Mendocino County Grand Jury • 2015-2016

For the Record:

Published: May 09, 2015 21 pages
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Findings and Recommendations 7 findings

F1
Most of the County front desk staff of the departments and offices from which records were requested are knowledgeable about the requirements of the CPRA and County policy for 6 responding to in-person public records requests, and uniformly comply with those requirements.
Related Recommendations (1)
R1
The County continues in its current commendable actions to improve compliance with the CPRA. (F1, F3)
F2
County officials did not comply with requirements by the CPRA to notify the requestors (the Jury) of the need for additional time to respond, even though they could have done so by citing “unusual circumstances.”9
Related Recommendations (1)
R2
The County review and update its records retention policy and procedures to include requirements that: • All departments have up-to-date record retention schedules. • Regular and systematic use of the schedules to destroy obsolete records. • All destruction of records be documented and contain instructions on how that is to be accomplished. • Each department appoint a records retention coordinator having the responsibility for maintenance and use of records retention schedules, and department records storage. • The CEO appoint staff having County-wide centralized responsibility for ensuring compliance with this policy. (F2, F4, F5, F6, F7)
F3
In general, the County is taking an effective approach in its ongoing efforts to improve compliance with the CPRA.
Related Recommendations (1)
R1
The County continues in its current commendable actions to improve compliance with the CPRA. (F1, F3)
F4
The County is not in complete compliance with GC 26200 et seq. in that only five departments or offices have in place authorized records retention schedules. However, it is taking steps to become compliant.
Related Recommendations (2)
R2
The County review and update its records retention policy and procedures to include requirements that: • All departments have up-to-date record retention schedules. • Regular and systematic use of the schedules to destroy obsolete records. • All destruction of records be documented and contain instructions on how that is to be accomplished. • Each department appoint a records retention coordinator having the responsibility for maintenance and use of records retention schedules, and department records storage. • The CEO appoint staff having County-wide centralized responsibility for ensuring compliance with this policy. (F2, F4, F5, F6, F7)
R3
That the CEO promulgates a general records retention schedule that covers records common to multiple departments and offices. (F4, F5)
F5
The County is placing itself at potential risk in litigation and audits by not systematically destroying obsolete records according to authorized records retention schedules.
Related Recommendations (3)
R2
The County review and update its records retention policy and procedures to include requirements that: • All departments have up-to-date record retention schedules. • Regular and systematic use of the schedules to destroy obsolete records. • All destruction of records be documented and contain instructions on how that is to be accomplished. • Each department appoint a records retention coordinator having the responsibility for maintenance and use of records retention schedules, and department records storage. • The CEO appoint staff having County-wide centralized responsibility for ensuring compliance with this policy. (F2, F4, F5, F6, F7)
R3
That the CEO promulgates a general records retention schedule that covers records common to multiple departments and offices. (F4, F5)
R5
The scope of the request must be reasonably clear. “[.:-e()1o.a30AC '-3014 $e4o$/( *-() 3e /e(4$13e/ 40ea$0A e.o-g% )o 'e$*1) )%e age.4A )o /e)e$*1.e >%e)%e$ >$1)1.g( of )%e )A'e /e(4$13e/ 1. )%e $e:-e() a$e -./e$ 1)( 4o.)$o09 7S%e 2P568 4o*'e0( a. age.4A )o '$o;1/e a 4o'A of .o.eHe*') $e4o$/( -'o. a $e:-e() \>%14% $ea(o.a30A /e(4$13e( a. 1/e.)1f1a30e $e4o$/C o$ 1.fo$*a)1o. '$o/-4e/ )%e$ef$o* 9 9 9 \ ]o>e;e$C )%e $e:-1$e*e.) of 40a$1)A *-() 3e )e*'e$e/ 3A )%e $ea01)A )%a) a $e:-e()e$C %a;1.g .o a44e(( )o age.4A f10e(C *aA 3e -.a30e )o '$e41(e0A 1/e.)1fA )%e /o4-*e.)( (o-g%)9 S%-(C >$1)1.g( *aA 3e /e(4$13e/ 3A )%e1$ 4o.)e.)9 S%e age.4A *-() )%e. /e)e$*1.e >%e)%e$ 1) %a( (-4% >$1)1.g( -./e$ 1)( 4o.)$o0 a./ )%e a''014a3101)A of a.A eHe*')1o.9 6. age.4A 1( )%-( o301ge/ )o (ea$4% fo$ $e4o$/( 3a(e/ o. 4$1)e$1a (e) fo$)% 1. )%e (ea$4% $e:-e()9? 2alifornia ;irst 4mendment 2oalition v. -uperior 2ourtC YL 2a096''9J)% MIN 7MNNT8
F6
The County does not have a storage facility for its inactive records (records not needed for everyday use but which must be retained for legal or other reasons) consistent with industry standards, although it does make use of off-site storage to reduce pressure on office space.
Related Recommendations (3)
R2
