Orange County Grand Jury • 2015-2016

Office of Independent Review:

Published: June 28, 2016 72 pages Consolidated Report
Ver PDF original

Findings 11 findings

F1
By changing the employment relationship for the revised OIR’s Executive Director and professional staff from independent contractor to County employee, the Board of Supervisors appears to have made the 2015 version of the Office of Independent Review less independent of the Board and more vulnerable to the Board exerting politically- motivated influence on the five covered agencies and/or their leadership through the OIR.
F2
Some members of the Board of Supervisors were dissatisfied with the OIR’s performance from 2008-2015. Some of the dissatisfaction appeared to be the result of a mismatch between Supervisors’ expectations and the OIR mandate as described in the 2008 OIR ordinance and the OIR Executive Director’s contract.
F3
Although the 2015 OIR ordinance calls for the OIR to “conduct substantive systemic audits and reviews,” there is no explicit provision of authority or resources for the OIR to conduct them independently, a recurring supervisorial expectation. Without the authority or resources to conduct its own independent audit investigations, the 2015 version of the OIR 2015-2016 Orange County Grand Jury Office of Independent Review: What’s Next? would have to act only as reviewer of audits and reviews performed by Performance Audit, and/or Internal Audit, and/or the agencies themselves.
F4
The OIR could easily cost upwards of $3 million/year due to expansion to five agencies plus jail monitors.
F5
It will be a challenge to find and retain a permanent staff with the qualifications and sufficient subject matter expertise to identify best practices and to review the broad range of services provided by the five agencies identified in the 2015 ordinance.
F6
The increase in OIR purview from the 2008 ordinance to the 2015 amended ordinance, from just the OCSD to the OCSD plus four other agencies, is so large in the breadth of services offered by the five agencies, the number of County employees covered, and the number of OIR staff to be hired, that a phased implementation will be required.
F7
The strenuous opposition of the OCDA to its inclusion in the OIR’s purview could pose a serious threat to the ability of the OIR to provide an effective review of the OCDA as required by the 2015 ordinance.
F8
The willingness of the OCSD to work cooperatively with the OIR was crucial to allowing the original 2008 OIR to be effective as an independent reviewer of OSCD’s internal investigations.
F9
With the OIR’s newly-expanded role to review the policies and practices of the OCSD and recommend reforms consistent with evolving best practices, the OCSD has an opportunity to take advantage of the new OIR to assist the OCSD in recovering from the current jailhouse informant controversy. This would require the continued voluntary cooperation of the OCSD with the new OIR.
F10
With the OIR’s newly-expanded role to review the policies and practices of the OCDA and recommend reforms consistent with evolving best practices, the OCDA has an opportunity to take advantage of the new OIR to assist the OCDA in recovering from the current jailhouse informant controversy, and in particular, implementing IPPEC recommendation #2. This would require the voluntary cooperation of the OCDA with the new OIR.
F11
The assurance of confidentiality, through attorney-client privilege between the five relevant County agencies and the OIR, is essential to the effective implementation of the 2015 OIR ordinance. Still, even attorney-client privilege may be insufficient for allowing access to some confidential documents, like juvenile records and personnel files that are very tightly controlled by the courts. 2015-2016 Orange County Grand Jury Office of Independent Review: What’s Next?

Recommendations 1

Conclusions 1

Agency Responses 2

Government agencies' official responses to this report's findings and recommendations. Click on a response to see the structured breakdown.