San Diego County Grand Jury
• 2018-2019
• Agency Response
“Charter School Oversight by San Diego County Small School Districts” (“Report”)
⚠️ Aviso de traducción: Este contenido ha sido traducido automáticamente. El texto original en inglés es la versión oficial. La traducción puede contener errores.
⚠️ Este contenido ha sido traducido automáticamente. El texto original en inglés es la versión oficial. La traducción puede contener errores.
Findings and Recommendations 4 findings
F01
All four authorizing school districts studied are found to be in compliance with the minimum oversight requirements for their charters. The District agrees that it complied with the minimum oversight requirements for the charter schools operating under its authorization. Nevertheless, as explained in the following section, the District has instituted various procedures to improve and expand upon its charter oversight process.
No recommendations for this finding
F02
The authorizing districts [sic] visits are too short and too infrequent for competent oversight. As noted above, the law only requires a charter authorizer to visit each charter school at least annually. (Educ. Code § 47604.32.) Although the District’s focus is on quality oversight, not necessarily the quantity or duration of the visits, the District agrees that establishing a more comprehensive process that addresses all key areas of charter operations is appropriate. This includes performing both announced and unannounced site visits to the charter schools as part of the oversight process, as well as conducting follow-up audits/reviews of the charter schools’ practices and/or record-keeping (e.g., fiscal practices, teacher credentialing, etc.) if circumstances warrant.
No recommendations for this finding
F03
Limited oversight visits to home schools, primarily virtual or exclusively virtual schools are ineffective. The oversight of charter schools that operate primarily or exclusively nonclassroom-based programs presents challenges due to the nature of the instructional model. Unlike with a traditional classroom-based program, charter authorizers are limited in their ability to observe nonclassroom-based instruction for students enrolled in the charter school. However, the District 2 agrees that such visits could be more effective. As detailed below, the District has developed a new oversight process that addresses virtual programs that includes a review of documents specific to nonclassroom-based instruction, interviews of key charter personnel (e.g., independent study coordinator and independent study teacher) and parents/guardians of students receiving virtual instruction, and other components.
No recommendations for this finding
F04
Oversight visits to the charter schools lack direction and criteria-based plans. The District recognizes the importance of establishing a systematic process for conducting effective and comprehensive oversight for each of the charter schools operating under its authorization. The District agrees that its oversight visits could be more robust and follow a criteria-based plan that addresses all key areas of charter school operations. Below, we address the steps the District has taken to develop and implement a new charter oversight process that includes the use of a criteria-based plan, including written oversight compliance grids, document requests, interview questions, and site visit observation checklists. By following these procedures, the District will be better equipped to conduct effective, meaningful oversight of its authorized charter schools and effectuate greater accountability and transparency in their operations and practices. District’s Response to Grand Jury Recommendations The District has thoughtfully considered each of the Grand Jury’s Recommendations in the Report and has proactively taken measures to both standardize and increase the efficacy of its charter oversight process. The District provides the following responses to the Grand Jury’s recommendations. We also provide further information regarding the District’s anticipated next steps for the implementation of its charter oversight procedures for the 2019-2020 school year and thereafter.
No recommendations for this finding
Conclusions 118
-
CL1 Board policies (Binder 6, Tab 1) accounting, and financial reporting. Current/adopted budget (Binder 6, Tab Current budget has been approved by the governing 2)
-
CL2 board. Board meeting minutes (Binder 6, Tab 3) Charter school has clear process for reviewing and Board meeting minutes (Binder 6, Tab revising the budget (e.g., in light of changes in 4)
-
CL3 student enrollment or operations), including Director of finance (or equivalent) governing board approval. interview (Binder 1, Tab 2, Q3) Budget aligns with charter school’s current LCAP or Current budget (Binder 6, Tab 2)
-
CL4 update to LCAP. LCAP/LCAP update (Binder 6, Tab 4)
-
CL5Budget provides for all financial obligations. Current budget (Binder 6, Tab 2) Required financial reports (Binder 6, Governing board approves all required financial Tab 5)
-
CL6 reports. Board meeting minutes (Binder 6, Tab 6) On or before July 1st, the charter school submits the
-
CL7adopted budget and estimated current year actuals to Proof of submission (Binder 6, Tab 7) the authorizer. On or before December 15th, the charter school
-
CL8 Proof of submission (Binder 6, Tab 8) submits the interim financial report to the authorizer. This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments On or before March 15th, the charter school submits
-
CL9 Proof of submission (Binder 6, Tab 9) the second interim financial report to the authorizer. On or before September 15th, the charter school
-
CL10submits the final unaudited actuals report for the full Proof of submission (Binder 6, Tab 10) prior year. Charter school maintains separate accounts for
-
CL11 Financial records (Binder 6, Tab 5) restricted revenues and expenditures. Charter school regularly prepares cash flow
-
CL12projections to ensure that it has sufficient funds to Financial records (Binder 6, Tab 5) meet its financial obligations. Charter school’s business accounting system Director of finance (or equivalent)
-
CL13complies with state accounting and reporting interview (Binder 1, Tab 2, Q4) requirements. Audit Proof of submission of auditor Charter school has selected a state-approved auditing certification and contract (Binder 6, firm, and annually submits independent auditor
-
CL14Tab 11) selection certification and contract to authorizer and Director of finance (or equivalent) county office of education by March 31st. interview ((Binder 1, Tab 2, Q5) Charter school has developed auditing Auditing schedule/timeline (Binder 6,
-
CL15 schedule/timeline. Tab 12) Previous year’s audit (Binder 6, Tab Charter school has submitted prior year’s financial
-
CL1613) audit to authorizer. Proof of submission (Binder 6, Tab 14) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Corrective plan of action (Binder 6, Charter school has developed and implemented Tab 15)
-
CL17corrective plan of action for each audit finding and Director of finance (or equivalent)
-
CL18 Director of finance (or equivalent) reserves for economic uncertainties. interview (Binder 1, Tab 2, Q7) Charter school prepares three-year financial Financial records (Binder 6, Tab 5) projections (current plus two subsequent years)
-
CL19 Director of finance (or equivalent) based on reasonable assumptions and includes all interview (Binder 1, Tab 2, Q8) long-term debt obligations. Based on the projections, charter school will be able Financial records (Binder 6, Tab 5) to meet its financial obligations and maintain an
-
CL20 Director of finance (or equivalent) appropriate level of reserves in the current and two interview (Binder 1, Tab 2, Q9) subsequent fiscal years. Cash Receipts
-
CL21Charter school has policies addressing cash receipts. Cash receipt policy (Binder 6, Tab 16) Cash receipt policy (Binder 6, Tab 16) Sample records of cash receipts Charter school maintains records of all monies
-
CL22(Binder 6, Tab 17) received (e.g., issues receipts). Director of finance (or equivalent) interview (Binder 1, Tab 2, Q10) Cash receipt policy (Binder 6, Tab 16)
-
CL23Charter school deposits monies in a timely manner. Director of finance (or equivalent) interview (Binder 1, Tab 2, Q11) Cash receipt policy (Binder 6, Tab 16) Charter school maintains records of deposits of all
-
CL24 Sample records of cash deposits monies. (Binder 6, Tab 18) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Director of finance (or equivalent) interview (Binder 1, Tab 2, Q12) Cash receipt policy (Binder 6, Tab 16) Charter school reconciles bank statements to ensure
-
CL25 Director of finance (or equivalent) receipt and deposit of monies is accurately reported. interview (Binder 1, Tab 2, Q13) Disbursements Charter school has policies addressing
-
CL26 Disbursement policy (Binder 6, Tab 19) disbursements. Disbursements require all of the following: (1) an original invoice from the vendor; (2) a receiving Disbursement policy (Binder 6, Tab 19) document; (3) appropriate approval of the purchase;
-
CL27 Director of finance (or equivalent) and (4) ratification by the governing board, if amount interview (Binder 1, Tab 2, Q14) exceeds maximum dollar amount set forth in charter school policy. Disbursement policy (Binder 6, Tab 19)
-
CL28Checks are signed by authorized employees. Director of finance (or equivalent) interview (Binder 1, Tab 2, Q15) Charter school has adopted a system to maintain Director of finance (or equivalent)
-
CL29vendor payment information for preparation of interview (Binder 1, Tab 2, Q16) 1099s. Staff organizational chart (Binder 6, Charter school has segregated duties between Tab 20)
-
CL30 purchasing, receiving, and accounts payable. Director of finance (or equivalent) interview (Binder 1, Tab 2, Q17) Payroll Charter school has a salary schedule or other
-
CL31 Salary schedule (Binder 6, Tab 21) satisfactory salary structure.
