / u r n n E A e n s c r u l s p e y d / e o c A S i T l t r t i g o t o a e a r r x n r t i s A v c i s o C i u g c n l o r e t i u A l c le r u s a c l s t l t e A u o C s r u r a o s d l m o B i E t r o o m x a r t ' i R s r e s d s n e P i s c o o o C i o f n o o r S h n l d i u e l P d p r l s e S a r n u R v n p is e i p n o d o C g r e r s v o t D e u e C l n o p t l p e y a m r r A k tm e d o n m e f t n t i h n t e is t B ra o t a iv r e d O ffic e s
F4: Provisionally appointed employees have a clear advantage over other candidates competing for permanent positions the provisionals temporarily occupy. For the last two calendar years, nearly two-thirds of all County provisional appointees were hired to permanent positions; for individual departments the success rate was as high as 100 percent. [See Bar Graph 2] Bar Graph 2. Provisional appointments successfully hired to permanent positions (Calendar years 2006 - 2007, County departments with provisional appointments only) 18 16 14 12 10 8 6 4 2 - D istric H t e A a tt l o th r A n S n e e i y m rv a i H c l e S u s e m r A a v g i P n c e a e S n r s e c k A s y rv P u ic e th e r o s s o r D i n t S y e n h p e e a l r r if t I f m n C f e o o n r r m t o P n a r e t o i r o b n / a J t S P a io e u il n r b v l D i ic c e G e W p s e a o n r r e t k m r C s a e l o n & u t n E t C y m o C e u r le n g r t e y T k n r C / c e E y o a l u s S e u n T c e s r r t r e i a e v o r n i l n c / s s e T p A o a u r x d t a i C t t o i o o r l s n le c to r s Provisionals Hired to Probationary Provisionals Not Hired to Probationary
F5: Santa Cruz County code charges the Civil Service Commission with the responsibility for the process of approving provisional appointments. This responsibility has been delegated to the Personnel Director. Response from the County: AGREES. Response from the Civil Service Commission: PARTIALLY AGREES. Specifically, Santa Cruz County Code Section 3.28.050 provides for provisional appointments and Civil Service Rule 130 Section II states that “The Commission hereby delegates to the Personnel Director the authority to administer the County Civil Service system in accordance with County Code Chapter 3.04, these rules and order of the Commission.”
F6: Unless there is an appeal, there is no formal oversight by the Civil Service Commission itself of a provisional appointment.
Related Recommendations (1)
R2: The Civil Service Commission should periodically review individual provisional appointments to ensure the system is not being abused. Response from the County: HAS BEEN IMPLEMENTED. Response from the Civil Service Commission: HAS BEEN IMPLEMENTED. The first provisional appointment report was initiated by the Commission and received at their July 2008 quarterly meeting. The Commission directed staff to provide provisional appointment reports at each quarterly meeting. The first report on provisional appointments was issued to the Commission at its July 17, 2008 quarterly meeting. The Commission will now receive these reports quarterly. Nepotism and Favoritism
F7: Civil service rules provide for the creation of “eligible lists” of applicants’ names ranked by their examination scores (written, oral, or training and experience ratings). These lists can remain in effect for a maximum period of two years or be abolished before that term by the Personnel Director. Civil service rules can be interpreted to allow provisional appointments after the abolishment or expiration of one eligible list and before a new one is created, or even before any valid eligible list exists.
F8: County management claims to be unaware of specific employee complaints regarding misuse of the provisional appointment process. Nepotism and Favoritism
F9: Civil service rules prohibit the hiring of first or second degree relatives (spouses, parents, children, grandchildren, or siblings) by department heads. These same relatives may not be given positions as direct reports or be within supervisory line of authority. Department heads are also “discouraged” from appointing first or second degree relatives to volunteer assignments within their departments. However, first or second degree relatives may be hired by different department heads, or may work together within the same department as long as one does not supervise the other.
F10: This Grand Jury was unable to confirm any violations of County nepotism policy. Response from the County: AGREES. Response from the Civil Service Commission: AGREES. The Commission accepts the statement that the Grand Jury was unable to confirm any violations of the County nepotism policy.
F11: This Grand Jury was unable to find County administration and personnel code or civil service rules defining or prohibiting “favoritism.”
Related Recommendations (1)
R3: The Board of Supervisors should direct the Personnel Department to develop and maintain a record of all first and second degree relatives employed by the County and to provide a report on a regular basis to the Civil Service Commission. Response from the County: WILL NOT BE IMPLEMENTED. The Personnel Department does not require disclosure or collect data regarding family relationships on job applications and does not require employees to routinely disclose changes in relationships during the course of their employment. The collection of such data could be considered a violation of State or Federal confidentiality protections or prohibitions against discrimination based upon marital, family or other protected status. The County’s nepotism policy prevents department heads from hiring their spouses, parents, children, grandchildren, brothers or sisters (first or second degree relatives) in paid positions within their own departments. Additionally, no person who is related to a manager may be appointed or assigned to a position which is in direct reporting relationship or within supervisory lines of authority to such a manager or supervisor. Family relationship data is necessary in hiring decisions related to department heads and other subordinate/supervisory relationships. However, the County’s current nepotism rules do not prohibit the hiring of first or second degree relatives who are unrelated to the department head and are not in the same chain of supervision as their first or second degree relatives.
F12: Some County employees with hiring practices complaints are not comfortable meeting with the CAO, the Personnel Director, or their representatives, fearing retaliation.
Related Recommendations (2)
R1: County management and SEIU should meet regularly to review specific employee complaints concerning hiring practices. Response from the County: HAS BEEN IMPLEMENTED. The Personnel Department’s labor relations division meets on an on-going basis with SEIU regarding hiring practices and other matters. Civil Service Commission rules govern examinations and appointments in the hiring process and contain appeal procedures for employee complaints. The Personnel Department will, however, discuss this recommendation with SEIU in hopes of improving communication, especially in the context of verifiable employee complaints that may be outside the scope of standard appeal venues. Provisional Hiring Practices
R8: The Board of Supervisors is encouraged to create a body independent of county government to serve as the first point of contact for all whistleblower complaints; from there they can be forwarded to the appropriate entity for investigation and resolution. Response from the County: REQUIRES FURTHER ANALYSIS. The Auditor-Controller will review suggestions for modifying the Whistleblower Hotline and will make appropriate recommendations to the Board.
F13: County code charges the Civil Service Commission with assuring that, whenever possible, merit employment principles are followed. Response from the County: AGREES. Response from the Civil Service Commission: AGREES. County code section 2.46.080 provides that the Civil Service Commission assure that employees within the civil service system are selected, promoted, evaluated and retained within merit employment principles.
F14: The Brown Act restricts the Civil Service Commission’s ability to guarantee confidentiality to employees complaining about the County’s hiring practices because all meetings among three or more commissioners must be public. To conform to the Brown Act and yet still provide a confidential forum for County employee complaints, the Civil Service Commission created an ad hoc committee in 2007 consisting of two commissioners to hear complaints from SEIU members. Whistleblower Program
Related Recommendations (1)
R4: The Civil Service Commission should permanently create a standing committee consisting of two commissioners to hear and investigate personnel and hiring practice complaints. Upon conclusion of each of its investigations, this committee should report its findings and recommendations to the full commission. Response from both the County and from the Civil Service Commission: WILL NOT BE IMPLEMENTED. In 2007 the Civil Service Commission created a temporary ad hoc committee, consisting of two commissioners, to hear complaints from SEIU members. The Brown Act (Government Code Section 54952), County Code (2.46.060), and Civil Service rules (Section 130 I. 1. A.) restrict the Civil Service Commission’s ability to create a standing committee and still maintain a confidential forum for county employee complaints. The meetings of a standing committee composed of less than a quorum of the commission would be subject to the notice, agenda, and public participation requirements of the Ralph M. Brown Act. It is not possible under the Brown Act to set up a permanent standing committee that could accomplish a confidential forum for complaints of County employees. Whistleblower Program
F15: Santa Cruz County’s whistleblower program was established by the Auditor- Controller’s Office in early 2005, possibly stimulated by federal corporate governance legislation passed a few years earlier. The program continues to be administered by the Auditor-Controller’s Office today.
F16: Complaints received by the whistleblower program can address any part of the county’s operation, not just personnel issues or hiring practices.
F17: Code compliance complaints are referred to the Planning Department.
F18: The program was contacted 32 times during calendar year 2007. Fifteen were determined to be outside the scope of the program and two were general questions and referred elsewhere. The remaining 15 were opened as whistleblower cases; 12 were closed during 2007 and three were still open at the end of the year.
F19: Four whistleblower cases involved complaints of improper hiring practices. Two complaints were found to be without merit and closed while two others remained under investigation at the end of 2007. Response from the Santa Cruz County Auditor-Controller: AGREES.
F20: Employee complaints received by the whistleblower program are given to department heads for investigation and resolution; employees are not informed in advance about this policy. The Grand Jury received testimony that whistleblowers could be easily identified by coworkers or supervisors.
Related Recommendations (1)
R6: Effective immediately, all employees complaining to the whistleblower program should receive full disclosure regarding the details of the resolution process for their particular complaint. Specifically, they should be told if their complaint will be forwarded to a department head for action. Response from the County: HAS NOT YET BEEN IMPLEMENTED, BUT WILL BE IMPLEMENTED IN THE FUTURE. Changes have been made to the information provided to employees who telephone the hotline and speak to a staff person. Changes are in the process of being made to the English and Spanish versions of the voicemail and website information. Changes will be implemented by November 30, 2008. Response from the Santa Cruz County Auditor-Controller: HAS NOT YET BEEN IMPLEMENTED, BUT WILL BE IMPLEMENTED IN THE FUTURE.
F21: Department heads are given six months to report the results of their investigations to the Auditor-Controller’s Office. The CAO and Personnel Director may also be notified about the complaints. Response from the County: AGREES. Response from the Santa Cruz County Auditor-Controller: AGREES.
Related Recommendations (1)
R7: Preliminary results of whistleblower investigations should be required within 60 days of the original complaint. Response from the County: HAS BEEN IMPLEMENTED. This requirement is in effect for reports received after August 15, 2008. Response from the Santa Cruz County Auditor-Controller: HAS BEEN IMPLEMENTED.
F22: Although with careful scrutiny the whistleblower program link can eventually be located, many people have difficulty finding it on the county’s website. Typing “whistleblower hotline” into the search box results in “no matches.”
Related Recommendations (1)
R5: The County website’s search function should be updated so that typing in the keyword “whistleblower” results in a path to the hotline information. Response from the County: HAS BEEN IMPLEMENTED. Response from the Santa Cruz County Auditor-Controller: HAS BEEN IMPLEMENTED.
Findings & Recommendations 22 findings
F1: Service Employees International Union (SEIU) has lodged a complaint regarding hiring practices and the county’s whistleblower program with the Civil Service Commission. Provisional Hiring Practices
F2: During calendar years 2006 and 2007, 62 provisional appointees were hired to permanent positions. These represented just over two percent of the 1,733 total County hires for that time period. (Despite making two requests, the Grand Jury was unable to obtain the number of total hires per department.)
F3: Three departments – District Attorney, Health Services Agency (HSA) and Animal Services Authority – accounted for 38 -- or more than 60 percent -- of the provisional appointments hired to permanent positions by the County during 2006 and 2007. Thirteen of 27 departments hired no provisional appointments to permanent positions at all during the last two years. [See Bar Graph 1] Bar Graph 1. Provisional appointments hired to permanent positions (Calendar years 2006 - 2007, all County departments) 16 14 12 10 8 6 4 2 - D is t H ric e t a A A lt n h tt i o m S H r e n a u r e l m v y S P ic a e a e n r r s v k P S i s c e A e e r g r s s S v e o i h n A c n e c e u n I y r s n t e i h f f l f D o o C r P e r m it o r p y o a r a o b P t r i n t a o u m e t n b io r e G l S i n n / c e e t J D W n r a C v e e i o l i r p o c a r u a e k C l n s r s & t o t m y u E T e n C m n r t l e y e t e a T r C r k s g r o u a e / u r n n E A e n s c r u l s p e y d / e o c A S i T l t r t i g o t o a e a r r x n r t i s A v c i s o C i u g c n l o r e t i u A l c le r u s a c l s t l t e A u o C s r u r a o s d l m o B i E t r o o m x a r t ' i R s r e s d s n e P i s c o o o C i o f n o o r S h n l d i u e l P d p r l s e S a r n u R v n p is e i p n o d o C g r e r s v o t D e u e C l n o p t l p e y a m r r A k tm e d o n m e f t n t i h n t e is t B ra o t a iv r e d O ffic e s
F4: Provisionally appointed employees have a clear advantage over other candidates competing for permanent positions the provisionals temporarily occupy. For the last two calendar years, nearly two-thirds of all County provisional appointees were hired to permanent positions; for individual departments the success rate was as high as 100 percent. [See Bar Graph 2] Bar Graph 2. Provisional appointments successfully hired to permanent positions (Calendar years 2006 - 2007, County departments with provisional appointments only) 18 16 14 12 10 8 6 4 2 - D istric H t e A a tt l o th r A n S n e e i y m rv a i H c l e S u s e m r A a v g i P n c e a e S n r s e c k A s y rv P u ic e th e r o s s o r D i n t S y e n h p e e a l r r if t I f m n C f e o o n r r m t o P n a r e t o i r o b n / a J t S P a io e u il n r b v l D i ic c e G e W p s e a o n r r e t k m r C s a e l o n & u t n E t C y m o C e u r le n g r t e y T k n r C / c e E y o a l u s S e u n T c e s r r t r e i a e v o r n i l n c / s s e T p A o a u r x d t a i C t t o i o o r l s n le c to r s Provisionals Hired to Probationary Provisionals Not Hired to Probationary
F5: Santa Cruz County code charges the Civil Service Commission with the responsibility for the process of approving provisional appointments. This responsibility has been delegated to the Personnel Director.
F6: Unless there is an appeal, there is no formal oversight by the Civil Service Commission itself of a provisional appointment.
F7: Civil service rules provide for the creation of “eligible lists” of applicants’ names ranked by their examination scores (written, oral, or training and experience ratings). These lists can remain in effect for a maximum period of two years or be abolished before that term by the Personnel Director. Civil service rules can be interpreted to allow provisional appointments after the abolishment or expiration of one eligible list and before a new one is created, or even before any valid eligible list exists.
F8: County management claims to be unaware of specific employee complaints regarding misuse of the provisional appointment process. Nepotism and Favoritism
F9: Civil service rules prohibit the hiring of first or second degree relatives (spouses, parents, children, grandchildren, or siblings) by department heads. These same relatives may not be given positions as direct reports or be within supervisory line of authority. Department heads are also “discouraged” from appointing first or second degree relatives to volunteer assignments within their departments. However, first or second degree relatives may be hired by different department heads, or may work together within the same department as long as one does not supervise the other.
F10: This Grand Jury was unable to confirm any violations of County nepotism policy.
F11: This Grand Jury was unable to find County administration and personnel code or civil service rules defining or prohibiting “favoritism.”
F12: Some County employees with hiring practices complaints are not comfortable meeting with the CAO, the Personnel Director, or their representatives, fearing retaliation.
F13: County code charges the Civil Service Commission with assuring that, whenever possible, merit employment principles are followed.
F14: The Brown Act restricts the Civil Service Commission’s ability to guarantee confidentiality to employees complaining about the County’s hiring practices because all meetings among three or more commissioners must be public. To conform to the Brown Act and yet still provide a confidential forum for County employee complaints, the Civil Service Commission created an ad hoc committee in 2007 consisting of two commissioners to hear complaints from SEIU members. Whistleblower Program
F15: Santa Cruz County’s whistleblower program was established by the Auditor- Controller’s Office in early 2005, possibly stimulated by federal corporate governance legislation passed a few years earlier. The program continues to be administered by the Auditor-Controller’s Office today.
F16: Complaints received by the whistleblower program can address any part of the county’s operation, not just personnel issues or hiring practices.
F17: Code compliance complaints are referred to the Planning Department.
F18: The program was contacted 32 times during calendar year 2007. Fifteen were determined to be outside the scope of the program and two were general questions and referred elsewhere. The remaining 15 were opened as whistleblower cases; 12 were closed during 2007 and three were still open at the end of the year.
F19: Four whistleblower cases involved complaints of improper hiring practices. Two complaints were found to be without merit and closed while two others remained under investigation at the end of 2007.
F20: Employee complaints received by the whistleblower program are given to department heads for investigation and resolution; employees are not informed in advance about this policy. The Grand Jury received testimony that whistleblowers could be easily identified by coworkers or supervisors.
F21: Department heads are given six months to report the results of their investigations to the Auditor-Controller’s Office. The CAO and Personnel Director may also be notified about the complaints.
F22: Although with careful scrutiny the whistleblower program link can eventually be located, many people have difficulty finding it on the county’s website. Typing “whistleblower hotline” into the search box results in “no matches.”
Additional Recommendations 8