The County review and update its records retention policy and procedures to include requirements that: • All departments have up-to-date record retention schedules. • Regular and systematic use of the schedules to destroy obsolete records. • All destruction of records be documented and contain instructions on how that is to be accomplished. • Each department appoint a records retention coordinator having the responsibility for maintenance and use of records retention schedules, and department records storage. • The CEO appoint staff having County-wide centralized responsibility for ensuring compliance with this policy. (F2, F4, F5, F6, F7)
R4
That the County explore the feasibility of establishing and operating a County Records Center that follows records management industry standards. (F6, F7) RESPONSES Pursuant to Penal Code §933.05, responses are required from the following individuals: County Executive Officer, Mendocino County (All Findings and All Recommendations) Reports issued by the Civil Grand Jury do not identify individuals interviewed. Penal Code §929 requires that reports of the Grand Jury not contain the name of any person or facts leading to the identity of any person who provides information to the Civil Grand Jury.
R6
The agency need not compile lists or write reports. S%e $1g%)( '$o;1/e/ 1. )%e 0a> a$e )o <1.('e4)? 70oo= a) >o$/(C (A*3o0( o$ 1*age(^ 01()e. )o (o-./(8 '-3014 $e4o$/( a./_o$ )o <o3)a1. a 4o'A? of )%o(e $e4o$/(C .o) )o 4o*'e0 )%e age.4A )o 4$ea)e 01()( o$ $e'o$)( 1. $e('o.(e )o :-e()1o.(9 F. o.0A o.e 1.()a.4e 1( )%e age.4A $e:-1$e/ )o ge.e$a)e a $e4o$/ )%a) /oe( .o) a0$ea/A eH1()C a./ )%a) 1( 1f )%e 1.fo$*a)1o. (o-g%) 1( /1()$13-)e/ 1. 4o*'-)e$1`e/ fo$* 1. a /a)a3a(e o$ o)%e$>1(e a./ *-() 3e a((e*30e/ 1. a (1.g0e $e4o$/9 6( '$o;1/e/ 1. Wo;e$.*e.) 2o/e XY2I39NC 1f )%e age.4A 4a..o) <'$o/-4e? o$ <4o.()$-4)? )%e $e4o$/ (o-g%) >1)%o-) ('e41a0 '$og$a**1.gC )%e $e:-e()e$ *-() 'aA fo$ )%a) >o$=9 22"# %o'ewoo* +ay . Car'i2hael, CA 7890# . phone 7"9=4#?=?000 . faA 7"9=4#?=?777 wwwB2alawareBorg ". The agency must do its 3est to help the re7uester succeed. Government Code Section 6253.1 states: (a) When a member of the public requests to inspect a public record or obtain a copy of a public record, the public agency, in order to assist the member of the public make a focused and effective request that reasonably describes an identifiable record or records, shall do all of the following, to the extent reasonable under the circumstances: “(1) Assist the member of the public to identify records and information that are responsive to the request or to the purpose of the request, if stated. “(2) Jescribe the information technology and physical location in which the records exist. “(3) Provide suggestions for overcoming any practical basis for denying access to the records or information sought. “(b) The requirements of paragraph (1) of subdivision (a) shall be deemed to have been satisfied if the public agency is unable to identify the requested information after making a reasonable effort to elicit additional clarifying information from the requester that will help identify the record or records.” These assistance requirements do not apply, obviously, if the agency fully grants the request, or denies access based on one of the exemptions in Government Code §6254. Also, if the agency has an index to its records and makes it available, no further help in refining the request is required.
F7
A centralized County records storage facility—a records center—based upon records management industry standards would improve access to inactive records and help ensure their appropriate retention and destruction. GC 6253. 7
Related Recommendations (2)
R2
The County review and update its records retention policy and procedures to include requirements that: • All departments have up-to-date record retention schedules. • Regular and systematic use of the schedules to destroy obsolete records. • All destruction of records be documented and contain instructions on how that is to be accomplished. • Each department appoint a records retention coordinator having the responsibility for maintenance and use of records retention schedules, and department records storage. • The CEO appoint staff having County-wide centralized responsibility for ensuring compliance with this policy. (F2, F4, F5, F6, F7)
R4
That the County explore the feasibility of establishing and operating a County Records Center that follows records management industry standards. (F6, F7) RESPONSES Pursuant to Penal Code §933.05, responses are required from the following individuals: County Executive Officer, Mendocino County (All Findings and All Recommendations) Reports issued by the Civil Grand Jury do not identify individuals interviewed. Penal Code §929 requires that reports of the Grand Jury not contain the name of any person or facts leading to the identity of any person who provides information to the Civil Grand Jury.

Additional Recommendations 1

These recommendations are not explicitly linked to specific findings.