-
CL32Tax deposits are completed in a timely manner. Proof of tax deposits (Binder 6, Tab 22) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Director of finance (or equivalent) interview (Binder 1, Tab 2, Q18) Proof of recording of earnings (Binder Earnings are properly recorded for retirement 6, Tab 23)
-
CL33 reporting to Social Security, PERS, STRS. Director of finance (or equivalent) interview (Binder 1, Tab 2, Q19) Proof of submission of STRS data Charter school has system to provide STRS data to (Binder 6, Tab 24)
-
CL34 authorizer. Director of finance (or equivalent) interview (Binder 1, Tab 2, Q20) Charter school has system to maintain employee Director of finance (or equivalent)
-
CL35 earning records for preparation of W-2s. interview (Binder 1, Tab 2, Q21) Equipment Inventory Charter school has policies addressing the purchase Equipment purchase and maintenance
-
CL36 and maintenance of equipment. policy (Binder 6, Tab 25) Charter school maintains an equipment inventory Equipment inventory (Binder 6, Tab
-
CL37 that is physically located on each site. 26) Equipment purchased with federal funds is properly Director of finance (or equivalent)
-
CL38 identified. interview (Binder 1, Tab 2, Q22) Student Attendance (All Schools) Charter school uses a generally approved attendance Screenshot of attendance accounting
-
CL39 accounting system. system (Binder 6, Tab 27) There is a designated staff person responsible for Staff organizational chart (Binder 6,
-
CL40 administering attendance. Tab 20) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Charter school calendar includes a minimum of 175
-
CL41 School calendar (Binder 6, Tab 28) instructional days. Charter school class/bell schedule ensures minimum
-
CL42instructional minutes (36,000 for K, 50,400 for 1st - Class/bell schedule (Binder 6, Tab 29) 3rd, 5400 for 4th - 8th, 64,800 for 9th - 12th). Attendance reports (Binder 6, Tab 30) Student absences are excluded from apportionment
-
CL43 Attendance clerk (or equivalent) days. interview (Binder 1, Tab 6, Q1) Attendance reports (Binder 6, Tab 30) Charter school only claims ADA for teachers who
-
CL44 Attendance clerk (or equivalent) hold an appropriate credential or certificate. interview (Binder 1, Tab 6, Q2) Charter school submits P1, P2, and P3 attendance
-
CL45 Proof of submission (Binder 6, Tab 31) reports to authorizer, along with back-up documents. Charter school has clear procedures for enrolling Enrollment and disenrollment policies
-
CL46students, and confirming that students are not and procedures (Binder 6, Tab 32) enrolled elsewhere to avoid dual enrollment. Charter school has clear procedures for disenrolling Enrollment and disenrollment policies
-
CL47students and providing notification to the student’s and procedures (Binder 6, Tab 32) district of residence. Policies and procedures related to Charter school has clear procedures for claiming and
-
CL48claiming and reporting ADA (Binder 6, reporting ADA to the state. Tab 33) Charter school ensures that students are not enrolled Attendance clerk (or equivalent)
-
CL49in more than one track for which it claims interview (Binder 1, Tab 6, Q3) apportionment. Student Attendance (Schools Offering Independent Study) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Charter school annually certifies independent study courses as being of the same rigor and educational Certification (Binder 6, Tab 34)
-
CL50quality as classroom-based courses, including Independent study teacher interview information regarding instructional minutes, as (Binder 1, Tab 9, Q1) required by Education Code section 51749.5(a)(4). Independent study coordinator (or equivalent) interview (Binder 1, Tab 7, Teachers and students communicate in person, by Q1) phone, or by other live visual or audio connection at
-
CL51 Independent study parent interview least twice per month, as required by Education Code (Binder 1, Tab 8, Q1) section 51749.5(a)(7). Independent study teacher interview (Binder 1, Tab 9, Q2) Charter school retains evidence of satisfactory Sample grade books (Binder 6, Tab 35) educational progress for each independent study Sample transcripts (Binder 6, Tab 36)
-
CL52student, including a file of representative samples of Work samples (Binder 6, Tab 37) each student’s work products (signed/initialed and Independent study parent interview dated by supervising teacher). (Binder 1, Tab 8, Q2) Charter school does not offer courses required for high school graduation or UC or Cal State admission List of course offerings (Binder 6, Tab
-
CL53 exclusively through independent study, as prohibited 38) by Education Code section 51749.5(a)(13). Student enrollment report (Binder 6, Tab 39) Staff organizational chart (Binder 6, The program of each student in independent study is Tab 20)
-
CL54 overseen by a certificated employee. Independent study parent interview (Binder 1, Tab 8, Q4) Independent study teacher interview (Binder 1, Tab 9, Q3) Charter school meets ratio of ADA to FTE Student enrollment report (Binder 6, certificated employees required by Education Code Tab 39)
-
CL55 section 51745.6(d) (i.e., 25:1 or ratio in largest Staff organizational chart (Binder 6, unified school district). Tab 20) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Independent study coordinator (or equivalent) interview (Binder 1, Tab 7, Q2) Independent study teacher interview (Binder 1, Tab 9, Q4) Governing board has adopted and implemented Board policy (Binder 6, Tab 40) written policy regarding the maximum length of time Independent study parent interview
-
CL56(by grade level and type of program) that may elapse (Binder 1, Tab 8, Q5) between independent study assignment and Independent study teacher interview completion. (Binder 1, Tab 9, Q5) Governing board has adopted and implemented Board policy (Binder 6, Tab 41) written policy regarding the number of missed Independent study parent interview
-
CL57assignments allowed before the school conducts an (Binder 1, Tab 8, Q6) evaluation to determine whether student should Independent study teacher interview remain in independent study. (Binder 1, Tab 9, Q6) Sample agreements (Binder 6, Tab 42) Current written agreement is on file for each Independent study parent interview independent study student that contains the
-
CL58(Binder 1, Tab 8, Q7) information required by Education Code section Independent study teacher interview 51747(c). (Binder 1, Tab 9, Q7) Independent study coordinator (or Students with IEPs do not participate in independent
-
CL59equivalent) interview (Binder 1, Tab 7, study unless their IEPs provide for that placement. Q3) Charter school does not provide any funds or other things of value to students who attend independent Independent study coordinator (or
-
CL60study programs (or their parents/guardians) that it equivalent) interview (Binder 1, Tab 7, does not provide to students who attend classroom- Q4) based programs (or their parents/guardians). Charter school claims ADA only for students who are residents of the county in which the Independent study coordinator (or
-
CL61apportionment claim is reported, or who are residents equivalent) interview (Binder 1, Tab 7, of a county immediately adjacent to the county in Q5) which the apportionment claim is reported. This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Credit register (Binder 6, Tab 43) Independent study coordinator (or Charter school maintains daily/hourly attendance equivalent) interview (Binder 1, Tab 7, credit register (separate from classroom attendance Q6)
-
CL629. IndependentStudyTeacher(s)(IfApplicable) F50-F51,F54-F59 10. ClassroomObservationChecklist E16-E19,G39 11. MainOfficeObservationChecklist E36,E50,G40,P8 815-21/4536076.3 ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB1: INSTRUCTIONALLEADER(OREQUIVALENT) INTERVIEWQUESTIONS 1. Arethecharterschool’s curricularandinstructional plans alignedwiththe needs ofstudents that theapproved charter identifies as thetarget population?Howdoyouknow?(E2) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. Is charterschool staffingsufficient tocarryout the educational program?Howdoyouknow? (E4) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. Describe charterschool policies andpractices relatedtoenrollment andplacement of students withIEPs. (E7) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 4. Describe charterschool policies andpractices regardingreferral andassessment ofstudents suspectedofrequiringspecial educationandrelatedservices, eitherthrough IDEAorSection 504.(E8) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 5. Describethewayinwhichcharterschool policies andpractices ensurecompliancewith IDEAspecial educationtimelines. (E9) ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 6. Dostudents identifiedas eligibleforspecial educationreceiveservices requiredbytheir IEPs and504 plans?Howis this monitored?(E10) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 7. Describethecharterschool’s process foridentificationandreclassificationofstudents who areEnglish Learners. (E14) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 8. Ifcharterschool graduates students,has it notifiedstudents infostercare, homeless students, andstudents ofamilitary familyorwithmigrant status oftheirrights ofexemptionfrom local graduationrequirements?(E15) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 9. Does charterschool useinstructional materials that address thespecificneeds ofEnglish learners?How?(E17) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. 10.Describethewayinwhichthecharterschool integratesELDwithinregular classes. Does it integrateELDinall content areas inamannerthat is alignedwithstatecontent andELD standards?(E18) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 11.Describethescheduleby whichthecharterschool provides ELD. Is this for aspecific protectedtimeduringthe school day?(E19) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 12.Does thecharterschool administerstate-mandated testingaccordingtotestingrules and regulations as requiredforall K-12schools inCalifornia? Ifthecharterschool operates a nonclassroom-basedprogram,howis testingadministered?(E20) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 13.Does thecharterschool regularlycollect student achievement data andreport it toparents andstaff? How? (E23) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 14.Howdoesthecharterschoolhandledisciplineofstudentswithdisabilities?Howdoesitensure compliancewiththelaw? (E33) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. _______________________________________________________________________________ 15.Howdoteachersaccessthespecialeducationrecordsoftheirstudents?(E53) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB2: DIRECTOROFFINANCE(OREQUIVALENT) INTERVIEWQUESTIONS 1. Howdoes thecharterschool ensurethat special educationfunds arenot usedtoserve students identifiedforaccommodations underSection504?(E13) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. HowareTitle Ifunds/categorical fundingbeingusedtosupplement theschool’s LCAP goals?(E26) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. Does thecharterschool havea clearprocess forreviewingandrevisingthe budget (e.g.,in light ofchanges in student enrollment oroperations),includinggoverningboardapproval? (F3) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 4. What business accountingsystem does thecharter school use?Does thebusiness accounting system complywithstateaccountingandreportingrequirements? (F13) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 5. Has thecharterschool selectedastate-approvedauditingfirm?(F14) _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 6. Has thecharterschool developedandimplementedacorrectiveplanofactionforeach findingandrecommendation,asapplicable? (F17) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 7. What is yourlevel of reserves foreconomicuncertainties?What is thehistorical average reservepercentage?(F18) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 8. Does thecharterschool preparethree-yearfinancial projections (current plus twosubsequent years)basedonreasonableassumptions andincludeall long-term debt obligations?(F19) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 9. Basedon theprojections, will thecharterschool beabletomeet its financial obligations and maintainanappropriatelevel ofreserves inthecurrent andtwosubsequent fiscal years? (F20) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 10.Does thecharterschool maintainrecords ofall moniesreceived(e.g.,issues receipts)?