Not linked to specific findings.

R1: County management and SEIU should meet regularly to review specific employee complaints concerning hiring practices. Provisional Hiring Practices
R2: The Civil Service Commission should periodically review individual provisional appointments to ensure the system is not being abused. Nepotism and Favoritism
R3: The Board of Supervisors should direct the Personnel Department to develop and maintain a record of all first and second degree relatives employed by the County and to provide a report on a regular basis to the Civil Service Commission.
R4: The Civil Service Commission should permanently create a standing committee consisting of two commissioners to hear and investigate personnel and hiring practice complaints. Upon conclusion of each of its investigations, this committee should report its findings and recommendations to the full commission. Whistleblower Program
R5: The County website’s search function should be updated so that typing in the keyword “whistleblower” results in a path to the hotline information.
R6: Effective immediately, all employees complaining to the whistleblower program should receive full disclosure regarding the details of the resolution process for their particular complaint. Specifically, they should be told if their complaint will be forwarded to a department head for action.
R7: Preliminary results of whistleblower investigations should be required within 60 days of the original complaint.
R8: The Board of Supervisors is encouraged to create a body independent of county government to serve as the first point of contact for all whistleblower complaints; from there they can be forwarded to the appropriate entity for investigation and resolution.
Findings & Recommendations 27 findings
F1: Blaine Street is designed for women inmates who have been screened as minimum security risks. Low risk medium security women may also be assigned to this facility.
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F2: In 2006, the average inmate population was 24, and in 2007 (through September 26, 2007) was 25. On the day of the initial visit, there were 27 inmates. Approximately 20 percent of the women are Hispanic; the majority are identified as “White.” The average age is 35.
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F3: On September 5, 2007, the California Corrections Standards Authority recommended that Blaine Street be reclassified from a Type III facility (minimum security only) to a Type II facility, which would allow some medium security women to be moved from the Main Jail, reducing overcrowding there. This reclassification was implemented on September 5, 2007.
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F4: Most women at Blaine Street are incarcerated for drug and alcohol offenses. Some are there for theft and embezzling offenses, usually related to drug and alcohol addiction. On September 26, 2007, Blaine Street inmates consisted of women convicted of 17 felonies and nine misdemeanors.
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F5: The average stay is about two months. The maximum is one year.
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F6: In 2006, only one violent incident was reported at Blaine Street. Gang affiliation has not been a problem in this facility and inmates do not require separation based on gang identity.
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F7: The California Corrections Standards Authority issued a very positive assessment in a report dated September 5, 2007, stating that Blaine Street “continues to be a well run and clean facility.”
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F8: The front door is locked to the outside but not from the inside. There is a security camera on the outside of the front door, but nothing prevents an inmate from walking away. In 2006, the superintendent reported six inmates had walked away; all were apprehended and returned to the Main Jail.
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F9: Telephones are available and can be used with a prepaid account. Blaine Street 2007–2008 Santa Cruz County Grand Jury Final Report
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F10: The meals are fresh and well balanced. The food services manager at the Main Jail prepares the menu.
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F11: In a report dated July 10, 2007, the Environmental Health report indicated, “The homestyle hood in use is insufficient for use over the commercial range.” According to a phone call to the Supervising Correctional Officer on December 13, 2007, a commercial hood is being considered for future installation. Response from the County: AGREES. A commercial hood will be installed when funding becomes available
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F12: The Blaine Street supervisor is present four days a week. Her time is split between Blaine Street and the Work Furlough program.
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F13: In addition to the supervisor, there is one corrections officer on duty who works a 12- hour shift. Corrections officers are rotated among all the county jail facilities, so several different officers are assigned to Blaine Street each week.
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F14: Some staff members speak Spanish, but it is not required. If there is a language barrier, other inmates are asked to translate.
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F15: A Work Furlough program is available to inmates who meet program requirements. It allows them to leave the facility for a job, but they must return when their work hours are completed. The program will accommodate any work schedule the employer requires. Inmates are responsible for their own transportation, clothing and meals when they leave Blaine Street.
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F16: Each inmate is required to spend time working in the kitchen, doing laundry, or cleaning the facility.
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F17: Educational and support programs are offered. Each time one of the women attends a class, group meeting or other program, it is counted as a “unit.” In a typical month there are more than 500 units of attendance counted for all of the classes, groups and programs.
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F18: Computer training classes are offered to the inmates. The plan is to double the number of computers available from six to 12 and connect them to the Internet. Computers cannot be used by inmates without supervision.
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F19: In addition to computer training, other programs include: • The Santa Cruz City Adult School offers classes for a General Education Degree (GED), job skills and parenting. • The Santa Cruz County Health Services Agency (HSA) offers classes on women’s health issues and provides Hepatitis C and HIV testing. • The Walnut Avenue Women’s Center offers a support group for domestic violence victims. • Pajaro Valley Prevention offers classes dealing with drug and alcohol abuse. The class meets four times a week for 90 minutes each session. Once a week, it is offered in Spanish. From July through September 2007, there were almost 400 units of attendance recorded in these classes. • Alcoholics Anonymous (AA) and Narcotics Anonymous (NA) hold regular meetings at Blaine Street. Blaine Street 85 2007–2008 Santa Cruz County Grand Jury Final Report • Volunteers teach a popular knitting and crocheting class; yarn and other supplies are donated. • Volunteer groups offer religious services. • Volunteers from Friends Outside bring books for the library and other resources for the inmates.
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F20: Inmates have access to transitional programs such as Gemma, which serves as a halfway house for women making the adjustment back to civilian life after incarceration.
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F21: The non-profit agency New Directions uses state funds to provide counseling and educational services to the children of incarcerated parents. This agency provides services to South County families of women at Blaine Street.
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F22: Inmates have free time, which they can spend on the patio or lounging in the building. A small room has exercise equipment, though it was not being used on the day of the Grand Jury visit.
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F23: Inmates are allowed to grow fresh vegetables for their meals in an onsite garden.
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F24: Inmates may schedule one visit a week on weekends from a pre-approved list of up to eight visitors. Visits can be held in the common room or outside on the patio.
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F25: The nurse from the Main Jail is available 24 hours a day and visits three times a week. There is no onsite medical supervision. Inmates can be transported to public medical facilities in an emergency. Recent policy changes allow for dispensing methadone and other medications.
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F26: Twelve inmates are randomly drug tested each month. Additionally, if women show signs of behavior that could be drug induced, they are transferred back to the Main Jail.
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F27: There is no automated external defibrillator (AED) at Blaine Street although one was recommended by the previous Grand Jury. Response from the County: AGREES. An AED has not yet been implemented due to funding restraints, but it is anticipated that an AED will be installed during FY 2008-09. Conclusions
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Additional Recommendations 3

