Sonoma County Grand Jury
• 2010-2011
Children’s ProteCtive serviCes— reduCing the risk of Abuse And negleCt
⚠️ Translation Notice: This content has been automatically translated. The original English text is the official version. Translation may contain errors.
⚠️ Este contenido ha sido traducido automáticamente. El texto original en inglés es la versión oficial. La traducción puede contener errores.
Findings and Recommendations 6 findings
F1
Although the state provides some guidance, its standards or guidelines are not clear about when a case should be closed. This causes considerable variance between supervisors’ judgments and opinions as to when cases are to be closed. Some supervisors are more lax and some are more stringent. Supervisors and their social workers are entrenched in doing things their own way with regard to closing cases. As a group, supervisors are inconsistent in interpreting rules, regulations and codes.
Related Recommendations (1)
R1
Re: F1, F2, F3 and F6 above: Currently, using the SDM process, referrals must be prioritized and coded to require investigations within either 24 hours or 10 days. Each referral/case also should be coded when the case is closed on a “seriousness scale” as a means of alerting staff if and when a case has to be re-reviewed or might 4 be reopened. The coding can be based on the SDM Final Risk Levels.
F2
If a closed case is later re-opened because of a new allegation, there are no written procedures and no encouragement for a social worker or supervisor to request that the closed case be reviewed if it is thought that the assessment or the case closure decision was lacking.
Related Recommendations (1)
R2
Re: F1: Once the new ER policies and procedures are developed by FYC, there should be an ongoing evaluation of their implementation and its results for improving the outcomes for children and the closing of cases.
F3
In a small, but important number of cases, children have suffered the consequences of inadequate case assessment. However, the FYC director appears to be conscientious and is striving to remove inadequacies in case management and is to be commended. FYC has adopted the Structured Decision Making tool (SDM) and, based on recommendations from an in-house committee, it is revising all of its ER policies and procedures to improve assessment and case closure decisions. It appears that the SDM will help meet the needs for improving assessment and decision making about, and the management of, child safety, risk and parental adequacy.
Related Recommendations (1)
R3
Re: F2: Through policy and training, the social workers should be encouraged to bring forth previously closed cases, or cases which are forwarded to another section in the Division, and appear to have deficiencies in assessment or other decision-making, e.g., case closure or inadequate assessment. This is one means of training social workers to do more thorough assessments.
F4
With regard to FYC’s self assessment and the three-year System Improvement Plan that resulted from it, the work and input received from various people and groups are very commendable, but the social work staff appears to have little awareness or memory of either the self-assessment process or the plan except for the change to using the SDM tool.
Related Recommendations (1)
R4
Re: F1 and F5: A written procedure, including guidelines, should be developed allowing a case to stay open beyond the 30 day limit and requiring a follow up by supervisors after a pre-determined time.
F5
Conscientious employees in ER are at risk of having low morale and being exhausted, partially due to inadequate supervision and management, time pressure to close cases, inconsistencies in interpretation of regulations for case closures, as well as the many cases that require investigation. However, the FYC’s implementation of new ER policies and procedures and the hiring of case social workers could reduce this risk.
Related Recommendations (1)
R5
Re: F6: The procedure for a random review of cases should be carried out by section managers rather than, or in addition to, supervisors as a way to make section managers more familiar with the actions of their supervisors and social workers. Cases that were judged to be high risk should be a priority for re-review. A process for evaluating the implementation of the procedure needs to be established.
F6
FYC Policy/Procedure “II-16 B. General” concerning the subsequent review of randomly selected cases was not known to managers or supervisors who were interviewed and is not followed. It appears that no one looks to see if this policy is followed.
Related Recommendations (1)
R6
Re: F4: The FYC Director should develop a means for better informing staff of the Division’s self-assessment and the System Improvement Plan and giving periodic reports on their results over the plan’s three-year lifespan. For example, since there are regular staff meetings where these topics can be discussed, they can be addressed at the beginning of the meeting. REQUIRED FOR RESPONSES n From the FYC Division Director: F5, and R1 through R6.
Agency Responses 1
Government agencies' official responses to this report's findings and recommendations. Click on a response to see the structured breakdown.