(F22) ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 11.Does thecharterschool deposit monies inatimelymanner? (F23) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 12.Does thecharterschool maintainrecords ofdeposits ofall monies?(F24) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 13.Does thecharterschool reconcilebankstatements toensurereceipt anddeposit ofmonies is accuratelyreported? (F25) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 14.Dodisbursements requireall ofthefollowing: (1)anoriginal invoicefrom thevendor; (2)a receivingdocument; (3) appropriate approval ofthepurchase; and(4)ratificationbythe governingboard, as applicable? (F27) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 15.Arechecks signedby authorizedemployees?(F28) ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 16.Has thecharterschool adoptedasystem tomaintainvendorpayment informationfor preparationof1099s?(F29) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 17.Has thecharterschool segregateddutiesbetween purchasing,receiving,andaccounts payable? (F30) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 18.Aretaxdeposits completedinatimelymanner? (F32) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 19.Areearnings properlyrecordedforretirement reportingtoSocial Security,PERS,STRS? (F33) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 20.Does thecharterschool haveasystem toprovide STRS datatotheauthorizer,totheextent applicable? (F34) ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 21.Does thecharterschool haveasystem tomaintain employeeearningrecords forpreparation ofW-2s? (F35) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 22.Is equipment purchased withfederal funds properlyidentified?(F38) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB3: EXECUTIVEDIRECTOR(OREQUIVALENT) INTERVIEWQUESTIONS 1. Doescharterschoolprovideatleastonemealperdaytoqualifyingstudents? (E41) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. Describetheprocess by whichparents, teachers, andotherstaffprovideinput regardingthe effectiveness ofthe charterschool.(G6) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. Hasthecharterschoolcompliedwiththeassurancethatitshallbenonsectarianinprogram admissionpolicies,employmentpractices,andallotheroperations?(G31) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 4. Hasthecharterschoolcompliedwiththeassurancethatitshallnotchargetuition?(G32) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 5. Hasthecharterschoolcompliedwiththeassurancethatitshallnotdiscriminateagainstany pupilonthebasisofthecharacteristicslistedinSection220?(G33) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. _______________________________________________________________________________ 6. Hasthecharterschoolcompliedwiththeassurancethatitshalladmitallstudentswhoresidein Californiawhowishtoattend(uptocapacitybaseduponspace,staff,orpolicy)?(G34) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 7. Hasthecharterschoolcompliedwiththeassurancethatitshalldeterminebypublicrandom drawing,whichstudents,otherthanthosealreadyenrolled,willbeallowedtoenrollifthe numberofpupilswhowishtoattendcharterschoolexceedscharterschool’scapacityandmake reasonableeffortstoaccommodatethegrowthofcharterschool?(G35) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 8. HasthecharterschoolcompliedwiththeassurancethatitshallcomplywithEC47605(d)(2)in regardtotheestablishmentofpreferencesforenrollmentwhichshallnotresultinlimiting enrollmentaccessforpupilswith:disabilities,academicallylow-achievingpupils,English learners,neglectedordelinquentpupils,homelesspupils,orpupilswhoareeconomically disadvantagedorpupilsbasedonnationality,race,ethnicity,orsexualorientation?(G36) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 9. Hasthecharterschoolcompliedwiththeassurancethatitshallnotifytheschooldistrictof residenceofthepupil’slastknownaddresswithin30daysifapupilisexpelledorleaves charterschoolwithoutgraduatingorcompletingtheschoolyearforanyreason?(G37) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB4: TEACHERINTERVIEWQUESTIONS 1. Describetheprocess by whichyouare abletoprovideinput regarding the effectiveness of thecharterschool.(G6) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. Does charterschool provideeffectiveprofessional development andtrainingopportunities eachschool year?(P13) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. Does charterschool leadershipconduct regularly, timely evaluations ofteachers? (P17) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB5: OPERATIONSMANAGER(OREQUIVALENT) INTERVIEWQUESTIONS 1. Arefacilities adequatefornumberofstudents and types ofprograms?How doyouknow? (O2) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. Does theschool haveaprocess forroutineinspections ofgrounds toensure that theyremain ingoodconditionandfreefrom moldandotherhazardous substances?(O3) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. Haveall single-userrestrooms beendesignated as all-gender restrooms?(O5) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 4. Does thecharterschool participateinaninterscholasticathleticprogram? If so, does it havea writtenemergencyactionplanandat least one automatedexternal defibrillator?(O10) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 5. Does thecharterschool serveanygrades 6-12and meet the40%pupil povertyrate? Ifso, does it providefeminine hygieneproducts, includingtampons andsanitary napkins, inaleast 50%oftheschool’s restrooms?(O11) _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 6. Ifapplicable,whenthe charterschool has become awareofalactatingpupil,has it made accommodations forlactationotherthanarestroom?Where?Has it providedaplaceto safelystoremilk?Where?(O12) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB6: ATTENDANCECLERK(OREQUIVALENT) INTERVIEWQUESTIONS 1. Arestudent absences excludedfrom apportionment days?(F43) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. Does thecharterschool onlyclaim ADAforteachers whoholdanappropriatecredential or certificate?(F44) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. Howdoes thecharterschool ensurethat students arenot enrolledinmorethanonetrackfor whichit claims anapportionment?(F49) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB7: INDEPENDENTSTUDYCOORDINATOR(OREQUIVALENT) INTERVIEWQUESTIONS (ONLYASKIFCHARTERSCHOOLOPERATESINDEPENDENTSTUDYPROGRAM) 1. Doteachers andstudents communicateinperson, byphone,orbyotherlivevisual oraudio connectionat least twice permonth?(F51) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. What is thecharterschool’s ratioofADAto FTE certificatedemployees?(F55) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. Dostudents withIEPs onlyparticipateinindependent studyiftheir IEPs provideforthat placement? Howdoes charterschool determinethis?(F59) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 4. Does thecharterschool provideanyfunds orother things ofvaluetostudents whoattend independent studyprograms (ortheirparents/guardians)that it does not providetostudents whoattendclassroom-basedprograms (ortheirparents/guardians)?(F60) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 5. Does charterschool claim ADAonlyforstudents whoare residents ofthe countyinwhich theapportionment claim is reported,orwho areresidents ofacountyimmediatelyadjacent to ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. thecountyinwhichtheapportionment claim is reported?What types ofcontrols areinplace toensurethat this is accuratelyreported? (F61) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 6. Does charterschool maintaindaily/hourlyattendancecredit register (separatefrom classroom attendancerecords)on a current basis as timevalues ofstudent workproducts are evaluated bycertificatedteachers? (F62) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 7. Does charterschool claim apportionment credit forindependent studyonlytotheextent of thetimevalueofstudent workproducts, as personallyjudgedineachinstancebya certificatedteacher?Howdoyouknow?(F63) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB8: INDEPENDENTSTUDYPARENTINTERVIEWQUESTIONS (ONLYASKIFCHARTERSCHOOLOPERATESINDEPENDENTSTUDYPROGRAM) 1. Howoftendoes yourchildcommunicatewithhis orherteacher?Through what means do theycommunicate? (F51) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. Howoftendoyoucommunicatewithyourchild’s teacher?Through what means doyou communicate?(F51) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. Doyouhaveaccess toan onlinedatabaseorsystem wherethe charterschool posts informationonassignment completion,grades,andcredits earned? What is it called? Is the informationreported for yourchilduptodate?(F52) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 4. Whois assignedas your child’s teacher?Doyou knowifthis person is certificated?(F54) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 5. Howlongdoes yourchildhavetocomplete anassignment afterit is assigned?(F56) _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. _______________________________________________________________________________ _______________________________________________________________________________ 6. What happens ifyourchildmisses ordoes not completeanassignment?Areyounotified? Canyourchildmakeupthework? (F57) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 7. Haveyouexecuted anindependent studymaster agreement withthecharterschool?When? (F58) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 8. Howdoes yourchildearncoursecredits?(F62) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB9: INDEPENDENTSTUDYTEACHERINTERVIEWQUESTIONS (ONLYASKIFCHARTERSCHOOLOPERATESINDEPENDENTSTUDYPROGRAM) 1. Describethecurriculum andassignments that youprovidetostudents, includinglevel of rigor.Howdoyoudifferentiateinstructionandassignments forstudents whorequire additional support,includingstudents withIEPs,504plans, andEnglish Learners?(F50) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. Howoftendoyoucommunicatewithstudents and parents?Throughwhat means?(F51) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. What certificationdoyouhold?(F54) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 4. Howmanystudents doyouteach? (F55) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 5. Howlongdostudents havetocompleteassignments?(F56) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. _______________________________________________________________________________ 6. Howdo yougradeassignments?Howdoyouhandlemissed,incomplete,or late assignments?(F57) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 7. Doyouhavean executed independent studymasteragreement for eachofyourstudents? (F58) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 8. Howdo youissuecourse credit tostudents?(F59) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB10: CLASSROOMOBSERVATIONCHECKLIST 1. Doesthecharterschool usestandards-alignedinstructional materials?(E16) _____Yes _____No Describe:______________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. Doesthecharterschool useinstructional materials that address thespecific needs ofEnglish learners?(E17) _____Yes _____No Describe:______________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. Does thecharterschool provideintegratedELDwithinregularclasses inall content areas that is alignedwithstatecontent andELDstandards?(E18) _____Yes _____No Describe:______________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 4. Does thecharterschool providedesignatedELDforaspecificprotectedtimeduringthe school daythat is aligned withELDstandards? (E19) _____Yes _____No Describe:______________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. 5. Arecomplaint policies postedineveryclassroom?(G39) _____Yes _____No Describe:______________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB11: MAINOFFICEOBSERVATIONCHECKLIST 1. Arecomplaint policies and/orprocedures availableinthemain/front office?(G40) _____Yes _____No Describe:______________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 2. Areappropriate first aid supplies availableinthe main/front office?(E36) _____Yes _____No Describe:______________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 3. Does charterschool maintainstudent records inasecurelocation,includingspecial education files?