Not linked to specific findings.

R1: The Grand Jury recommends that the Sheriff’s Department replace the hood over the range with a commercial hood.
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R2: The Grand Jury recommends that the Sheriff’s Department implement long-term staff assignments, giving preference to correctional officers who are bilingual in Spanish and English. Having a consistent staff, rather than a different corrections officer every few days, would better serve the inmates.
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R3: The Grand Jury strongly recommends that the Sheriff’s Department install an automated external defibrillator (AED) at Blaine Street, as recommended in the 2006- 2007 Grand Jury Report.
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Findings and recommendations not yet extracted.

Findings & Recommendations 8 findings
F1: The case studied involved one company having a large number of parcels and multiple businesses. It was necessary for the assessor, with the property owner’s eventual concurrence, to segregate the parcels and associated improvements and other assets in order to determine which parcels, improvements and other assets were related to the requested assessment reduction.
F2: The business associated with the requested assessment reduction in this particular case is relatively unique making the use of “comparables” difficult. The Assessor’s Office, therefore, relied on the Income Method for determining the value of the property.
F3: The initial assessment was established using base-year values adjusted per the requirements of Proposition 13 and augmented by annual valuations of equipment. Reductions under the auspices of Proposition 8 were based on multiple factors including the capitalization of the business’ five-year average income stream.
F4: A one-year study of the business was conducted by the assessor. Industry experts were consulted to assure the assessor’s understanding of the business and the reasonableness of various valuations.
F5: Externally audited consolidated financial reports were used as a starting point for the income analysis. Secondary financial reports, isolating the business associated with the requested assessment reduction from the consolidated financials, were prepared by the property owner.
F6: The property owner’s accounting processes, audited consolidated financial reports and breakouts were tested by the assessor’s staff working both at the property owner’s site and in the Assessor’s Office.
F7: An agreement stipulating the value of the property in question for tax purposes (Settlement Agreement and Mutual Release) was approved by the Assessment Appeals Board and executed by the property owner and the county.
F8: Annual reviews by the assessor of the reduced assessment are being conducted as required. Conclusions
Additional Recommendations 3

Not linked to specific findings.