(E50) _____Yes _____No Describe:______________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 4. Does thecharterschool haveDFEHposter regardingtransgenderrights postedina prominent andaccessible location?(P8) _____Yes _____No Describe:______________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ 815-21/4536082.3 ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER2: EDUCATIONALPROGRAMDOCUMENTATION Tab Description ComplianceArea(s) ApprovedCharter E1-E3,E27,E31- 1. E32 DescriptionofInstructionalFrameworkand/orCurriculumScope E1-E2,E16-E17 2. andSequence 3. StaffingChart E3-E4 4. StudentHandbook E5,E7-E9,E14-E15 5. WASCAccreditation(AsApplicable) E6 6. SELPAPoliciesandProceduresManual E7-E9 7. CALPADSReportsforFall1Submission E7-E9 SampleIEPsandRelatedServiceLogs(ServiceTrackerfrom E10-E11 8. SEIS) 9. SampleSection504Plans* E10 10. DataDemonstratingPercentageofStudentswithDisabilities E12 11. ClassSchedule E19 12. AssessmentCalendar E20 13. SmarterBalancedAssessmentConsortiumResults E21 14. DashboardData E21 Donot includethesesamples inthebinder. ShortlybeforeorduringDistrict staff’s sitevisit, theywill randomlyselect samples forinclusionandreview. ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. 15. SchoolAccountabilityReportCard E22 16. SampleDataReportsProvidedtoParents/Guardians E23 17. SampleDataReportsProvidedtoStaff* E23 18. NotificationsofELPACAssessments E24 19. LCAPorUpdatetoLCAP E25-E26 MinutesfromGoverningBoardMeetingReflectingApprovalof E25 20. LCAPorUpdatetoLCAP 21. Admissions/EnrollmentForms andPolicies E27-E28,E30-E31 22. LotteryProcedures E27,E31 SchoolStudentData(IncludingDemographicandEducational E29 23. Background) StudentDataforSampleofNearbySchoolDistricts(Including E29 24. DemographicandEducationalBackground) StudentDisciplinePoliciesandProcedures,IncludingPolicies E32-E34 25. RegardingDisciplineofStudentswithDisabilities 26. StudentDisciplineData E34 27. SchoolSafetyPlan E35 28. Sign-InSheetsfromHealth,Safety,andEmergencyTraining E36 29. PolicyRegardingVisitorsonCampus E37 Donot includethesesamples inthebinder. ShortlybeforeorduringDistrict staff’s sitevisit, theywill randomlyselect samples forinclusionandreview. ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. SampleRecordsofVision,Hearing,andScoliosisScreeningand E38 30. Immunizations 31. SuicidePreventionPolicy E39 MinutesfromGoverningBoardMeetingReflectingApprovalof E39 32. SuicidePreventionPolicy 33. ApplicationforUniversalMealService(AsApplicable) E40 GoverningBoardResolutionClaimingFiscalHardship(As E40 34. Applicable) ScreenshotfromWebsiteReflectingProminentDisplayofTitle E42 35. IXNotification SexualHealthandHIVPreventionEducationCourseDescription E43 36. (AsApplicable) PolicyorOtherDescriptionofMethodforInforming E44 37. Parents/GuardiansRegardingHumanTraffickingPrevention Resources 38. NoticeRegardingFERPARights E45 Noticeto11thGraders’ParentsRegardingCalGrant(As E46 39. Applicable) 40. Noticeto12thGraders’ParentsRegardingGPA(AsApplicable) E47 41. NoticeRegardingMentalHealthServices E48 RosterofAllStudents,IncludingName,GradeLevel,School E49 42. DistrictofResidence,CountyofResidence,Parent/Guardian Name,andParent/GuardianContactNumber 43. PolicyRegardingConfidentialityofStudentRecords E50 ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. 44. PolicyRegardingParentReviewofStudentRecords E51 45. PolicyRegardingReleaseofStudentInformation E52 815-6/4552796.4 ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. Assigned District Staff Person: ____________________ Position of Assigned Staff Person: ____________________ EDUCATIONAL PROGRAM AND STUDENT SERVICES OVERSIGHT CHECKLIST No. Compliance Area Evidence to Review Yes No Comments Educational Program Approved charter (Binder 2, Tab 1) Charter school curricular and instructional plan Description of courses, instructional E1 complies with approved charter. framework, and/or scope and sequence (Binder 2, Tab 2) Approved charter (Binder 2, Tab 1) Description of courses, instructional Charter school curricular and instructional plan is framework, and/or scope and sequence E2 aligned with the needs of students that approved (Binder 2, Tab 2) charter identifies as target population. Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q1) Charter school staffing complies with approved Approved charter (Binder 2, Tab 1) E3 charter. Staffing chart (Binder 2, Tab 3) Staffing chart (Binder 2, Tab 3) Charter school staffing is sufficient to carry out E4 Instructional leader (or equivalent) educational program. interview (Binder 1, Tab 1, Q2) If applicable, parents of high school students are informed about the transferability of courses to other E5 Student handbook (Binder 2, Tab 4) public high schools and the eligibility of courses to meet college entrance requirements. Charter school has obtained WASC accreditation, if E6 WASC accreditation (Binder 2, Tab 5) applicable. Services to Special Populations This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Student handbook (Binder 2, Tab 4) SELPA policies and procedures manual (Binder 2, Tab 6) Charter school policies and practices ensure CALPADS reports for Fall 1 E7 appropriate placement for students who are enrolling submission (Binder 2, Tab 7) with IEPs. Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q3) Student handbook (Binder 2, Tab 4) SELPA policies and procedures manual Charter school policies and practices ensure referral (Binder 2, Tab 6) and assessment of students suspected of requiring CALPADS reports for Fall 1 E8 special education and related services, either through submission (Binder 2, Tab 7) IDEA or Section 504. Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q4) Student handbook (Binder 2, Tab 4) SELPA policies and procedures manual (Binder 2, Tab 6) Charter school policies and practices ensure CALPADS reports for Fall 1 E9 compliance with IDEA special education timelines. submission (Binder 2, Tab 7) Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q5) Sample IEPs (Binder 2, Tab 8) Students identified as eligible for special education Sample 504 plans (Binder 2, Tab 9) E10 receive services required by their IEPs and 504 Instructional leader (or equivalent) plans. interview (Binder 1, Tab 1, Q6) All required members of IEP teams attend IEP E11 Sample IEPs (Binder 2, Tab 8) meetings. Data demonstrating percentage of Charter school does not enroll a disproportionately E12 students with disabilities in charter small number of students with disabilities. school (Binder 2, Tab 10) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Charter school ensures that special education funds Director of finance (or equivalent) E13 are not used to serve students identified for interview (Binder 1, Tab 2, Q1) accommodations under Section 504. Student handbook (Binder 2, Tab 4) Charter school follows process for identification and E14 Instructional leader (or equivalent) reclassification of students who are English Learners. interview (Binder 1, Tab 1, Q7) If charter school graduates students, it has notified students in foster care, homeless students, and Student handbook (Binder 2, Tab 4) E15 students of a military family or with migrant status of Instructional leader (or equivalent) their rights of exemption from local graduation interview (Binder 1, Tab 1, Q8) requirements. Curricular Materials Description of courses, instructional framework, and/or scope and sequence Charter school uses standards-aligned instructional E16 (Binder 2, Tab 2) materials. Classroom observations (Binder 1, Tab 10, Q1) Description of courses, instructional framework, and/or scope and sequence (Binder 2, Tab 2) Charter school uses instructional materials that E17 Instructional leader (or equivalent) address the specific needs of English Learners. interview (Binder 1, Tab 1, Q9) Classroom observations (Binder 1, Tab 10, Q2) Charter school provides integrated English Language Instructional leader (or equivalent) Development within regular classes in all content interview (Binder 1, Tab 1, Q10) E18 areas in a manner that is aligned with state content Classroom observations (Binder 1, Tab and ELD standards. 10, Q3) Class schedule (Binder 2, Tab 11) Instructional leader (or equivalent) E19 Charter school provides designated English interview (Binder 1, Tab 1, Q11) Language Development for a specific protected time Classroom observations (Binder 1, Tab 10, Q4) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments during the school day that is aligned with ELD standards. Assessment Charter school administers state-mandated testing Assessment calendar (Binder 2, Tab 12) E20 according to testing rules and regulations as required Instructional leader (or equivalent) for all K-12 schools in California. interview (Binder 1, Tab 1, Q12) SBAC and Dashboard Data indicate that the charter SBAC (Binder 2, Tab 13) E21 school is on target for meeting renewal requirements Dashboard Data (Binder 2, Tab 14) as set forth in EC 47607(b). Charter school has completed and timely posted a E22 SARC (Binder 2, Tab 15) SARC containing required elements. Sample data reports to parents (Binder 2, Tab 16) Charter school regularly collects student Sample data reports to staff (Binder 2, E23 achievement data and reports it to parents and staff. Tab 17) Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q13) Charter school provides required notifications of language proficiency assessments (ELPAC), E24 Notifications (Binder 2, Tab 18) including whether a child is a long-term English Learner or is at-risk of becoming one. Charter school has current LCAP/LCAP Update that LCAP/LCAP update (Binder 2, Tab 19) E25 has been presented to, reviewed and approved by the Minutes from Board meeting (Binder 2, Charter School’s governing board. Tab 20) LCAP/LCAP update (Binder 2, Tab 19) Title I funds/categorical funding are being used to E26 Director of finance (or equivalent) supplement the school’s LCAP goals. interview (Binder 1, Tab 2, Q2) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Admissions Approved charter (Binder 2, Tab 1) Charter school complies with the admissions Admissions/enrollment forms and E27 practices described in the approved charter. policies (Binder 2, Tab 21) Lottery procedures (Binder 2, Tab 22) Admissions process for a student with an IEP is the Admissions/enrollment forms and E28 same as for a student without an IEP. policies (Binder 2, Tab 21) Student data demonstrate that population is reflective Charter school student data (Binder 2, of the District (including racial and ethnic Tab 23) E29 background, students with disabilities, English Student data from nearby school learners, and FRPL students). districts (Binder 2, Tab 24) Charter school enrollment forms indicate compliance with all applicable laws, including prohibition on collecting information regarding immigration status; Admissions/enrollment forms and E30 prohibition on collecting social security numbers policies (Binder 2, Tab 21) unless required by law; and, as required by Education Code section 49452.9(a), health care cover options and enrollment assistance information. Approved charter (Binder 2, Tab 1) If charter school has used lottery system to determine Admissions/enrollment forms and E31 which students will be allowed to enroll, process was policies (Binder 2, Tab 21) held in the manner described in the approved charter. Lottery procedures (Binder 2, Tab 22) Discipline Approved charter (Binder 2, Tab 1) Discipline policies and procedures, Charter school discipline policies and practices are E32 including policies regarding discipline consistent with terms of charter. of students with disabilities (Binder 2, Tab 25) Discipline policies and procedures, E33 Student discipline procedures comply with due including policies regarding discipline process requirements set forth in Education Code This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments section 47605, charter, and/or discipline policies and of students with disabilities (Binder 2, procedures, including all requirements for Tab 25) disciplining students with disabilities. Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q14) Discipline data (Binder 2, Tab 26) Charter school has not disproportionately suspended Discipline policies and procedures, E34 or expelled students of certain racial or ethnic including policies regarding discipline backgrounds, or students with disabilities. of students with disabilities (Binder 2, Tab 25) Health and Safety Charter School has and annually updates its school safety plan, addressing fire emergencies, earthquakes, criminal incidents, accidents, injuries, E35 School safety plan (Binder 2, Tab 27) and other threats to the health and safety of students and staff, consistent with Education Code requirements. Training sign-in sheets (Binder 2, Tab Staff has been trained in health, safety, and 28) E36 emergency procedures, and appropriate first aid Observation of main office (Binder 1, supplies are kept on hand. Tab 11, Q2) Charter school has a policy/procedure for visitors to E37 Policy or procedure (Binder 2, Tab 29) enter and leave campus. Charter school provides for the screening of pupils’ Records of student screenings (Binder E38 vision, hearing, screening for scoliosis, and required 2, Tab 30) immunizations. If charter school serves students in grades 7-12, governing board has adopted Suicide Prevention Suicide Prevention Policy (Binder 2, Policy that was created in conjunction with Tab 31) E39 stakeholders, specifically lists its high-risk groups, Board meeting minutes (Binder 2, Tab addresses the needs of those high-risk students, and 32) was updated in the last 5 years. This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments If charter school qualifies for FRPL for all meals that it provides, it has applied to provide a universal meal service to all students at the school, or, if not, has Application for universal meal service submitted a governing board resolution to the state (Binder 2, Tab 33) E40 claiming a fiscal hardship (with evidence that those Governing board resolution (Binder 2, finding are reviewed in a public meeting every 4 Tab 34) years), as provided in Education Code section 49564(c). Charter school provides at least one meal per day to Executive director (or equivalent) E41 students who qualify for FRPL. interview (Binder 1, Tab 3, Q1) Charter school posts on its website in a prominent, conspicuous location, the Title IX information, Screenshot from website (Binder 2, Tab E42 including the name and contact number/e-mail for 35) the Title IX Coordinator for that school. If charter school serves students in grades 7-12, it Sexual health and HIV prevention provides comprehensive sexual health and HIV E43 education course description (Binder 2, prevention education, as required by Education Code Tab 36) section 51930, et seq. By January 1, 2020, charter school has developed methods for informing parents/guardians of students Policy or other description of method E44 in grades 6-12 regarding human trafficking for informing parents/guardians (Binder prevention resources, as required by Education Code 2, Tab 37) section 49381. Parent Notifications Charter school provides a notice to all E45 parents/guardians regarding their rights under the Notice (Binder 2, Tab 38) Family Educational Rights and Privacy Act. This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments If charter school serves students in 11th grade, parents of those students are notified by January 1st E46 that the students will be deemed a Cal Grant Notice (Binder 2, Tab 39) applicant unless the student opts out, as required by Education Code section 69432.9(d)(1). If charter school serves students in 12th grade, parents of those students are notified of student’s E47 Notice (Binder 2, Tab 40) GPA by October 1st, as required by Education Code section 69432.9(c)(2). Charter school notifies parents at least twice a year regarding how to initiate access to available student E48 Notice (Binder 2, Tab 41) mental health services on campus or in the community. Student Records Roster of students, including name, grade level, school district of residence, Charter school maintains comprehensive records E49 county of residence, parent/guardian regarding its students. name, and contact number (Binder 2, Tab 42) Policy regarding confidentiality of Charter school maintains student records, including student records (Binder 2, Tab 43) E50 special education records, in a confidential and Observation of main office (Binder 1, secure location. Tab 11, Q3) Charter school has a policy or procedure for parents Policy regarding review of records E51 to review student files, including a log. (Binder 2, Tab 44) Charter school has policy or procedure regarding Policy regarding release of student E52 release of student information. information (Binder 2, Tab 45) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Teachers have reasonable access to special education Instructional leader (or equivalent) E53 records. interview (Binder 1, Tab 1, Q15) Total “No” Responses: ____ Risk Assessment (Circle One): 0-13 Low 14-26 Moderate 27+ High 815-21/4535127.4 This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. BINDER3: GOVERNANCEDOCUMENTATION Tab Description ComplianceArea(s) 1. ArticlesofIncorporation G1 2. Bylaws G1-G4,G6,G12 3. ApprovedCharter G3,G6,G8,G12 4. MostRecentSchoolLeaderEvaluation G5 5. ListofBoardMembers G7-G8 6. BoardMemberBiographies G9-G11 7. DescriptionofSchoolandCommunityDemographics G9 8. CompletedForm700sforBoardMembersandLeadership G11 9. AnnualBoardMeetingCalendar G12 10. Sign-InSheet(s)fromBrownActTraining G13 11. ThreeMostRecentBoardMeetingAgendas G14-G15 12. ScreenshotofWebsitewithPostedAgenda G14 13. PublicCommentDescription/Policy G15 14. ThreeMostRecentBoardMeetingMinutes G16 15. ScreenshotofWebsitewithPostedMinutes G16 BoardMeetingMinutesReflectingReviewofCompliancewith G17 16. EducationCodeSection49431.9(ProhibitingFood/Beverage Advertisements) ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. 17. ParentHandbook G18 18. StudentHandbook G18 19. EmployeeHandbook G18 20. CompleteSetofBoardPolicies G19-G30,G39 21. MemorandumofUnderstanding G38 815-21/4533770.2 ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. Assigned District Staff Person: ____________________ Position of Assigned Staff Person: ____________________ GOVERNANCE OVERSIGHT CHECKLIST No. Compliance Area Evidence to Review Yes No Comments Organizational Management If charter school is organized as a nonprofit Articles of Incorporation (Binder 3, Tab G1 corporation, the corporate papers are available to the 1) authorizer. Bylaws (Binder 3, Tab 2) Bylaws are comprehensive, with provisions G2 regarding governing board composition, term limits, Bylaws (Binder 3, Tab 2) powers, meetings, committees, officers, etc. Any changes to charter or bylaws have been Bylaws (Binder 3, Tab 2) G3 approved by charter school’s governing board and Approved charter (Binder 3, Tab 3) submitted to the authorizer. There is a clear distinction between responsibilities G4 Bylaws (Binder 3, Tab 2) of governing board and administration. Governing board has a robust process for evaluating Most recent charter school leader G5 the charter school leader. evaluation (Binder 3, Tab 4) Bylaws (Binder 3, Tab 2) Approved charter (Binder 3, Tab 3) There is a process in place that ensures parents, Executive director (or equivalent) G6 teachers, and other staff provide input regarding the interview (Binder 1, Tab 3, Q2) effectiveness of the charter school. Teacher interview (Binder 1, Tab 4, Q1) Composition This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Charter school has a list or roster of governing board List of board members (Binder 3, Tab G7 members. 5) List of board members (Binder 3, Tab Composition of governing board is consistent with G8 5) approved charter. Approved charter (Binder 3, Tab 3) Board member biographies (Binder 3, Governing board is diverse and reflects charter Tab 6) G9 school and community population. Description of school and community demographics (Binder 3, Tab 7) Governing board members have experience in key Board member biographies (Binder 3, G10 areas, such as education, finance, legal, real estate, Tab 6) and fundraising. Board member biographies (Binder 3, Governing board and charter leadership are free of Tab 6) G11 real and perceived conflicts of interest. Completed Form 700s (Binder 3, Tab 8) Meetings Governing board conducts meetings as frequently as Annual governing board meeting is needed to ensure that it addresses necessary calendar (Binder 3, Tab 9) G12 charter school business, and such meetings are Bylaws (Binder 3, Tab 2) consistent with timelines set forth in charter and Approved charter (Binder 3, Tab 3) bylaws. Governing board members receive annual training Sign-in sheet from Brown Act training G13 regarding Brown Act requirements. (Binder 3, Tab 10) Sample meeting agendas (Binder 3, Tab Meetings are noticed in accordance with the Brown 11) G14 Act. Screenshot of charter school website (Binder 3, Tab 12) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Sample meeting agendas (Binder 3, Tab Governing board has adopted clear public comment 11) G15 policy, including allowance of twice the time limit Public comment policy (Binder 3, Tab for non-English-speaker translation. 13) Sample meeting minutes (Binder 3, Tab Minutes are approved and thereafter made available 14) G16 to the public. Screenshot of charter school website (Binder 3, Tab 15) Governing board annually reviews charter school’s Board meeting minutes (Binder 3, Tab G17 compliance with Education Code section 49431.9, 16) which prohibits advertisement of food or beverages. Board Policies Governing board has adopted parent, student, and Parent handbook (Binder 3, Tab 17) G18 employee handbooks, and makes updates to Student handbook (Binder 3, Tab 18) handbooks as needed. Employee handbook (Binder 3, Tab 19) Governing board has adopted policies related to G19 Board policies (Binder 3, Tab 20) conflict of interest. Governing board has adopted policies related to G20 Board policies (Binder 3, Tab 20) student discipline and due process. Governing board has adopted policies related to G21 Board policies (Binder 3, Tab 20) complaints and investigations. Governing board has adopted internal control G22 Board policies (Binder 3, Tab 20) policies (and related forms and systems). Governing board has adopted policies related to bank G23 Board policies (Binder 3, Tab 20) signature authorizations. This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Governing board has adopted policies related to G24 Board policies (Binder 3, Tab 20) allowable purchases and purchasing authority. Governing board has adopted policies related to G25 student harassment and the prevention of acts of Board policies (Binder 3, Tab 20) bullying, including cyberbullying. Governing board has adopted policies related to G26 Board policies (Binder 3, Tab 20) employee harassment. Governing board has adopted and annually updates G27 its safety plan to include all legal requirements Board policies (Binder 3, Tab 20) applicable to charter schools. Governing board has adopted policies related to G28 Board policies (Binder 3, Tab 20) immunization records. Governing board has adopted policies related to G29 Board policies (Binder 3, Tab 20) Family Educational Rights and Privacy Act. Governing board has adopted policies related to G30 Board policies (Binder 3, Tab 20) Section 504/IDEA compliance. Education Code Assurances Charter school has complied with assurance that it Executive director (or equivalent) G31 shall be nonsectarian in program admission policies, interview (Binder 1, Tab 3, Q3) employment practices, and all other operations. Charter school has complied with assurance that it Executive director (or equivalent) G32 shall not charge tuition. interview (Binder 1, Tab 3, Q4) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Charter school has complied with assurance that it shall not discriminate against any pupil on the basis Executive director (or equivalent) G33 of the characteristics listed in Education Code interview (Binder 1, Tab 3, Q5) section 220. Charter school has complied with assurance that it shall admit all students who reside in California who Executive director (or equivalent) G34 wish to attend (up to the Charter School’s capacity interview (Binder 1, Tab 3, Q6) based upon space, staff, or Charter School policy). Charter school has complied with assurance that it shall determine by public random drawing, which students, other than those already enrolled, will be Executive director (or equivalent) G35 allowed to enroll if the number of pupils who wish to interview (Binder 1, Tab 3, Q7) attend charter school exceeds charter school’s capacity and make reasonable efforts to accommodate the growth of charter school. Charter school has complied with assurance that it shall comply with EC 47605(d)(2) in regard to the establishment of preferences for enrollment which shall not result in limiting enrollment access for Executive director (or equivalent) G36 pupils with: disabilities, academically low-achieving interview (Binder 1, Tab 3, Q8) pupils, English Learners, neglected or delinquent pupils, homeless pupils, or pupils who are economically disadvantaged or pupils based on nationality, race, ethnicity, or sexual orientation. Charter school has complied with assurance that it shall notify the school district of residence of the pupil’s last known address within 30 days if a pupil Executive director (or equivalent) G37 is expelled or leaves charter school without interview (Binder 1, Tab 3, Q9) graduating or completing the school year for any reason Memorandum of Understanding This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Charter school has complied with terms of current Memorandum of understanding (Binder G38 memorandum of understanding, if applicable. 