R1: Expand the Assessor’s Office web site to include a discussion of how business assessments are conducted. Without disclosing confidential financial information, the methodology used by the Assessor’s Office should be explained for different categories of properties so that the appraisal approach is more transparent. This would enhance the public’s understanding and perception of the fairness of the assessment process.
R2: When the income method is used, thoroughly investigate the ownership structure of a business to assure that the Earnings Before Interest, Taxes, Depreciation, and Amortization (EBITDA) is not being reduced through expenses that principally benefit the owners or owner-related parties (e.g., excessive salaries, “consultancies,” travel and entertainment, gifts). If such expenses are found to have reduced the income of the business being evaluated, they should be added back into the stated EBITDA.
R3: When using a business property owner’s financial statements to determine the income stream to be used in the assessment of business property, require that those statements be audited and certified by an independent external auditing firm for the applicable portion of the business.
Findings & Recommendations 51 findings
F1: Adequacy of Security in the Election Process A. Data Security
F2: Sequoia equipment and software goes through extensive testing by Sequoia Systems. This testing is required by the state.
F3: The Sequoia Systems’ touch screen voting machine uses a voter verified paper trail which is the fundamental protection against software errors in recording the vote, provided there is a good audit procedure following the election.
F4: Procedures are in place to protect the integrity of the data on the voting machines’ memory packs and results cartridges. These items are external and - 4 Electronic Voting removable and protected with traceable seals. Any sign of tampering with the seals is reported to the Election Department and investigated. There is a standard reporting form, and written procedures are provided to the poll workers.
F5: The ballot information file for each precinct was created by the Santa Cruz County Election’s Department’s Information Systems Analyst and the program coordinators. It was sent electronically to Sequoia, the vendor, where the ballot election files were created. Sequoia also provided the printed paper ballots. There was a unique file created for each precinct. Files were then sent back electronically to the SQL server which resides in the Information Systems Analyst’s office for updating and testing. Sequoia provided all testing scripts and assisted in the testing this past election.
F6: Prior to the November 2006 election, the ballot information was reviewed, modified and approved by the county program coordinators and the Information Systems Analyst until it was ready to be sealed. The Information Systems Analyst, via a memory stick, manually extracted the data and loaded it onto a stand-alone laptop system. The cartridges for the voting machines were written from this system. They were sealed and coded. Once sealed, they were ready for distribution to the voting machines.
F7: During the last election, some areas for improvement on warehouse check-in and out of equipment were noted. For example, the person checking out equipment was not identified. B. Warehouse Security
F8: All voting equipment and accessories for Santa Cruz County are stored in a secure warehouse within the city of Santa Cruz. The exception to this is the SQL server, which is used as a network server for the Elections Department, and the 400C (absentee paper ballot counter) which resides in the Information Systems Analyst’s secured office. All files are backed up and stored in a storage area offsite at the Elections Department warehouse.
F9: The results cartridges for the touch screens and memory packs for the scanners are created on a stand-alone computer at the warehouse. They are then loaded and sealed into the appropriate precinct equipment and stored until ready to be shipped to the polling place. Access to both the warehouse and office are controlled through the use of color-coded security badges. Four Elections Department supervisors with the widest access to the county's voting machines and voting materials have their own color-coded badge. Temporary employees, who must be escorted and supervised inside the secure area, have a different color badge, as do permanent Elections Department employees, visitors and exhibitors, and voting machine vendors.
F10: The warehouse has an alarm system, provided by First Alarm. An access card is required in order to enter. The Information Systems Analyst, Department Information Systems Specialist and the Election Officer have the First Alarm access code. Electronic Voting - 5
F11: A large door is locked from the inside. All equipment is within a caged area of the warehouse with controlled access. C. Poll Site Security/Physical Equipment
F12: The assigned person at each precinct picks up the voting equipment from the warehouse the day before the election. The cartridges are already in place and sealed. A poll worker takes the equipment home. On election day, they take it to the polling place and set it up.
F13: At the close of the polls, two designated persons break the seals on the results cartridge and the memory pack and remove them from the machines. Cartridges and seals are put in a sealable orange bag. The printer is removed from the touch screen machine for transport. The orange bag and printer are prepared by an inspector and a designated person. These items are taken to the election department, where the bags are checked, verified, and stored in the Information Systems Analyst office until ready to tally. The person who checked out the equipment and brought it to the polling site is also responsible for taking it back to the county building. All voting equipment is eventually returned to the warehouse for storage.
F14: After the November 2006 election, the above process was reviewed by election staff. It was found that there were delays in equipment check-in.
F15: The issue of fire protection of the polling places was not addressed when the polling places were chosen. Since most poll sites are in public buildings, it was assumed that the fire protection available at the poll site location would be relied on.
F16: The strategy to put just one touch screen at each polling place proved to be a good one. It satisfied the requirements for voter accessibility while providing more current technology for voters. The mixture of technology also provided backup. If the printer or other equipment had a problem, voters had another way to cast their votes. - 12 Electronic Voting
F17: Sequoia Systems is a state-approved vendor for the new voting equipment. They were chosen by Santa Cruz County to provide the voting equipment.
F18: The touch screen voting machine has a printer which records the votes. It has 300 feet of paper inside the machine. During the last election, the paper often jammed.
F19: During the November 2006 election, two or three scanners failed and at least 12 printers jammed. When the failed scanners were tested, it was determined that they probably had been damaged in transport.
F20: The 400C Ballot Counter Machine reads the ballots very quickly. However, the catch basket, which is located outside the machine, is not large enough to hold all of the ballots. As a result, ballots can get bent or be ejected onto the floor. - 6 Electronic Voting
F21: The results cartridge plugs into touch screen equipment. It contains a database for capturing the votes as they are input by the voter. This cartridge cannot be removed without breaking a seal.
F22: The memory pack plugs into the optical scanner. It also uses a database for capturing the votes as they are input when the ballot is scanned. The memory pack cannot be removed without breaking a seal.
F23: Firmware (software imbedded in the machine) operates the machines. The Secretary of State demands the firmware be at a specific level (version). It cannot be changed after 60 days prior to election. A test is run to ensure the firmware level (version) is correct.
F24: To ensure the reliability and accuracy of the equipment, logic and accuracy testing is conducted by the vendor and county personnel. Some experts believe that this testing is insufficient for validating the accuracy and reliability of the vote. They argue that it consists only of verifying whether the equipment is working. It does not evaluate the equipment’s security.
F25: After they are finished voting, voters who use the touch screen equipment can verify the accuracy of their votes by looking at a compilation of their votes that is displayed in a window on the machine.
F26: Following a written procedure, the designated poll worker and one other poll worker break the outer seal and assist the first voter to verify prior to his or her vote that the “total votes” displayed is zero. Both the poll worker and the voter sign an official document verifying that the vote count is zero.
F27: On 10 percent of machines, a random sample with full paper recount is taken to check that the machines are tallying correctly.
F28: After the November 2006 election, Capitola initiated a manual recount. Each precinct was reconciled separately. With approximately 3000 votes to count, it came out to within one vote of the machine count. The final election results did not change. 29.During the November 2006 election, a number of absentee ballots had to be redone due to the types of pens used. Some voters used pens that bled through the paper and could not be read by the scanner.
F30: Provisional ballots were being used for voters who had come to the wrong polling place. Some provisional ballots had to be redone because they were folded the wrong way. Electronic Voting - 7
F31: An organized training plan with documentation was provided for the poll workers and inspectors. One person at each polling site was trained and certified to use the machines. There were “rovers” who traveled between polling sites to check on machines and supplies.
F32: Before the November 2006 election, county staff did a lot of on-the-job training while concurrently preparing for the election because the equipment arrived late. 33, The training documentation from the vendor had to be completely redone because it had to be customized to the design of the Santa Cruz County election model.
F34: In the future, the Elections Department plans to create a professional DVD to supplement poll worker training.
F35: Poll workers have documentation binders which have flip charts and checklists. Also, they are trained how to deal with the press and observers.
F36: Poll workers indicated they wanted more “hands-on training” with the machines in addition to having more poll workers trained on the equipment. These machines are sophisticated computer equipment, and if something goes wrong, many poll workers don’t know what to do. (See Poll Worker Survey in the Appendix for more information.)
F37: The physical arrangement of the polling places was similar to past elections. This consistency contributed to a stable atmosphere.
F38: The touch screen machine was positioned with the back of the machine to the wall. This placement meant that the voter’s selections could be seen by others standing nearby.
F39: The county was proactive in making the touch screen machine wheel chair accessible by re-engineering the support legs. In addition, they custom designed carrying bags for the scanner.
F40: Santa Cruz County was sued by the State Attorney General for not following Americans with Disabilities Act (ADA) regulations for polling sites. The parties agreed to settle the lawsuit without finding that the county had violated the ADA regulations.
F41: Some polling places that were shared by more than one precinct also shared touch screen machines. This arrangement caused some confusion because voters had to identify which precinct they were voting in as the first step in the voting process, and many did not know. - 8 Electronic Voting
F42: In the start-up process for the new voting system, the Department Information Systems Specialist, Elections Officer, Assistant County Clerk and the Information Systems Analyst were trained first, and then they were able to provide training for others. Sometimes training occurred simultaneously with the installation of the new equipment.
F43: The staffing for the poll places was conducted in the same manner as in previous elections. Polling place staff is typically temporary help from the community. The polling place supervisors are relied upon to pick up the equipment at the warehouse the day before the election, keep it at their houses overnight and take it to their polling places in the morning for set up.
F44: In an effort to educate the public, the Elections Department distributed thousands of voter pamphlets to the public via U.S. mail. The department personnel also gave speeches and distributed educational material at local public schools, bookstores, the Capitola Mall, and the county fair. Media promotion included television and public radio interviews and press releases.
F45: Despite the education campaign, some voters were confused as to how to mark their ballots. For example, some voters who used the paper ballots did not understand how to connect the arrows to the candidate or issue they were voting on.
F46: In general, voters who used the touch screen machine seemed unaware of the importance of verifying their votes by comparing them with the compilation of their ballot that was visible through a window on the machine.
F47: County election officials determined that there would be one touch screen at each polling place. The new scanner would be the main voting machine. They reported that this choice proved to be a good decision. Not only did it provide the necessary accommodations for voters with disabilities, but it also ensured the reliability of the voting process. Having a mixture of technologies ensured that votes could be cast in the event of equipment failures. For example, if the touch screen printer jammed, except for those who are sight impaired, voters had an option to use a paper ballot. Electronic Voting - 9
F48: A recent news release announced that Florida will shift its voting system to a system of casting paper ballots counted by scanning machines. Several counties around the country will be moving to adopt the touch screen system with the paper trail.
F49: On election day, the Grand Jury conducted a two-part poll worker survey and collected 104 surveys for analysis. The first part of the survey covered the poll worker training (see #4 above — Adequacy of Poll Worker Training), and the second part was a critique of the election day process. While most were extremely positive as to the work of the Elections Department, they made substantive recommendations for continued improvement of the elections process including the use and placement of the equipment. [See Appendix for full results of the survey.] One hundred and four poll workers out of a total of 917 in Santa Cruz County were surveyed. They were asked to rate aspects of the voting experience from 1 to 5, with five being the best rating possible. The results were as follows: • Training materials: 4.3 • Overall preparation: 4.0 • Adequacy of election day staffing: 4.5 • Ease of equipment set up: 4.3 • Workers indicated they wanted more training on the machines and “hands on” practice.
F50: The Grand Jury also conducted exit surveys with 320 voters throughout the county. (The total votes cast was recorded as 50,189 in 170 polling places.) The results of the survey are as follows: • Only about 19 percent of the sample chose to use the touch screen machines. • One hundred percent of those who chose to use the touch screen felt comfortable using it. • Ten percent of those who chose to use the paper ballot with optical scanner felt uncomfortable using it. B. Grand Jury Observations
F51: Members of the Grand Jury made general observations while conducting the exit voter and poll worker’ surveys at the November 2006 election. They witnessed the failure of some equipment and agreed with many of the - 10 Electronic Voting solutions suggested by the poll workers. [See Appendix for more information about the survey.]
F52: During the November 2006 election, it was observed that most poll workers gave paper ballots to the voters and did not indicate that the touch screen method was available.
F53: It was also observed that not all voters were offered a receipt for voting when they used the touch screen machine. Conclusions
Additional Recommendations 14

Not linked to specific findings.