3, Tab 21) Complaint Policies and Procedures Board has adopted policies by which students, Board policies (Binder 3, Tab 20) G39 parents, and staff may make complaints, and these Observation of classrooms (Binder 1, procedures are posted in every classroom. Tab 10, Q5) Complaint policies and procedures are available in Observation of main office (Binder 1, G40 the main/front office. Tab 11, Q1) Total “No” Responses: ____ Risk Assessment (Circle One): 0-10 Low 11-20 Moderate 21+ High 815-21/4533386.4 This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. BINDER 4: OPERATIONS/FACILITIES DOCUMENTATION Tab Description Compliance Area(s) 1. Staff Organizational Chart O1 2. Capacity Chart for Campus Facilities O2 3. Facilities Inspection Logs O3 4. ADA Certification O4 5. Asbestos Management Plan O6 6. Certificate of Occupancy O7 7. Conditional Use Permit (As Applicable) O8 8. Safety Inspection by Local Fire Department O9 9. Emergency Action Plan O10 10. Certificates of Insurance O13 815-21/4533777.3 This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. Assigned District Staff Person: ____________________ Position of Assigned Staff Person: ____________________ OPERATIONS AND FACILITIES OVERSIGHT CHECKLIST No. Compliance Area Evidence to Review Yes No Comments Maintenance of Facilities A designated person is responsible for overseeing Staff organizational chart (Binder 4, O1 operations and facilities management. Tab 1) Capacity chart for campus facilities Facilities are adequate for number of students and (Binder 4, Tab 2) O2 types of programs. Operations manager (or equivalent) interview (Binder 1, Tab 5, Q1) Charter school has process for routine inspections of Inspection logs (Binder 4, Tab 3) O3 grounds to ensure that they remain in good condition Operations manager (or equivalent) and free from mold and other hazardous substances. interview ((Binder 1, Tab 5, Q2) Legal Compliance All facilities meet Americans with Disabilities Act O4 ADA certification (Binder 4, Tab 4) requirements. All single-user restrooms have been designated as Operations manager (or equivalent) O5 all-gender restrooms. interview (Binder 1, Tab 5, Q3) Charter school has developed asbestos management Asbestos Management Plan (Binder 4, O6 plan in accordance with the Asbestos Hazard Tab 5) Emergency Response Act. Certificate of occupancy (Binder 4, Tab O7 Charter school has certificate of occupancy on file. 6) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Charter school has conditional use permit on file, as Conditional use permit (Binder 4, Tab O8 applicable. 7) Charter school has safety inspection by local fire Safety inspection by local fire O9 department on file. department (Binder 4, Tab 8) If charter school participates in an interscholastic Emergency action plan (Binder 4, Tab athletic program, it has a written emergency action 9) O10 plan and at least one automated external defibrillator Operations manager (or equivalent) for the school. interview (Binder 1, Tab 5, Q4) If charter school serves any grades 6-12, and meets the 40% pupil poverty rate, it provides feminine Operations manager (or equivalent) O11 hygiene products, including tampons and sanitary interview (Binder 1, Tab 5, Q5) napkins, in a least 50% of the school’s restrooms. If charter school is aware of a lactating pupil, it has made accommodations for lactation other than a Operations manager (or equivalent) O12 restroom and has provided a place to safely store interview (Binder 1, Tab 5, Q12) milk. Charter school has adequate insurance coverage that Certificates of insurance (Binder 4, Tab O13 names the District as additional insured, as 10) applicable. Total “No” Responses: ____ Risk Assessment (Circle One): 0-3 Low 4-6 Moderate 7+ High 815-21/4533461.4 This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. BINDER 5: PERSONNEL DOCUMENTATION Tab Description Compliance Area(s) 1. Employee Handbook P1-P2, P9-P10 2. Employee Policies P1-P2 3. Approved Charter P1, P12, P14, P18 Employment-Related Memoranda of Understanding (As P1, P12, P14, P18 4. Applicable) 5. Three Sample Employment Contracts P3 6. Documentation of Fingerprint Clearance P4 7. Documentation of Tuberculosis Test Results P5 8. Certificates of AB 1432 Training P6 9. Certificates of Anti-Harassment Training (As Applicable) P7 Three Sample Governing Board Meeting Minutes Reflecting P11 10. Approval of Personnel Actions 11. Staff Organizational Chart P12, P14-P16, P18 12. Professional Development Calendar P13 Three Sample Professional Development Session P13 13. Agenda/Training Materials Documentation of Credentials/Certifications Held by Teachers of P14 14. Core Subjects This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. Documentation of CLAD or B-CLAD Credentials/Certifications P15 15. Held by Teachers Documentation of Credentials/Certifications Held by Special P16 16. Education Teachers 17. Three Sample Teacher Evaluations P17 18. Documentation of Qualifications Held by Classified Aides P18 815-21/4533784.3 This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. Assigned District Staff Person: ____________________ Position of Assigned Staff Person: ____________________ PERSONNEL OVERSIGHT CHECKLIST No. Compliance Area Evidence to Review Yes No Comments All Employees Employee handbook (Binder 5, Tab 1) Employee policies (Binder 5, Tab 2) Charter school employee handbook and policies are P1 Approved charter (Binder 5, Tab 3) consistent with approved charter and any MOUs. Employment-related MOUs (Binder 5, Tab 4) Charter school employee handbook and policies Employee handbook (Binder 5, Tab 1) P2 guarantee fair hiring practices. Employee policies (Binder 5, Tab 2) Charter school enters employment contracts with all Sample employment contracts (Binder P3 persons hired to work at school. 5, Tab 5) All employees have been fingerprinted, including Documentation of fingerprint clearance P4 Department of Justice background checks. for all employees (Binder 5, Tab 6) Documentation of current TB test All employees have passed TB test and results are P5 results for all employees (Binder 5, Tab current. 7) All employees have undergone AB 1432 Child Certificates of training (Binder 5, Tab P6 Abuse Neglect and Reporting training within first 6 8) weeks of school or 6 weeks of employment. If charter school employs 50+ employees, all supervisors have undergone anti-harassment training, Certificates of training (Binder 5, Tab P7 including harassment based on sexual orientation and 9) gender identity and expression. This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Charter school has DFEH poster regarding Observation of main office (Binder 1, P8 transgender rights posted in a prominent and Tab 11, Q4) accessible location. If charter school employs 20+ employees, it provides P9 up to 12 weeks of job-protected, unpaid parental Employee handbook (Binder 5, Tab 1) leave. If charter school employs 25+ employees, it provides P10 protected leave and sick leave as it pertains to child Employee handbook (Binder 5, Tab 1) and relative care laws. Governing board minutes (Binder 5, P11 Governing board approves personnel actions. Tab 10) Certificated Employees Staff organizational chart (Binder 5, Tab 11) Charter school employs sufficient teaching staff to P12 Approved charter (Binder 5, Tab 3) satisfy terms of approved charter and applicable law. Employment-related MOUs (Binder 5, Tab 4) Professional development calendar (Binder 5, Tab 12) Charter school provides teachers with professional Professional development session P13 development opportunities. agenda (Binder 5, Tab 13) Teacher interview (Binder 1, Tab 4, Q2) Staff organizational chart (Binder 5, Tab 11) Teachers providing instruction in core subject areas Documentation of credentials and have the required credentials and certifications to certifications held by core teachers P14 meet state and federal requirements, terms of (Binder 5, Fab 14) approved charter, and any MOUs. Approved charter (Binder 5, Tab 3) Employment-related MOUs (Binder 5, Tab 4) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Staff organizational chart (Binder 5, Teachers have the legally required CLAD or B- Tab 11) P15 CLAD certification to provide instruction to their Documentation of credentials and students. certifications held by teachers (Binder 5, Tab 15) Staff organizational chart (Binder 5, Tab 11) Teachers providing special education and related P16 Documentation of credentials and services have required credentials and certifications. certifications held by special education teachers (Binder 5, Tab 16) Sample evaluations (Binder 5, Tab 17) Charter school leadership conducts regularly, timely P17 Teacher interview (Binder 1, Tab 4, evaluations of teachers. Q3) Classified Employees Staff organizational chart (Binder 5, Classified employees who provide instructional Tab 11) support in core subject areas, special education, and Documentation of qualifications held P18 English language learning meet state and federal by classified aides (Binder 5, Tab 18) requirements, terms of approved charter, and any Approved charter (Binder 5, Tab 3) MOUs. Employment-related MOUs (Binder 5, Tab 4) Total “No” Responses: ____ Risk Assessment (Circle One): 0-4 Low 5-8 Moderate 9+ High 815-21/4533780.4 This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. BINDER 6: FINANCES AND BUSINESS DOCUMENTATION Tab Description Compliance Area(s) Board Policies Addressing Budget, Accounting, and Financial F1 1. Reporting 2. Current/Adopted Budget F2, F4-F5 Board Meeting Minutes Reflecting Approval of Budget and F2-F3 3. Budget Revisions 4. Current LCAP or Update to LCAP F4 Financial Records Sufficient to Show Revenue and Expenditure F6, F11-F12, F18- 5. Accounts, Multi-Year Financial Projections, and Amount of F20 Reserves Governing Board Meeting Minutes Reflecting Approval of F6 6. Required Financial Reports Proof of July 1st Submission of Adopted Budget and Estimated F7 7. Actuals for Current Year Proof of Submission of Interim Financial Report by December F8 8. 15th Proof of Submission of Second Interim Financial Report by F9 9. March 15th # Proof of Submission of Final Unaudited Actuals Report for Prior F10 10. Year by September 15th Proof of Submission of Auditor Certification and Contract to F14 11. Authorizer by March 31st # Reports not yet due for the current fiscal year may be provided by statutory deadlines. This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. 12. Auditing Schedule/Timeline F15 13. Previous Year’s Audit Results F16 14. Proof of Submission of Prior Year’s Financial Audit to Authorizer F16 15. Auditor’s Corrective Plan of Action (As Applicable) F17 16. Cash Receipt Policy F21-F25 17. Three Sample Records of Cash Receipts F22 18. Three Sample Records of Cash Deposits F24 19. Disbursement Policy F26-F28 20. Staff Organizational Chart F30, F40, F54-F55 21. Salary Schedule F31 22. Proof of Tax Deposits F32 23. Proof of Recording of Earnings F33 24. Proof of Submission of STRS Data to Authorizer F34 25. Equipment Purchase and Maintenance Policy(ies) F36 26. Equipment Inventory F37 27. Screenshot of Attendance Accounting System F39 28. School Calendar F41 29. Class/Bell Schedule F42 This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. 30. Sample Attendance Reports F43-F44 Proof of Submission of P1, P2, and P3 Attendance Reports and F45 31. Back-Up Documentation to Authorizer 32. Enrollment and Disenrollment Policies and Procedures F46-F47 33. Policies and Procedures Related to Claiming and Reporting ADA F48 [Only include the following documents if charter school offers independent study.] Certification of Rigor and Educational Quality of Independent F50 34. Study Courses 35. Sample Independent Study Grade Books* F52 36. Sample Independent Study Transcripts* F52 37. Independent Study Work Samples* F52 38. Independent Study Course Offerings F33 39. Independent Study Student Enrollment Report F54-F55 Board Policy Regarding Maximum Length of Time for F56 40. Independent Study Enrollment 41. Board Policy Regarding Independent Study Missed Assignments F57 Sample Education Code section 51747(c) Agreements for F58 42. Independent Study Students* Daily/Hourly Attendance Credit Register (Reflecting Time Value F62-F63 43. of Student Work Products) Do not include these samples in the binder. Shortly before or during District staff’s site visit, they will randomly select samples for inclusion and review. This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. 44. Request for Determination of Funding to SBE F64 45. SBE Determination of Funding F64 815-21/4534995.3 This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. Assigned District Staff Person: ____________________ Position of Assigned Staff Person: ____________________ FISCAL AND BUSINESS SYSTEMS OVERSIGHT CHECKLIST No. Compliance Area Evidence to Review Yes No Comments Budget, Accounting, and Financial Reporting Governing board policies address budget,
-
CL63 value of student work products, as personally judged equivalent) interview (Binder 1, Tab 7, in each instance by a certificated teacher. Q7) Pursuant to Education Code section 47634.2, charter Request for determination of funding school has submitted a determination of funding (Binder 6, Tab 44)
-
CL64 form, and SBE subsequently issued a determination SBE determination of funding (Binder of funding. 6, Tab 45) If school does not offer independent study: Total “No” Responses: ____ Risk Assessment (Circle One): 0-12 Low 13-24 Moderate 25+ High If school does offer independent study: Total “No” Responses: ____ Risk Assessment (Circle One): 0-16 Low 17-32 Moderate 33+ High 815-21/4533779.4 This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. Attachment 3 September 12, 2019 AMENDED AGENDA Accommodations: In compliance with the American with Disabilities Act 1990, if you need special assistance to participate in this meeting, please contact the office of the Superintendent at 619-444-2161. Notification of 48 hours prior to the meeting will enable the District to make reasonable arrangements to ensure accessibility to that meeting. In compliance with Government Code section 54957.5, non-exempt writings that are distributed to a majority or all of the board in advance of a meeting, may be viewed at Dehesa School District, 4612 Dehesa Road, El Cajon, CA 92019, or at the scheduled meeting. In addition, if you would like a copy of any record related to an item on the agenda, please contact Deborah Cagney. Board of Education agendas and minutes are, by law, public documents. Please note the Dehesa School District posts Board agendas and minutes on the school website; https://dehesasd.net. Cell Phones/Electronic Devices: As a courtesy to all meeting attendees, please set cellular phones and electronic devices to silent mode and engage in conversations outside the meeting room. Public Comments: If you wish to speak regarding an item on the agenda, please complete a speaker card located on the podium and present it to the Administrative Secretary prior to the start of the meeting. When the Board President invites you to the podium, please state your name before making your presentation. In the interest of time and order, presentations from the public are limited to 3 minutes per person. I. Call to Order A. Public Comment on Closed Session Items. II. Closed Session A. PUPIL PERSONNEL MATTERS: The Governing Board will recess to Closed Session to consider pupil personnel matters pursuant to Government Code Section 35416, 72122, and 48918. Dehesa School District Board of Trustees Regular Meeting Agenda September 12, 2019 B. PERSONNEL MATTERS: The Governing Board will recess to Closed Session to consider personnel matters pursuant to Government Code Section 54857. 1. Appointment, Employment, Evaluation of Performance, Discipline, leaves, or Dismissal of a Public Employee. C. POTENTIAL LITIGATION: The Governing Board will recess to Closed Session for conference with Legal Counsel Regarding Anticipated Litigation: 2 cases -Significant exposure to litigation pursuant to paragraph (2) or (3) of subdivision (d) of Government Code section 54956.9. . III. Public Meeting A. Call to Order and Establishing a Quorum B. Closed Session Report of Any Action Taken C. Pledge of Allegiance D. Agenda Approval IV. Requests to Address the Board A. District/Community Organization Reports and Comments B. Trustee Reports and Comments - Trustees will report and comment as desired. V. Consent Items The following items are considered by the Superintendent to be of a routine nature and are acted on with one motion. Any recommendation may be removed at the request of any Board Member and placed under new and/or unfinished business. A. Approval of Minutes - It is recommended that the Board of Trustees approve the minutes of the following meetings: 1. Regular Board Meeting August 15, 2019. B. Approval of Purchase Orders and Commercial Warrants C. Conferences and Workshops - None D. Correspondence 2 | Page Dehesa School District Board of Trustees Regular Meeting Agenda September 12, 2019 1. Method Schools Monthly Update. 2. Diego Hills Central Monthly Update. 3. The Heights Monthly Update. 4. Parent’s Club 2019-2020 Schedule. E. Contracts - 1. Contract with Purposeful Play. 2. 2019-2020 Master Contract with Verbal Behavior Associates. 3. 2019-2020 Master Contract with Vista Hill. 4. 2019-2020 Master Contract with San Diego County Speech Pathology Services, Inc. 5. Contract with Guided Discoveries. 6. Contract with Eide Bailly for Non-Audit Services. 7. Contract with Eide Bailly for Forensic Accounting Services. F. Personnel 1. Classified a) To accept the resignation of a 3.75 Instructional Aide. 2. Certificated a) To hire a Lead Teacher 3. Administration VI. Information & Proposals (Action may be taken) A. Report, Information, and Presentations 1. Budget Report 2. Enrollment Update 3. Principal’s Report B. Discussion VII. Action Items A. Public Hearings 1. Availability of Instructional materials, Resolution # 2019-9-1. B. Old Business - None C. New Business 1. The Board will consider the Resolution for Adopting the “GANN” 3 | Page Dehesa School District Board of Trustees Regular Meeting Agenda September 12, 2019 Limit. 2. The Board will consider the Approval of the 2018-2019 Unaudited Actuals Financial Report. D. Negotiations - None E. Board Policies 1. The Board will consider Approval of the Updated Board Policies, Regulations and Exhibits 4315 - 4361.9. 2. The Board will consider Approval of Policy Updates BP1112, AR3320, BP/AR3551, AR4117.7, BP4118, BP4119.24, BP/AR4218, BP4219.24, BP5123, BP5136, AR6142.2, AR6145.2, BP/AR6174, BP6179, BP/E9321. VIII. Advance Planning A. Next Meeting 1. Regular Board Meeting October 29, 2019. Closed Session at 4 p.m. Open Session at 5:00 p.m. B. Agenda Items - Trustees may request placing items on the next agenda. C. Future Meeting Dates 1. Regular Board Meeting November 14, 2019. Closed Session at 4:00 p.m. Open Session at 5:00 p.m. IX. Adjournment and Return to Closed Session if needed to continue Closed Session items listed above. 4 | Page D S D EHESA CHOOL ISTRICT To: Members of the Board and Meeting Date: September 12, 2019 Acting Supt. Perondi Action First Reading From: Anna Buxbaum Information Presentation Subject: Agreement for Forensic Discussion Accounting Services with Public Hearing Eide Bailly Roll Call Vote Required Background: Dehesa began the process of forensic audits at the beginning of 2019 for charters under our oversight responsibility. Audits will continue with Eide Bailly, forensic audit experts, to ensure compliance of the remaining five charters in the areas listed in the attached agreement. Report: Eide Bailly are experts in fraud and financial abnormalities and have the expertise to navigate complex accounting and organizational situations. The partner in charge of this engagement, Jason Olson, is a Certified Public Accountant, Certified in Financial Forensics, Certified Fraud Examiner, Certified Forensic Interview, and a Private Investigator (State of Minnesota). He holds a Bachelor of Science in Accounting with Forensic Accounting Emphasis and a Master of Business Administration, Fraud Management and Economic Crime. Financial Impact: Not to exceed $55,000.00. A retainer of $10,000.00 is required at the time of engagement. Student Impact: N/A
-
CL65E17-E20,E23,E33,E53 DirectorofFinance(OrEquivalent)InterviewQuestions E13,E26,F3,F13-F14,
-
CL66F17-F20,F22-F30,F32- F35,F38
-
CL67ExecutiveDirector(OrEquivalent)InterviewQuestions E41,G6,G31-G37
-
CL68TeacherInterviewQuestions G6,P13,P17
-
CL69OperationsManager(OrEquivalent)InterviewQuestions O2-O3,O5,O10-O12
-
CL70AttendanceClerk(OrEquivalent)InterviewQuestions F43-F44,F49 IndependentStudyCoordinator(OrEquivalent)Inteview F51,F55,F59-F63
-
CL71Questions(IfApplicable) IndependentStudyParent(s)(IfApplicable) F51-F52,F54,F56-F58,
-
CL72Ifcharterschool graduates students,has it notifiedstudents infostercare, homeless students, andstudents ofamilitary familyorwithmigrant status oftheirrights ofexemptionfrom local graduationrequirements?(E15) _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________ _______________________________________________________________________________
-
CL73IndependentStudyTeacher(s)(IfApplicable) F50-F51,F54-F59
-
CL74ClassroomObservationChecklist E16-E19,G39
-
CL75MainOfficeObservationChecklist E36,E50,G40,P8 815-21/4536076.3 ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. BINDER1,TAB1: INSTRUCTIONALLEADER(OREQUIVALENT) INTERVIEWQUESTIONS
-
CL76AssessmentCalendar E20
-
CL77SmarterBalancedAssessmentConsortiumResults E21
-
CL78DashboardData E21 Donot includethesesamples inthebinder. ShortlybeforeorduringDistrict staff’s sitevisit, theywill randomlyselect samples forinclusionandreview. ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission.
-
CL79SchoolAccountabilityReportCard E22
-
CL80SampleDataReportsProvidedtoParents/Guardians E23
-
CL81SampleDataReportsProvidedtoStaff* E23
-
CL82NotificationsofELPACAssessments E24
-
CL83LCAPorUpdatetoLCAP E25-E26 MinutesfromGoverningBoardMeetingReflectingApprovalof E25
-
CL84CompleteSetofBoardPolicies G19-G30,G39
-
CL85Admissions/EnrollmentForms andPolicies E27-E28,E30-E31
-
CL86LotteryProcedures E27,E31 SchoolStudentData(IncludingDemographicandEducational E29
-
CL87Background) StudentDataforSampleofNearbySchoolDistricts(Including E29
-
CL88DemographicandEducationalBackground) StudentDisciplinePoliciesandProcedures,IncludingPolicies E32-E34
-
CL89RegardingDisciplineofStudentswithDisabilities
-
CL90StudentDisciplineData E34
-
CL91SchoolSafetyPlan E35
-
CL92Sign-InSheetsfromHealth,Safety,andEmergencyTraining E36
-
CL93PolicyRegardingVisitorsonCampus E37 Donot includethesesamples inthebinder. ShortlybeforeorduringDistrict staff’s sitevisit, theywill randomlyselect samples forinclusionandreview. ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. SampleRecordsofVision,Hearing,andScoliosisScreeningand E38
-
CL94Sample Attendance Reports F43-F44 Proof of Submission of P1, P2, and P3 Attendance Reports and F45
-
CL95SuicidePreventionPolicy E39 MinutesfromGoverningBoardMeetingReflectingApprovalof E39
-
CL96SuicidePreventionPolicy
-
CL97ApplicationforUniversalMealService(AsApplicable) E40 GoverningBoardResolutionClaimingFiscalHardship(As E40
-
CL98Applicable) ScreenshotfromWebsiteReflectingProminentDisplayofTitle E42
-
CL99IXNotification SexualHealthandHIVPreventionEducationCourseDescription E43 36. (AsApplicable) PolicyorOtherDescriptionofMethodforInforming E44
-
CL100Sample Independent Study Transcripts* F52
-
CL101Parents/GuardiansRegardingHumanTraffickingPrevention Resources
-
CL102NoticeRegardingFERPARights E45 Noticeto11thGraders’ParentsRegardingCalGrant(As E46
-
CL103Independent Study Student Enrollment Report F54-F55 Board Policy Regarding Maximum Length of Time for F56
-
CL104Noticeto12thGraders’ParentsRegardingGPA(AsApplicable) E47
-
CL105NoticeRegardingMentalHealthServices E48 RosterofAllStudents,IncludingName,GradeLevel,School E49
-
CL106DistrictofResidence,CountyofResidence,Parent/Guardian Name,andParent/GuardianContactNumber
-
CL107PolicyRegardingConfidentialityofStudentRecords E50 ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission.