R1: The Elections Department should continue to make security improvements, thereby ensuring the integrity of the data.
R2: Because this was the first year using the new electronic voting system, the Elections Department relied heavily upon the vendor for testing and support. In the future, the Election Department needs to create and conduct its own testing program.
R3: The use of the verifiable paper trail on the touch screen voting machine has proven successful. Pubic awareness of this method of verification should be stressed in the future.
R4: The poll workers should continue to follow procedures established for ensuring the security of the data, which include traceable seals on the memory packs and results cartridges and procedures for handling the seals. If a seal is found broken on a machine, that machine should not be used. In addition, all machines which have a broken seal at the end of the day, should undergo a full manual count.
R5: The Elections Department should work with the vendor to solve the various problems that arose with the ballot counter damaging ballots.
R6: The Elections Department should set up procedures for auditing the absentee ballots.
R7: Because comprehensive poll worker training proved difficult to provide with a limited staff and it is important to have most poll workers trained on the machines, staffing should be increased so that the management is not stretched too far by overseeing the election process while also training other staff and temporary employees.
R8: In future elections, the touch screen machines should be set up to provide more privacy for the voter. The side panels should also be larger for privacy in voting.
R9: Each precinct should have its own touch screen in the future to avoid voter confusion.
R10: Because the “ledger” size of the paper ballots was too large to fit comfortably in the old polling booths, the size of the paper should be adjusted to solve this problem.
R11: Because of the common practice of storing the equipment at the polling place supervisor’s house overnight, these supervisors should be identified as far in advance as possible to allow for additional training on security procedures and the vulnerability of the equipment.
R12: The Elections Department should plan to strengthen its “advertising” campaign for future elections. It should focus on educating the voters to verify the paper trail when using the touch screen equipment.
R13: The Elections Department should review the
R14: Since a number of poll workers dropped out the night before and morning of election day, requiring substitutes that were not trained, a pool of trained alternate poll workers should be available on election day to substitute in case of poll worker absenteeism.
Findings & Recommendations 30 findings
F1: Conclusions 2. Since the most pressing concern today is from where the money will come to maintain Medicare and Medicaid services for those who qualify under today’s system, extending it to include low-income families is not being discussed. 3. Santa Cruz County public, non-profit, and for-profit medical resources have worked together to make health care more accessible to low-income families. Commendation 1. The Human Services Department and the Health Services Agency are to be commended for ongoing focus on the delivery of adequate health care services to Santa Cruz County residents. Health Insurance Coverage 2000-2001 Grand Jury Recommendation 3: The Healthy Families Program should include parents in its coverage. Premiums should be set at more affordable levels in order to accelerate enrollment of families without insurance. Coverage should be maintained during short periods of seasonal unemployment. The Central Coast Alliance for Health should approach local employers to continue premium payments for families during short periods of seasonal unemployment to keep insurance coverage from lapsing. It should continue to expand the participation of specialists in its programs. County Response: This recommendation has been implemented. 2007-2008 Grand Jury Findings 12. The Healthy Families Program does not include parents in its coverage. Healthy Families insurance premiums vary depending on the health plan selected. Families receive a discounted premium if they select the local Community Provider Plan, which is the Central Coast Alliance for Health (the Alliance) in Santa Cruz County. The Alliance’s maximum monthly premium for a family with three or more children is $36 (or $108 per quarter). 13. Recent local funding contributions to the Healthy Kids program, which came primarily from Sutter Santa Cruz and Dominican Hospital, will allow the Alliance to move 295 children off the waiting list and into enrollment. 14. Seasonal unemployment only affects the eligibility of adults in a family receiving Medi-Cal. The Alliance reports that their Medi-Cal membership fluctuates by about five percent each year according to the growing season and migration of Medi-Cal recipients out of the area. Typically, a seasonal employee becomes eligible for Medi- Cal when the work season ends or slows down because the worker’s income A Promise Kept 29 2007–2008 Santa Cruz County Grand Jury Final Report decreases. When an individual’s work hours increase again, Medi-Cal eligibility could be lost due to the corresponding increase in income. Thus, an individual may qualify during periods of little work or unemployment but no longer qualify for Medi- Cal when working full-time. 15. Medi-Cal has no provision for continued eligibility if an adult no longer meets the criteria. However, children can maintain Medi-Cal eligibility for 12 months even if the adults in the family are terminated due to an increase in income or assets. 16. Although families pay no premiums for the Medi-Cal program, there are premiums associated with the Healthy Families and Healthy Kids programs. However, regardless of changes in family income, once a child is deemed eligible for Healthy Families or Healthy Kids, that child remains eligible for 12 months unless he or she becomes eligible for no-cost Medi-Cal, is covered by other health insurance, or turns 19. Children also lose Healthy Kids eligibility and coverage when they move out of Santa Cruz County. 17. In 2000, the Santa Cruz County population was 255,602. In 2007, the population increased slightly to an estimated 264,125 (3.3 percent). But the supply of health care specialists for Alliance programs has increased by almost 30 percent since that year. In 2000, the Alliance had an average of 499 specialists available to serve Santa Cruz County residents. As of March 2008, 697 specialists are available. 18. The Alliance collaborates with over 60 community coalitions and organizations to promote its programs, including the Santa Cruz County Human Services Department. It also promotes health care resources to the public at events, such as farmers’ markets, health fairs, community block parties, and other festivals. In addition, the Alliance publishes a provider bulletin in which providers are urged to encourage their Healthy Families and Healthy Kids patients to stay enrolled and thereby continue their health care coverage. 19. In March 2008, at California’s annual Medi-Cal Quality Conference, Central Coast Alliance for Health tied for first place with Health Plan of San Francisco, winning the Gold Award for the highest rate of preventive care services among all 39 Medi-Cal health plans in California. The Alliance also won a second place Silver Award for member satisfaction. Conclusions 4. Because Healthy Families is a state and federally funded health plan, Santa Cruz County cannot change the eligibility requirements for the program. 5. The 2000-2001 report recommended, “Coverage should be maintained during short periods of seasonal unemployment.” But, in fact, qualifying seasonal workers are covered while unemployed. They risk losing coverage when employed because their income may exceed guidelines. That issue has not been addressed by Medi-Cal or any county agency. 6. A public/private partnership exists in the county to provide affordable access to health care for low-income individuals and families. A Promise Kept 2007–2008 Santa Cruz County Grand Jury Final Report
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F2: County code violations do not always result in enforcement action. • The Planning Department documents some violations but does not enforce them, for example, violations of residential property fence height limits. Response from the County: PARTIALLY AGREES. In certain, limited situations such as side or rear yard fences that are slightly over the maximum height, no enforcement action is taken due to workload/caseload issues. Enforcement action for other minor violations may be limited to the issuance of a Notice of Violation (Red-tag) and recordation of the Notice of Violation on the property title. The Notice of Violation must be addressed when the property is sold or refinanced or when a permit is required for something else. • Some enforcement decisions are based upon Board of Supervisors’ policy, such as the 2002 board policy specifying that structures built pre-1980 without permit will not be subject to enforcement. Response from the County: PARTIALLY AGREES. This policy directive is followed, but pertains solely to non-habitable structures. • “No enforcement” is one complaint classification category in HANSEN®. Between March 29, 2007, and February 7, 2008, 11 percent of “no enforcement” decisions were based on policy adopted by the board; the remaining 89 percent were decided within the Planning Department without clear policy guidelines. Response from the County: DISAGREES. A portion of these “no enforcement” designations were open Service Requests (complaints) that had not yet been resolved. The Code Compliance staff initially selected “no enforcement” in the Hansen system for complaints that did not immediately result in the issuance of a Notice of Violation. It is common for a Code Compliance Investigator to conduct a site inspection and need to perform additional review of office records before determining whether, in fact, a violation exists. The remainder of the Service Requests referred to were actually resolved, with no further action, using the “no enforcement” designation. During the deliberations that ultimately led to adoption of the policy regarding structures built without permits prior to 1980, the Planning Department informed the Board that there is a category of violations that are so minor that no enforcement action on the part of the County is warranted. Planning Department management staff is involved in the decision-making process for each of the Service Requests that result in resolution using the “no enforcement action” coding. Examples of these determinations include side or rear yard fences that are a few inches over height, or a minor setback encroachment of a deck that would not otherwise require a Building Permit. Code Compliance Enforcement 3 2007–2008 Santa Cruz County Grand Jury Final Report
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F3: There is no formal policy requiring county building inspectors or code compliance investigators to report code violations they might chance upon. • The City of Watsonville requires home maintenance compliance, and its inspectors report violations they happen to see. • The City of Santa Cruz expects its staff to report obvious violations it encounters as a matter of policy. Response from the County: DISAGREES. The Planning Department Procedures Manual contains a Section related to the reporting of code violations by staff. That procedure, established in 2006, requires that certain types of violations be reported to the Code Compliance Section if encountered by any departmental employee during the course of their work. These include obvious and serious health and/or safety violations, significant environmental violations, and construction in-progress. The procedure contains specific definitions to provide further guidance to staff related to filing a code compliance complaint.
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F4: After a party files a complaint and receives an initial acknowledgement letter, the complainant is responsible for future contact with the Planning Department to determine the status of the violation.
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F5: It appears to be technically feasible to access the public information contained in the code violation database and there is a plan to implement public online INCOMING COMPLAINTS (by type) access before the end of 2009. 50.0% Currently, members of the public wishing to learn the status of a code violation must telephone or visit the 40.0% Planning Department. Response from the County: AGREES. 30.0%
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F6: The code compliance staff fields roughly 750 incoming complaints 20.0% annually. About 300 of the complaints require continuing 10.0% extensive investigation and action. These represent approximately 40 percent of the total; the other 60 0.0% BUILDING ZONING VIOLATIONS ENVIRONMENTAL REFERRALS percent are either found to be invalid VIOLATIONS VIOLATIONS or are referred to another agency for appropriate action.
F7: Each of the four full-time and one half-time code compliance investigators averages 66 new complaint investigations per year (not including those classified as “no violation,” “no enforcement action,” or “referred to other agency”), or fewer than two each week.
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F8: The code compliance group has positions for one typist/clerk, one planning technician, five code compliance investigators, and a principal planner. Additional assistance may also be provided by county financial and legal staff. Code Compliance Enforcement 2007–2008 Santa Cruz County Grand Jury Final Report
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F9: Earlier this year one investigator worked half time assisting the Planning Department’s understaffed fiscal section.
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F10: One additional investigator position has been funded but will not be filled during 2008; funding for this position for 2009 is not guaranteed.
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F11: Staff responsible for data entry works part time performing Planning Department receptionist duties.
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F12: To help reduce the overall workload, follow-up with complainants is generally limited to a single written acknowledgment that the complaint has been received. Also the Planning Department does not take any enforcement action against some low-priority violations or investigate anonymous complaints. Response from the County: PARTIALLY AGREES. In addition to the written acknowledgment of the complaint, code enforcement staff frequently answer questions from complainants about the status of a case throughout the enforcement process. In addition, our Compliance-by-Mail Program requires the original complainant to verify that a violation has been in fact been resolved following receipt of a declaration from the property owner stating that the violation has been corrected. Planning staff makes contact with the complainant to verify resolution. Staff is also investigating whether it will be possible, within the Hansen system, to allow complainants to access the status of their code complaints on-line.
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F13: Compliance-by-mail form letters are sent to violators asking for voluntary cooperation in correcting some low-priority violations. Violators comply by returning a signed Declaration and Affidavit of Correction. Investigators may subsequently perform an inspection to confirm compliance. Violations currently handled this way include illegally inhabited mobile homes or campers, or people keeping too many cats or dogs. Compliance-by-mail was used in two percent of the complaints reviewed by the Grand Jury.
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F14: Despite two requests, the Grand Jury was not provided with precise data describing the size of the backlog of unresolved code compliance complaints or the rate at which this backlog is growing. One estimate provided was that for every 100 complaints entering the system 80 were being resolved, leaving 20 to accrue to the existing backlog. Based on this estimate and the annual number of complaints, the backlog of unresolved complaints would grow by about 150 a year. Response from the County: DISAGREES. We believe that the Department has now provided all information requested by the Grand Jury related to their investigation. There was an initial misunderstanding as to whether such a request was related to code compliance cases that reside in the older, ALUS system or in Hansen. Information on this topic of the backlog does exist for both systems and has since been provided to the Grand Jury. There has been a dramatic reduction in the number of unresolved cases since the beginning of 2008 due, in large part, to the audit of the department’s records related to the transition to the Hansen system. In addition, the department has implemented a systematic strategy for addressing the backlog and is confident that further reductions will occur. Code Compliance Enforcement 5 2007–2008 Santa Cruz County Grand Jury Final Report
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F15: There are many rules built into the current code violation resolution system that allow violators to delay complying with code requirements. Examples: • It may take six weeks or more to get on the calendar for a protest hearing. • Once the hearing is scheduled, the violator has the right to delay the hearing once. • During the hearing, a violator may request a continuance, which the judge will usually grant.
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F16: In 2003, the Planning Department committed to the Board of Supervisors to develop written procedures for using the HANSEN® system. The code compliance group has established process mileposts and created a detailed flow chart, but there is no employee procedures manual for handling complaints. Response from the County: DISAGREES. The Grand Jury was provided with a high level summary page that represents the milestone flow within the Code Violation case type. This summary page was excerpted from a detailed user’s manual that guides users through each milestone of a code case, from intake to completion. This manual, over 120 pages in length, was developed in July of 2007 and was distributed to each of the Code Compliance staff to assist them in their transition to using the Hansen system.
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F17: Except for a single summary report, the HANSEN® system was not generating data management reports as of March 1, 2008.
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F18: The Planning Department has requested at least 12 data management reports. As of April 11, 2008, only six of the reports originally requested the previous December were completed. Response from the County: PARTIALLY AGREES. Initially, the development of management and other system reports was a joint undertaking by the Planning Department and the County Information Services Department. However, after several months, it became clear that the development of these reports required a stronger technical background, and the Information Services Department took the lead in getting these reports into production. This resulted in some delays, but that has since changed. The Planning Department has been working closely with the Information Services Department on the development of numerous reports utilizing the information contained within the Hansen system. These reports fall into three categories: letters and forms generated by the system, information related to Service Requests, and information related to Cases. To date, seventeen of these reports have been developed and are in use. Of these, nine fall into the category of “data management reports.” The remaining reports will be completed by Fall of 2008. In addition to these programmed reports, a great deal of management information can be generated on- demand using Hansen’s search and reporting function that are built into the software.
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F19: The Planning Department has not asked for a routinely-generated report listing unresolved cases chronologically, with the oldest first. Code Compliance Enforcement 2007–2008 Santa Cruz County Grand Jury Final Report Response from the County: DISAGREES. It is true that the department does not get a listing of unresolved cases by the age of the case, because that is not how the caseload is managed: the oldest cases are not necessarily the most important. The department does track cases to ensure that appropriate actions are taken at the various stages of the enforcement process. The Planning Department receives reports for various milestones within the Hansen system to ensure that cases are moving forward according to their established business practices. The department receives reports listing unresolved Service Requests to ensure that new complaints do not remain open ended. The department has requested a report listing cases where a red tag has been issued and the Notice of Violation has not been recorded on the property title within 35 days of the mailing of that Notice. Similarly, the department has requested a notification report when 60 days have elapsed since recordation of the Notice of Violation and that, if the violation has not been corrected, a stipulation must be developed and sent to the property owner specifying required compliance periods and penalties. Finally, the department has requested a report indicating the current milestone of all cases and number of days spent in that milestone. The report will be able to be sorted in any number of ways, including chronologically.
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F20: The Grand Jury reviewed 100 consecutively numbered complaints (spanning entry dates between August 10 and September 27, 2007) and found the following: • Almost 30 percent of them were incorrectly coded. • Nearly 18 percent of the complaints had activity dates earlier than the entry date. These differences mean that work was performed on the complaints before their entry into the HANSEN® system. The largest discrepancy between entry date and the activity date was more than two months. • The Planning Department received more code violations than it resolved. After six months, unresolved complaints outnumbered resolved complaints by 50 percent.
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F21: In April and May of 2008, the Planning Department presented several code change proposals to the Board of Supervisors. Some were approved and others were tabled for further study and discussion. While major focus of the changes was on rules for building second units, among the approved changes were several that are intended to reduce the burden on code enforcement by eliminating requirements judged unnecessary. For example, the County now intends to • exclude most demolition from requiring Coastal Commission approval. • allow installation of solar energy systems in the coastal zone without a discretionary permit. Conclusions
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F22: Although with careful scrutiny the whistleblower program link can eventually be located, many people have difficulty finding it on the county’s website. Typing “whistleblower hotline” into the search box results in “no matches.”
F23: The budget for fiscal year was $403,000. First 5 funded $300,000, and the Coalition hopes to receive the additional $103,000 from Medi-Cal Administrative Activities.
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F24: The County works as a middleman for both sources of Coalition funding. Medi-Cal Administrative Activities
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F25: During the month of September, the Coalition completes a “time survey” to establish the annual cost of outreach activities in excess of what First 5 already pays. The federal government agency Medi-Cal Administrative Activities is billed that excess cost. The turnaround for payment is generally about three years.
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F26: The County supports various organizations associated with the Coalition throughout the year and receives the money from Medi-Cal Administrative Activities. Many 32 A Promise Kept 2007–2008 Santa Cruz County Grand Jury Final Report variables determine what work is being done and how it is being claimed. On average, the Coalition received approximately 75 percent of what they predicted in their budget from Medi-Cal Administrative Activities. The County then funds the remaining budget. First 5 California
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F27: The State of California retains 20 percent of the money First 5 receives, and 80 percent is distributed to the 58 counties throughout California based on the number of children born in the county. Santa Cruz receives approximately $2,700,000 annually.
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F28: First 5 has three established goals: healthy children, children learning and ready for school, and healthy families. Allowing for local decision-making, the First 5 Santa Cruz County Commission determines how to distribute funds based on a three-year strategic plan and annual contracts. Money provided to the Coalition by First Five has been designated as outreach funds.
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F29: First 5 reimburses the County for payments made to community agencies for contracted services.
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F30: In the fall of 2008, First 5 will create a new three-year strategic plan. This may or may not result in continued funds for the Coalition for Health Care Outreach. Conclusion
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Additional Recommendations 23

Not linked to specific findings.

R1: The Planning Department should • remove responsibilities other than code enforcement from existing code compliance staff. Response from the County: HAS BEEN IMPLEMENTED. The temporary reassignment of one of our Code Investigators to assist in the training of a new fiscal person was the result of unprecedented turnover in our fiscal division and the need to train incoming accounting personnel to support the Code program. This training has been completed and the individual has returned full time to Code Investigations. In addition, all of the Planning Technicians in the Department, including the two staff presently assigned to our Code Program, assist in staffing the General Information Desk that is an integral part of our public counter operation. This time commitment ranges from 2-10 hours a week. While this assignment does divert a few hours away from the Code Program, it also ensures that Code staff are kept aware of all of the ongoing changes at our building and zoning counters, and also places them in a position to suggest operational changes that improve the interactions between code staff, counter staff, and property owners trying to resolve their violation(s). This arrangement will remain in place for the foreseeable future. • recruit and train volunteers to assist the code compliance group. Response from the County: WILL NOT BE IMPLEMENTED. With the reassignment of an additional Planning Technician to the Code Compliance Section, sufficient staff resources are in place to assist the existing Investigators with caseload management. Two Planning Technicians assist the Investigators with in-office research and preparation of draft stipulated agreements and case hearing packets. It would not be appropriate to use volunteers to act as Code Investigators due to the technical training and expertise that is required to perform the job. • consider expanding the compliance-by-mail program to include additional low- priority violations. Response from the County: REQUIRES FURTHER ANALYSIS. The compliance-by-mail program is used for violations that do not require issuance of a permit or a field investigation to verify the existence of a violation. In addition, correction of the violation must be able to be verified by the complainant. Initially, the Program was limited to illegal occupation of trailers and RV’s. In the last year, it was expanded to include certain animal keeping violations. We are currently evaluating whether this approach to code enforcement can be further expanded and will implement this expansion, if deemed appropriate, no later that the end of the 2008 calendar year. Code Compliance Enforcement 2007–2008 Santa Cruz County Grand Jury Final Report • create a list of code violations not currently being enforced and determine if any of the most commonly received complaints represent violations that can be added to the list. Response from the County: REQUIRES FURTHER ANALYSIS. Certain minor code violations may not warrant enforcement action. Quite often, factors specific to the particular situation are taken into account when making a determination as to whether or not enforcement action will be taken. The Department will evaluate the range of minor violations that it encounters to determine whether, regardless of other factors, any of them qualify for such treatment. This evaluation will be completed in early
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R2: The Civil Service Commission should periodically review individual provisional appointments to ensure the system is not being abused. Response from the County: HAS BEEN IMPLEMENTED. Response from the Civil Service Commission: HAS BEEN IMPLEMENTED. The first provisional appointment report was initiated by the Commission and received at their July 2008 quarterly meeting. The Commission directed staff to provide provisional appointment reports at each quarterly meeting. The first report on provisional appointments was issued to the Commission at its July 17, 2008 quarterly meeting. The Commission will now receive these reports quarterly. Nepotism and Favoritism
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R3: To create consistency among code compliance staff, Planning Department management should provide a detailed, written procedures manual, including targets for the amount of time allowed for each step in the complaint resolution process. Response from the County: HAS BEEN IMPLEMENTED.
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R4: The Civil Service Commission should permanently create a standing committee consisting of two commissioners to hear and investigate personnel and hiring practice complaints. Upon conclusion of each of its investigations, this committee should report its findings and recommendations to the full commission. Response from both the County and from the Civil Service Commission: WILL NOT BE IMPLEMENTED. In 2007 the Civil Service Commission created a temporary ad hoc committee, consisting of two commissioners, to hear complaints from SEIU members. Handpicked for the Job? 17 2007–2008 Santa Cruz County Grand Jury Final Report The Brown Act (Government Code Section 54952), County Code (2.46.060), and Civil Service rules (Section 130 I. 1. A.) restrict the Civil Service Commission’s ability to create a standing committee and still maintain a confidential forum for county employee complaints. The meetings of a standing committee composed of less than a quorum of the commission would be subject to the notice, agenda, and public participation requirements of the Ralph M. Brown Act. It is not possible under the Brown Act to set up a permanent standing committee that could accomplish a confidential forum for complaints of County employees. Whistleblower Program
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R5: If First 5 no longer supports it, the Coalition for Health Care Outreach should be supported in the budget of the Health Services Agency. Response from the County: WILL NOT BE IMPLEMENTED. Although the Coalition for Health Care Outreach is very important, unless funding is identified to replace the $300,000 First Five contribution, such support cannot be guaranteed due to other competing high priority needs. Clinic Hours 2000-2001 Grand Jury Recommendation 6: Additional sessions in the evening and through the lunch hour would be a great advantage for family members who now must lose time at work to attend the clinics. Response from the County: This recommendation requires further analysis. 2007-2008 Grand Jury Findings 31. Three community clinics were visited in 2000, Salud Para La Gente in Watsonville, Santa Cruz Women’s Health Center, and Dientes Community Dental Clinic in Santa A Promise Kept 33 2007–2008 Santa Cruz County Grand Jury Final Report Cruz. The current Grand Jury has confirmed the following hours with employees at each clinic. All three clinics are closed Sundays and specified holidays. • Salud Para La Gente: • Monday through Friday, 9:00 a.m. to 7:00 p.m. • Saturday, 8:00 a.m. to 4:30 p.m. • Santa Cruz Women’s Health Center: • Monday, 8:30 a.m. to 5:00 p.m. • Tuesdays and Thursdays, 8:20 a.m. to 8:00 p.m. • Wednesday, 12:20 to 5:00 p.m. • Friday, 8:20 a.m. to 5:00 p.m. • Saturday, 8:00 a.m. to noon • Dientes Community Dental Care: • Monday though Thursday, 8:30 a.m. to 5:00 p.m. (closed 12:30 to 1:30 p.m.) • Friday, 7:30 a.m. to noon, and 1:00 to 4:00 p.m. (closed noon to 1:00 p.m.) • Saturday, 8:30 a.m. to 2:30 p.m. 32. Some discrepancies exist between the clinic hours posted on websites and the hours provided in email and telephone communication.
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R6: The Health Services Agency should encourage community clinics to accurately communicate clinic hours to the public. Response from the County: HAS BEEN IMPLEMENTED and will continue to be coordinated with the Safety Net Clinic Coalition. Dental Health Programs 2000-2001 Grand Jury Recommendation 7: Full-service dental health programs should be launched in county and community clinics. County Response: This recommendation has been and will continue to be implemented through the county’s community partners.
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R7: Preliminary results of whistleblower investigations should be required within 60 days of the original complaint. Response from the County: HAS BEEN IMPLEMENTED. This requirement is in effect for reports received after August 15, 2008. Response from the Santa Cruz County Auditor-Controller: HAS BEEN IMPLEMENTED.
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R8: The Board of Supervisors is encouraged to create a body independent of county government to serve as the first point of contact for all whistleblower complaints; from there they can be forwarded to the appropriate entity for investigation and resolution. Response from the County: REQUIRES FURTHER ANALYSIS. The Auditor-Controller will review suggestions for modifying the Whistleblower Hotline and will make appropriate recommendations to the Board. Handpicked for the Job? 2007–2008 Santa Cruz County Grand Jury Final Report
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R9: Clinic operations are no longer confined to daytime hours. The three clinics each offer some lunchtime and/or evening hours. All offer Saturday appointments as well.
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R10: The inconsistencies of the posted clinic hours confuse and possibly inconvenience patients. Recommendation
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R20: Since Medi-Cal and Healthy Families reimbursement rates are set by state and federal government agencies, the County of Santa Cruz has no authority to revise them.
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R21: Congressman Sam Farr, the California Medical Association (CMA), and others have called the reimbursement fee schedules for county doctors inequitable and continue to work to require that the U.S. Department of Health and Human Services fix a system viewed as unfair to local qualified participants. Conclusion
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R22: In June of 2001 the Packard Foundation grant expired. In 2007-2008, funding for the Coalition for Health Care Outreach (Coalition) came from two sources, First 5 California (First 5) and Medi-Cal Administrative Activities.
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R23: The budget for fiscal year was $403,000. First 5 funded $300,000, and the Coalition hopes to receive the additional $103,000 from Medi-Cal Administrative Activities.
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R24: The County works as a middleman for both sources of Coalition funding. Medi-Cal Administrative Activities
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R25: During the month of September, the Coalition completes a “time survey” to establish the annual cost of outreach activities in excess of what First 5 already pays. The federal government agency Medi-Cal Administrative Activities is billed that excess cost. The turnaround for payment is generally about three years.
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R26: The County supports various organizations associated with the Coalition throughout the year and receives the money from Medi-Cal Administrative Activities. Many 32 A Promise Kept 2007–2008 Santa Cruz County Grand Jury Final Report variables determine what work is being done and how it is being claimed. On average, the Coalition received approximately 75 percent of what they predicted in their budget from Medi-Cal Administrative Activities. The County then funds the remaining budget. First 5 California
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R27: The State of California retains 20 percent of the money First 5 receives, and 80 percent is distributed to the 58 counties throughout California based on the number of children born in the county. Santa Cruz receives approximately $2,700,000 annually.
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R28: First 5 has three established goals: healthy children, children learning and ready for school, and healthy families. Allowing for local decision-making, the First 5 Santa Cruz County Commission determines how to distribute funds based on a three-year strategic plan and annual contracts. Money provided to the Coalition by First Five has been designated as outreach funds.
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R29: First 5 reimburses the County for payments made to community agencies for contracted services.
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R30: In the fall of 2008, First 5 will create a new three-year strategic plan. This may or may not result in continued funds for the Coalition for Health Care Outreach. Conclusion
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R31: Three community clinics were visited in 2000, Salud Para La Gente in Watsonville, Santa Cruz Women’s Health Center, and Dientes Community Dental Clinic in Santa A Promise Kept 33 2007–2008 Santa Cruz County Grand Jury Final Report Cruz. The current Grand Jury has confirmed the following hours with employees at each clinic. All three clinics are closed Sundays and specified holidays. • Salud Para La Gente: • Monday through Friday, 9:00 a.m. to 7:00 p.m. • Saturday, 8:00 a.m. to 4:30 p.m. • Santa Cruz Women’s Health Center: • Monday, 8:30 a.m. to 5:00 p.m. • Tuesdays and Thursdays, 8:20 a.m. to 8:00 p.m. • Wednesday, 12:20 to 5:00 p.m. • Friday, 8:20 a.m. to 5:00 p.m. • Saturday, 8:00 a.m. to noon • Dientes Community Dental Care: • Monday though Thursday, 8:30 a.m. to 5:00 p.m. (closed 12:30 to 1:30 p.m.) • Friday, 7:30 a.m. to noon, and 1:00 to 4:00 p.m. (closed noon to 1:00 p.m.) • Saturday, 8:30 a.m. to 2:30 p.m.
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R32: Some discrepancies exist between the clinic hours posted on websites and the hours provided in email and telephone communication. Conclusions
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Findings & Recommendations 25 findings
F1: Main Jail 2. Rountree Medium 3. Rountree Minimum 4. Juvenile Hall 5. Blaine Street 6. Court Holding 7. Camp 45 The Main Jail, Rountree facilities, Blaine Street and the Court Holding cells are operated by the Santa Cruz County Sheriff. Juvenile Hall is operated by the Probation Department. The budget for each of these facilities is under the control of the county Board of Supervisors. Camp 45 is operated by the California Department of Corrections, and its budget is under the control of the State of California. Scope The Grand Jury is mandated by California Penal Code § 919(b) to inspect and report on the conditions and management of the jail facilities within the county. To satisfy this mandate, the Criminal Justice Committee and other members of the Grand Jury: (1) inspected the Main Jail, Rountree facilities, Blaine Street, and Juvenile Hall; (2) spoke with management, staff, and inmates at each facility; (3) reviewed previous Grand Jury reports, paying particular attention to prior recommendations; and (4) reviewed California Department of Corrections and Rehabilitation inspection reports for each facility. Main Jail The Santa Cruz Main Jail is located at 259 Water Street, across the street from the County Courthouse. Three visits were made. The first visit was during the afternoon and early evening on September 29, 2006, the second visit in the afternoon on Sept. 30, 2006, and the third visit in the evening on Feb. 2, 2007. Jails Review - 1 Main Jail Findings 1. In 2006, the average daily number of inmates housed in the Main Jail was 340. On September 29 and 30, 2006, the total inmate population was 317. Approximately 10 percent of these inmates were female. On Feb. 2, 2007, the population was 321. Although there are a maximum of 424 beds available, the Main Jail’s rated capacity is 311. This capacity is set by the California Corrections Standards Authority, which inspects the jail every two years.