-
CL108PolicyRegardingParentReviewofStudentRecords E51
-
CL109PolicyRegardingReleaseofStudentInformation E52 815-6/4552796.4 ThisdocumentisintendedforsoleusebyDehesaSchoolDistrictandmaynotbeduplicatedorusedwithout permission. Assigned District Staff Person: ____________________ Position of Assigned Staff Person: ____________________ EDUCATIONAL PROGRAM AND STUDENT SERVICES OVERSIGHT CHECKLIST No. Compliance Area Evidence to Review Yes No Comments Educational Program Approved charter (Binder 2, Tab 1) Charter school curricular and instructional plan Description of courses, instructional E1 complies with approved charter. framework, and/or scope and sequence (Binder 2, Tab 2) Approved charter (Binder 2, Tab 1) Description of courses, instructional Charter school curricular and instructional plan is framework, and/or scope and sequence E2 aligned with the needs of students that approved (Binder 2, Tab 2) charter identifies as target population. Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q1) Charter school staffing complies with approved Approved charter (Binder 2, Tab 1) E3 charter. Staffing chart (Binder 2, Tab 3) Staffing chart (Binder 2, Tab 3) Charter school staffing is sufficient to carry out E4 Instructional leader (or equivalent) educational program. interview (Binder 1, Tab 1, Q2) If applicable, parents of high school students are informed about the transferability of courses to other E5 Student handbook (Binder 2, Tab 4) public high schools and the eligibility of courses to meet college entrance requirements. Charter school has obtained WASC accreditation, if E6 WASC accreditation (Binder 2, Tab 5) applicable. Services to Special Populations This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Student handbook (Binder 2, Tab 4) SELPA policies and procedures manual (Binder 2, Tab 6) Charter school policies and practices ensure CALPADS reports for Fall 1 E7 appropriate placement for students who are enrolling submission (Binder 2, Tab 7) with IEPs. Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q3) Student handbook (Binder 2, Tab 4) SELPA policies and procedures manual Charter school policies and practices ensure referral (Binder 2, Tab 6) and assessment of students suspected of requiring CALPADS reports for Fall 1 E8 special education and related services, either through submission (Binder 2, Tab 7) IDEA or Section 504. Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q4) Student handbook (Binder 2, Tab 4) SELPA policies and procedures manual (Binder 2, Tab 6) Charter school policies and practices ensure CALPADS reports for Fall 1 E9 compliance with IDEA special education timelines. submission (Binder 2, Tab 7) Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q5) Sample IEPs (Binder 2, Tab 8) Students identified as eligible for special education Sample 504 plans (Binder 2, Tab 9) E10 receive services required by their IEPs and 504 Instructional leader (or equivalent) plans. interview (Binder 1, Tab 1, Q6) All required members of IEP teams attend IEP E11 Sample IEPs (Binder 2, Tab 8) meetings. Data demonstrating percentage of Charter school does not enroll a disproportionately E12 students with disabilities in charter small number of students with disabilities. school (Binder 2, Tab 10) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Charter school ensures that special education funds Director of finance (or equivalent) E13 are not used to serve students identified for interview (Binder 1, Tab 2, Q1) accommodations under Section 504. Student handbook (Binder 2, Tab 4) Charter school follows process for identification and E14 Instructional leader (or equivalent) reclassification of students who are English Learners. interview (Binder 1, Tab 1, Q7) If charter school graduates students, it has notified students in foster care, homeless students, and Student handbook (Binder 2, Tab 4) E15 students of a military family or with migrant status of Instructional leader (or equivalent) their rights of exemption from local graduation interview (Binder 1, Tab 1, Q8) requirements. Curricular Materials Description of courses, instructional framework, and/or scope and sequence Charter school uses standards-aligned instructional E16 (Binder 2, Tab 2) materials. Classroom observations (Binder 1, Tab 10, Q1) Description of courses, instructional framework, and/or scope and sequence (Binder 2, Tab 2) Charter school uses instructional materials that E17 Instructional leader (or equivalent) address the specific needs of English Learners. interview (Binder 1, Tab 1, Q9) Classroom observations (Binder 1, Tab 10, Q2) Charter school provides integrated English Language Instructional leader (or equivalent) Development within regular classes in all content interview (Binder 1, Tab 1, Q10) E18 areas in a manner that is aligned with state content Classroom observations (Binder 1, Tab and ELD standards. 10, Q3) Class schedule (Binder 2, Tab 11) Instructional leader (or equivalent) E19 Charter school provides designated English interview (Binder 1, Tab 1, Q11) Language Development for a specific protected time Classroom observations (Binder 1, Tab 10, Q4) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments during the school day that is aligned with ELD standards. Assessment Charter school administers state-mandated testing Assessment calendar (Binder 2, Tab 12) E20 according to testing rules and regulations as required Instructional leader (or equivalent) for all K-12 schools in California. interview (Binder 1, Tab 1, Q12) SBAC and Dashboard Data indicate that the charter SBAC (Binder 2, Tab 13) E21 school is on target for meeting renewal requirements Dashboard Data (Binder 2, Tab 14) as set forth in EC 47607(b). Charter school has completed and timely posted a E22 SARC (Binder 2, Tab 15) SARC containing required elements. Sample data reports to parents (Binder 2, Tab 16) Charter school regularly collects student Sample data reports to staff (Binder 2, E23 achievement data and reports it to parents and staff. Tab 17) Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q13) Charter school provides required notifications of language proficiency assessments (ELPAC), E24 Notifications (Binder 2, Tab 18) including whether a child is a long-term English Learner or is at-risk of becoming one. Charter school has current LCAP/LCAP Update that LCAP/LCAP update (Binder 2, Tab 19) E25 has been presented to, reviewed and approved by the Minutes from Board meeting (Binder 2, Charter School’s governing board. Tab 20) LCAP/LCAP update (Binder 2, Tab 19) Title I funds/categorical funding are being used to E26 Director of finance (or equivalent) supplement the school’s LCAP goals. interview (Binder 1, Tab 2, Q2) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Admissions Approved charter (Binder 2, Tab 1) Charter school complies with the admissions Admissions/enrollment forms and E27 practices described in the approved charter. policies (Binder 2, Tab 21) Lottery procedures (Binder 2, Tab 22) Admissions process for a student with an IEP is the Admissions/enrollment forms and E28 same as for a student without an IEP. policies (Binder 2, Tab 21) Student data demonstrate that population is reflective Charter school student data (Binder 2, of the District (including racial and ethnic Tab 23) E29 background, students with disabilities, English Student data from nearby school learners, and FRPL students). districts (Binder 2, Tab 24) Charter school enrollment forms indicate compliance with all applicable laws, including prohibition on collecting information regarding immigration status; Admissions/enrollment forms and E30 prohibition on collecting social security numbers policies (Binder 2, Tab 21) unless required by law; and, as required by Education Code section 49452.9(a), health care cover options and enrollment assistance information. Approved charter (Binder 2, Tab 1) If charter school has used lottery system to determine Admissions/enrollment forms and E31 which students will be allowed to enroll, process was policies (Binder 2, Tab 21) held in the manner described in the approved charter. Lottery procedures (Binder 2, Tab 22) Discipline Approved charter (Binder 2, Tab 1) Discipline policies and procedures, Charter school discipline policies and practices are E32 including policies regarding discipline consistent with terms of charter. of students with disabilities (Binder 2, Tab 25) Discipline policies and procedures, E33 Student discipline procedures comply with due including policies regarding discipline process requirements set forth in Education Code This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments section 47605, charter, and/or discipline policies and of students with disabilities (Binder 2, procedures, including all requirements for Tab 25) disciplining students with disabilities. Instructional leader (or equivalent) interview (Binder 1, Tab 1, Q14) Discipline data (Binder 2, Tab 26) Charter school has not disproportionately suspended Discipline policies and procedures, E34 or expelled students of certain racial or ethnic including policies regarding discipline backgrounds, or students with disabilities. of students with disabilities (Binder 2, Tab 25) Health and Safety Charter School has and annually updates its school safety plan, addressing fire emergencies, earthquakes, criminal incidents, accidents, injuries, E35 School safety plan (Binder 2, Tab 27) and other threats to the health and safety of students and staff, consistent with Education Code requirements. Training sign-in sheets (Binder 2, Tab Staff has been trained in health, safety, and 28) E36 emergency procedures, and appropriate first aid Observation of main office (Binder 1, supplies are kept on hand. Tab 11, Q2) Charter school has a policy/procedure for visitors to E37 Policy or procedure (Binder 2, Tab 29) enter and leave campus. Charter school provides for the screening of pupils’ Records of student screenings (Binder E38 vision, hearing, screening for scoliosis, and required 2, Tab 30) immunizations. If charter school serves students in grades 7-12, governing board has adopted Suicide Prevention Suicide Prevention Policy (Binder 2, Policy that was created in conjunction with Tab 31) E39 stakeholders, specifically lists its high-risk groups, Board meeting minutes (Binder 2, Tab addresses the needs of those high-risk students, and 32) was updated in the last 5 years. This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments If charter school qualifies for FRPL for all meals that it provides, it has applied to provide a universal meal service to all students at the school, or, if not, has Application for universal meal service submitted a governing board resolution to the state (Binder 2, Tab 33) E40 claiming a fiscal hardship (with evidence that those Governing board resolution (Binder 2, finding are reviewed in a public meeting every 4 Tab 34) years), as provided in Education Code section 49564(c). Charter school provides at least one meal per day to Executive director (or equivalent) E41 students who qualify for FRPL. interview (Binder 1, Tab 3, Q1) Charter school posts on its website in a prominent, conspicuous location, the Title IX information, Screenshot from website (Binder 2, Tab E42 including the name and contact number/e-mail for 35) the Title IX Coordinator for that school. If charter school serves students in grades 7-12, it Sexual health and HIV prevention provides comprehensive sexual health and HIV E43 education course description (Binder 2, prevention education, as required by Education Code Tab 36) section 51930, et seq. By January 1, 2020, charter school has developed methods for informing parents/guardians of students Policy or other description of method E44 in grades 6-12 regarding human trafficking for informing parents/guardians (Binder prevention resources, as required by Education Code 2, Tab 37) section 49381. Parent Notifications Charter school provides a notice to all E45 parents/guardians regarding their rights under the Notice (Binder 2, Tab 38) Family Educational Rights and Privacy Act. This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments If charter school serves students in 11th grade, parents of those students are notified by January 1st E46 that the students will be deemed a Cal Grant Notice (Binder 2, Tab 39) applicant unless the student opts out, as required by Education Code section 69432.9(d)(1). If charter school serves students in 12th grade, parents of those students are notified of student’s E47 Notice (Binder 2, Tab 40) GPA by October 1st, as required by Education Code section 69432.9(c)(2). Charter school notifies parents at least twice a year regarding how to initiate access to available student E48 Notice (Binder 2, Tab 41) mental health services on campus or in the community. Student Records Roster of students, including name, grade level, school district of residence, Charter school maintains comprehensive records E49 county of residence, parent/guardian regarding its students. name, and contact number (Binder 2, Tab 42) Policy regarding confidentiality of Charter school maintains student records, including student records (Binder 2, Tab 43) E50 special education records, in a confidential and Observation of main office (Binder 1, secure location. Tab 11, Q3) Charter school has a policy or procedure for parents Policy regarding review of records E51 to review student files, including a log. (Binder 2, Tab 44) Charter school has policy or procedure regarding Policy regarding release of student E52 release of student information. information (Binder 2, Tab 45) This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. No. Compliance Area Evidence to Review Yes No Comments Teachers have reasonable access to special education Instructional leader (or equivalent) E53 records. interview (Binder 1, Tab 1, Q15) Total “No” Responses: ____ Risk Assessment (Circle One): 0-13 Low 14-26 Moderate 27+ High 815-21/4535127.4 This document is intended for sole use by Dehesa School District and may not be duplicated or used without permission. BINDER3: GOVERNANCEDOCUMENTATION Tab Description ComplianceArea(s)
-
CL110Document requests spanning all five key areas
-
CL111Charter schools to assemble/provide requested documents
-
CL112District reviews documents
-
CL113District conducts site visits (1-2 announced; 1 unannounced)
-
CL114District interviews key charter personnel 13 Charter Oversight Process
-
CL115District conducts focused audit, as necessary (e.g., credential review, special education compliance, etc.)
-
CL116District compiles information from document review, site visits, and interviews
-
CL117District prepares written charter oversight report of compliance and summary of corrective action(s) to send to charter school
-
CL118District staff presents final report of charter oversight to Board of Education 14 15 Charter Oversight Process The Documents: Master oversight checklist addressing five key areas List of requested documents in five key areas (to be compiled by charter school) Site visit/observation checklist Interview questions for key charter personnel *Additionalaudits/filereviews,interviews,andsitevisits/observationsmay occur,asnecessary,duringannualoversightprocess. 16 Questions and feedback welcome! 17 Informationinthispresentation,includingbutnotlimitedtoPowerPointhandoutsandthepresenters'comments,issummaryonlyandnotlegaladvice. Weadviseyoutoconsultwithlegalcounseltodeterminehowthisinformationmayapplytoyourspecificfactsandcircumstances. 18
Observations 7
-
OB1September 23, 2019 – The District will send written correspondence to each of its authorized charter schools with a list of document requests spanning all five key areas. The requested documents are reflected in the charter oversight materials in Attachment 2.
-
OB2Week of September 23, 2019 or September 30, 2019 – District representatives will meet in person or via Zoom/Skype conference with representatives of each charter school (on an individualized basis) to provide an overview of the process.
-
OB3September 23, 2019 through November 8, 2019 – Each charter school will compile and send all requested documents to the District by no later than November 8, 2019.
-
OB4November 11, 2019 through January 17, 2020 – The District will conducted a detailed review of each set of charter school documents and follow up with the charter schools, as needed, for any missing or clarifying/supplemental information. 1 A copy of the Board minutes is not currently available since they will need to be approved at the next regularly-scheduled meeting in October. 5
-
OB5January 20, 2020 through March 27, 2020 – The District will conduct announced/ unannounced site visits and interviews with key charter personnel and parent/guardians of students (as applicable).
-
OB6March 30, 2020 through June 12, 2020 – The District will finalize its oversight review and issue a written summary or report of compliance to each charter school. The report will identify any areas for further follow up or corrective action by the charter school.
-
OB7June 15, 2020 through June 30, 2020 – District staff will make a presentation and provide a report to the Board on the annual charter oversight process and findings for each of the charter schools. (The date of the meeting has not yet been determined.) The timelines noted above may be subject to slight change, as necessary, to ensure a smooth facilitation of the oversight process.