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F2: The Sheriff’s 2007 report on overcrowding, presented to the County Board of Supervisors in February 2007, reported that, “Although jail bookings decreased by only 1 percent, the average monthly population at the Main Jail is down 10 percent compared to 2005. The average monthly Main Jail population in 2005 was 386 in comparison to 346 in 2006.” Response: The Santa Cruz County Sheriff's Office AGREES.
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F3: In April 2007, the Governor and California State Legislature approved a prison reform measure aimed at easing overcrowding at state prisons. The measure includes $1.2 billion in funding to increase the number of beds at county jails statewide by 13,000, with a requirement that counties receiving state funds match 25 percent of the state’s contribution. Counties that assist the state in providing re- entry facilities and mental health programs for state prison parolees will receive preference from the state for the local jail funding. Response: The Santa Cruz County Sheriff's Office AGREES.
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F4: The jail population consists of both male and female inmates who have cases pending, have been sentenced, or who are awaiting sentencing. Approximately 75 percent of inmates housed in the jail are repeat offenders. On Sept. 30, 2006, 80 percent were not yet sentenced.
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F5: The jail population is segregated, with members of competing gangs housed in separate units, each with their own recreation room and exercise yard. Inmates with psychological problems, sex offenders and those who are violent are also segregated from the rest of the Main Jail population. Meals are served separately to eliminate contact. Jail inmates come into contact with inmates from other wings only during travel to court appearances.
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F6: At least one bilingual officer is on duty during every shift. Corrections officers said the Sheriff’s Office neither actively encourages nor discourages officers to learn Spanish, a prevalent language of inmates at the jail. Response: The Santa Cruz County Sheriff's Office PARTIALLY AGREES. Although English is spoken by 90% plus of the inmate population, the Sheriff's Office continues to prioritize hiring of bilingual staff.
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Related Recommendations (1)
R6: The Sheriff’s Office should encourage Spanish language training for correctional officers. Response: The Santa Cruz County Sheriff's Office AGREES. This recommendation requires further analysis for potential training venues and cost. Jails Review - 7 Main Jail Commendation Jail administrators and staff and Detention Medical Services staff should be commended for their professionalism.
F7: The Sheriff’s Office spent $99,000 in 2006 on remodeling and mildew removal in one of the shower facilities at the Main Jail.
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F8: Arrestees who are drunk at the time of their arrest are put in the jail’s drunk tank for a minimum of five hours. The Sheriff’s Office collects information on “serial - 2 Jails Review inebriates,” those arrested at least four times within a 30-day period on suspicion of being drunk in public. The Santa Cruz County District Attorney’s office uses the information as part of the implementation of Proposition 36, the statewide measure passed in 2000 that allows first- and second-time nonviolent, simple drug possession offenders the opportunity to receive substance abuse treatment instead of incarceration.
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F9: Everyone who is admitted to the jail for 14 days or longer is examined by a doctor. The jail also offers limited dentistry (including pulling teeth, but not fillings or more extensive dental work). Testing of inmates for tuberculosis is now mandatory.
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F10: There are two nurses on duty overnight, more during days.
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F11: The entire corrections staff was retrained in the use of stun guns in fall 2006 following the death of an inmate in custody who had been subdued by a stun gun. Stun guns were reintroduced back into the jail in October 2006.
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F12: Medical records during the September visits were found stored out in the open in a hallway, possibly in violation of Health Insurance Portability and Accountability Act privacy requirements. The records were stored properly in a storage room during the February visit.
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F13: In November 2006, the Sheriff’s Office initiated regular one-hour Sunday tours of the Main Jail that are open to the public. Approximately 250 people had toured the Main Jail as of May 2007. Response: The Santa Cruz County Sheriff's Office AGREES.
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Related Recommendations (1)
R3: The Sheriff’s Office should continue to offer tours of the Main Jail to the public and consider extending the practice to its Rountree facilities in Watsonville. Response: The Santa Cruz County Sheriff's Office AGREES. This recommendation has been implemented and is considering Rountree facility tours at this time.
F14: Corrections officers work 12-hour shifts with no overlap of shifts. Response from the County: The Sheriff determines the shifts of staff. Twelve hour shifts are provided for the Memorandum of Understanding between the County and the Sheriff’s staff.
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F15: As of March 13, 2007, 12 corrections officer positions at the jails were unfilled.
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F16: On busy nights, particularly Fridays and Saturdays, the jail cannot accept and process persons arrested as fast as they are brought to the jail. As a result, police cars from all the county’s law enforcement jurisdictions often queue up outside the jail, with police personnel forced to wait, sometimes more than an hour, for their turn. During this time, the officers are off the streets rather than patrolling. Response: The Santa Cruz County Sheriff's Office PARTIALLY AGREES. At times, especially during large events, a transportation officer will be designated by some police agencies to take other officer's arrestees to jail, allowing them to continue handling calls.
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F17: The Main Jail is scheduled to install a new fingerprinting system that will enable officers to scan a prisoner’s thumb print as soon as they drive into the intake port. This system will begin the process of identifying the prisoner, saving the officer time later into the intake process. The same fingerprinting system will also be used to scan prisoners before they are released from jail, providing positive identification and reducing the chance that an inmate will be released erroneously. Jails Review - 3 Response: The Santa Cruz County Sheriff's Office AGREES.
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F18: The county’s only booking facility is in the Main Jail. Police working in the south part of the county must transport persons who are arrested to the Main Jail in Santa Cruz for booking. Response: The Santa Cruz County Sheriff's Office AGREES.
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Related Recommendations (1)
R2: The Sheriff’s Office should aggressively pursue opening a second booking facility in the southern portion of the county, as well as additional methods of expediting the process for officers delivering arrestees to the jail. Response: The Santa Cruz County Sheriff's Office PARTIALLY DISAGREES. This recommendation will not be implemented. Although it may create some efficiencies, the creation of a second booking facility will be very expensive and requires State approval by the Corrections Standards Authority.
F19: Creation of a new “prisoner classification system,” recommended by the National Institute of Corrections, is due to be completed this spring or summer. One of the expected benefits of the new system will be a more comprehensive analysis of new prisoners, possibly resulting in an increase in the number of inmates qualifying for rehabilitation programs rather than incarceration in the Main Jail. Also, as recommended by the National Institute of Corrections, a “Jail Population Control Officer” has been appointed temporarily to monitor jail overcrowding until the new classification system is completed, at which time a “classification team” of corrections officers will take over the task. Response: The Santa Cruz County Sheriff's Office PARTIALLY AGREES. The new classification system has been completed and implemented.
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Related Recommendations (1)
R1: The Sheriff’s Office should implement its new prisoner classification system as soon as possible and continue to look for additional ways to reduce overcrowding. Response: The Santa Cruz County Sheriff's Office AGREES. This recommendation has been implemented. - 6 Jails Review
F20: Medical services at the Main Jail, as well as at the other corrections facilities in the county, are provided by the Santa Cruz County Health Services Agency.
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F21: In the majority of counties in California, medical services are contracted out by the county’s Sheriff’s Department to private companies. In most of the remaining counties, the Sheriff’s Department is responsible for providing medical care for inmates. The model used in Santa Cruz County with the county’s Health Services Agency responsible for providing medical care for inmates is unusual, though not unique.
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F22: The California Code of Regulations establishes requirements for medical care in county jails. Title 15, Minimum Standards for Local Detention Facilities, Article 11, Medical/Mental Health Services, Sec. 1200, establishes that the Sheriff’s Office is ultimately responsible for the provision of health care within the jails. It states, “Responsibility for Health Care Services: (a) In Type I, II, III, and IV facilities, the facility administrator shall have the responsibility to ensure provision of emergency and basic health care services to all inmates.” Response: The County AGREES with this finding. Response: The Santa Cruz County Sheriff's Office AGREES.
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F23: Detention Medical Services is a small portion of the Santa Cruz County Health Services Agency’s responsibilities and budget. The overall budget for the Health Services Agency is $135 million; the total budget for Detention Medical Services is $3 million. Of the 20 Health Services Agency’s Detention Medical Services positions, two-thirds are nurses. Four and a half positions in Detention Medical Services were vacant as of March 2007. - 4 Jails Review 24. The Health Services Agency is working toward computerization of all reports and paperwork, but computerization of jail reports for the handling of medications and tracking medical reports has been delayed.
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F25: Nursing staff turnover at the jail has been high, partly attributable to the higher salaries nurses can earn both locally at private health institutions in the county, including the hospital, and in jails in other counties. There have been suggestions that the Detention Medical Services department, because it comprises only a fraction of the entire Health Services Agency’s mission, is not being given the attention or resources necessary to operate efficiently, and that Detention Medical Services is losing trained, experienced personnel, resulting in lost productivity and expertise and higher training costs. Salaries for detention medical services personnel are currently under review to determine their competitiveness with other similar positions. County administrators and labor representatives for nurses initiated negotiations for a new contract in spring, 2007. Response from the County: The County AGREES with findings related to nursing staff turnover and anticipated salary review. The County DISAGREES with the portion of the finding that indicates that Detention Medical Services has not been given the attention or resources necessary to operate efficiently. Response: The Santa Cruz County Sheriff's Office PARTIALLY AGREES. Many of the County jail medical staff are leaving for state prison jobs because of a court order dramatically increasing state medical salaries.
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Related Recommendations (1)
R4: The Board of Supervisors should evaluate the compensation given to Sheriff’s Office corrections staff and the Health Services Agency’s Detention Medical Services staff to assure the parity of pay of those positions compared with similar jobs elsewhere. Response from the County: The recommendation will be implemented. County salaries and benefits are regularly reviewed as a part of negotiations in the various budget units.
F26: The Interim Director of Detention Medical Services is conducting an assessment of costs, staffing, issues involving who has authority over detention medical services staff, and state statutory guidelines for providing medical care to inmates. The goal of the assessment is to determine, 1) whether inmate care is best managed through the county’s Health Services Agency; 2) if the county would be better served by having the Sheriff’s Office manage Detention Medical Services itself; or 3) if the Sheriff’s Office should contract out to a private health provider. The report is projected to be completed sometime in 2008. Response: The County PARTIALLY AGREES. The review is being conducted by the Health Services Agency, the Sheriff’s Office, and the County Administrative Office. Response: The Santa Cruz County Sheriff's Office PARTIALLY AGREES. This assessment is ongoing with the involvement of the Sheriff's Office, HSA, and the CAO's Office. Jails Review - 5 Main Jail Conclusions 1. The facility is well-managed. Officers and staff conducted themselves in a professional manner during inspections, answered questions asked of them in a thorough and knowledgeable manner, promptly provided backup information when requested and exhibited a sense of pride in their work.
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Related Recommendations (1)
R5: The Sheriff’s Office and Health Services Agency should expedite their review of the most effective and cost-efficient way to provide health services to the jails, including reviewing the possibility of contracting out some or all of the jails’ health care needs to a private company. Response from the County: This recommendation will be implemented. The Director of Detention Medical Services, Medical Director, and Physicians Assistant are now part of the Sheriff's staff. If evaluation of the data shows this change to be beneficial, additional reorganization and transfers to the Sheriff’s Office may occur in future years. Response: The Santa Cruz County Sheriff's Office AGREES. This recommendation requires further analysis. At this time, the positions of Director of Detention Medical Services, Medical Director, and Physicians Assistant are now part of the Sheriff's staff with the eventual goal of transitioning the Detention Nursing and support staff to the Sheriff's Office in future years.
Additional Recommendations 6

Not linked to specific findings.

R1: The Sheriff’s Office should implement its new prisoner classification system as soon as possible and continue to look for additional ways to reduce overcrowding.
R2: The Sheriff’s Office should aggressively pursue opening a second booking facility in the southern portion of the county, as well as additional methods of expediting the process for officers delivering arrestees to the jail.
R3: The Sheriff’s Office should continue to offer tours of the Main Jail to the public and consider extending the practice to its Rountree facilities in Watsonville.
R4: The Board of Supervisors should evaluate the compensation given to Sheriff’s Office corrections staff and the Health Services Agency’s Detention Medical Services staff to assure the parity of pay of those positions compared with similar jobs elsewhere. Jails Review - 5
R5: The Sheriff’s Office and Health Services Agency should expedite their review of the most effective and cost-efficient way to provide health services to the jails, including reviewing the possibility of contracting out some or all of the jails’ health care needs to a private company.
R6: The Sheriff’s Office should encourage Spanish language training for correctional officers. Main Jail Commendation Jail administrators and staff and Detention Medical Services staff should be commended for their professionalism.

* This report's PDF did not contain easily extractable text and required Optical Character Recognition (OCR) for analysis. There may be minor errors in the extracted findings and recommendations due to OCR limitations with scanned documents.

Additional documents

Documents found alongside this year's reports, not grand jury reports or responses.